0001140361-13-005061.txt : 20130207
0001140361-13-005061.hdr.sgml : 20130207
20130207082607
ACCESSION NUMBER: 0001140361-13-005061
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130206
FILED AS OF DATE: 20130207
DATE AS OF CHANGE: 20130207
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SUMMIT FINANCIAL GROUP INC
CENTRAL INDEX KEY: 0000811808
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 550672148
STATE OF INCORPORATION: WV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 300 NORTH MAIN ST
CITY: MOOREFIELD
STATE: WV
ZIP: 26836
BUSINESS PHONE: 3045301000
MAIL ADDRESS:
STREET 1: 300 NORTH MAIN ST
CITY: MOOREFIELD
STATE: WV
ZIP: 26836
FORMER COMPANY:
FORMER CONFORMED NAME: SOUTH BRANCH VALLEY BANCORP INC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MADDY H CHARLES III
CENTRAL INDEX KEY: 0001186827
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-16587
FILM NUMBER: 13580156
MAIL ADDRESS:
STREET 1: 300 NORTH MAIN STREET
CITY: MOOREFIELD
STATE: WV
ZIP: 26836
4
1
doc1.xml
FORM 4
X0306
4
2013-02-06
0
0000811808
SUMMIT FINANCIAL GROUP INC
SMMF
0001186827
MADDY H CHARLES III
300 NORTH MAIN STREET
MOOREFIELD
WV
26836
1
1
0
0
President & CEO
Common Stock
24972.4512
I
By ESOP
Common Stock
10075.4603
I
By Wife
Common Stock
2013-02-06
4
M
0
1600
4.63
A
7932.8171
D
Common Stock
2013-02-06
4
S
0
1600
7.10
D
6332.8171
D
Employee Stock Option (Right to Buy)
5.21
1999-02-26
2013-02-26
Common Stock
4800
4800
D
Employee Stock Option (Right to Buy)
4.63
2013-02-06
4
M
0
1600
4.63
D
2000-02-25
2014-02-25
Common Stock
3200
1600
D
Employee Stock Option (Right to Buy)
5.95
2002-10-26
2016-10-26
Common Stock
6000
6000
D
Employee Stock Option (Right to Buy)
9.49
2003-12-06
2017-12-06
Common Stock
7000
7000
D
Employee Stock Option (Right to Buy)
17.79
2004-12-12
2018-12-12
Common Stock
12000
12000
D
Employee Stock Option (Right to Buy)
25.93
2005-12-06
2019-12-07
Common Stock
12000
12000
D
Employee Stock Option (Right to Buy)
24.44
2005-12-06
2015-12-06
Common Stock
15000
15000
D
8% Non-Cumulative Convertible Preferred Stock, Series 2009
5.50
2010-03-01
2019-06-01
Common Stock
45454.525
250
I
By Spouse
8% Non-Cumulative Convertible Preferred Stock, Series 2011
4.00
2012-03-01
2021-06-01
Common Stock
250
2
D
Option Vests in 5 equal annual installments with beginning dated indicated.
Option expires in 5 equal annual installments with the final date indicated.
The 2009 Series Preferred Stock and 2011 Series Preferred Stock may be converted at the holder's option on any dividend payment date.
Teresa D. Ely Lmtd POA, Attorney-in-Fact
2013-02-07