0001140361-13-005061.txt : 20130207 0001140361-13-005061.hdr.sgml : 20130207 20130207082607 ACCESSION NUMBER: 0001140361-13-005061 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130206 FILED AS OF DATE: 20130207 DATE AS OF CHANGE: 20130207 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUMMIT FINANCIAL GROUP INC CENTRAL INDEX KEY: 0000811808 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 550672148 STATE OF INCORPORATION: WV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 300 NORTH MAIN ST CITY: MOOREFIELD STATE: WV ZIP: 26836 BUSINESS PHONE: 3045301000 MAIL ADDRESS: STREET 1: 300 NORTH MAIN ST CITY: MOOREFIELD STATE: WV ZIP: 26836 FORMER COMPANY: FORMER CONFORMED NAME: SOUTH BRANCH VALLEY BANCORP INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MADDY H CHARLES III CENTRAL INDEX KEY: 0001186827 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-16587 FILM NUMBER: 13580156 MAIL ADDRESS: STREET 1: 300 NORTH MAIN STREET CITY: MOOREFIELD STATE: WV ZIP: 26836 4 1 doc1.xml FORM 4 X0306 4 2013-02-06 0 0000811808 SUMMIT FINANCIAL GROUP INC SMMF 0001186827 MADDY H CHARLES III 300 NORTH MAIN STREET MOOREFIELD WV 26836 1 1 0 0 President & CEO Common Stock 24972.4512 I By ESOP Common Stock 10075.4603 I By Wife Common Stock 2013-02-06 4 M 0 1600 4.63 A 7932.8171 D Common Stock 2013-02-06 4 S 0 1600 7.10 D 6332.8171 D Employee Stock Option (Right to Buy) 5.21 1999-02-26 2013-02-26 Common Stock 4800 4800 D Employee Stock Option (Right to Buy) 4.63 2013-02-06 4 M 0 1600 4.63 D 2000-02-25 2014-02-25 Common Stock 3200 1600 D Employee Stock Option (Right to Buy) 5.95 2002-10-26 2016-10-26 Common Stock 6000 6000 D Employee Stock Option (Right to Buy) 9.49 2003-12-06 2017-12-06 Common Stock 7000 7000 D Employee Stock Option (Right to Buy) 17.79 2004-12-12 2018-12-12 Common Stock 12000 12000 D Employee Stock Option (Right to Buy) 25.93 2005-12-06 2019-12-07 Common Stock 12000 12000 D Employee Stock Option (Right to Buy) 24.44 2005-12-06 2015-12-06 Common Stock 15000 15000 D 8% Non-Cumulative Convertible Preferred Stock, Series 2009 5.50 2010-03-01 2019-06-01 Common Stock 45454.525 250 I By Spouse 8% Non-Cumulative Convertible Preferred Stock, Series 2011 4.00 2012-03-01 2021-06-01 Common Stock 250 2 D Option Vests in 5 equal annual installments with beginning dated indicated. Option expires in 5 equal annual installments with the final date indicated. The 2009 Series Preferred Stock and 2011 Series Preferred Stock may be converted at the holder's option on any dividend payment date. Teresa D. Ely Lmtd POA, Attorney-in-Fact 2013-02-07