0001140361-12-009807.txt : 20120221 0001140361-12-009807.hdr.sgml : 20120220 20120221173120 ACCESSION NUMBER: 0001140361-12-009807 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120217 FILED AS OF DATE: 20120221 DATE AS OF CHANGE: 20120221 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUMMIT FINANCIAL GROUP INC CENTRAL INDEX KEY: 0000811808 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 550672148 STATE OF INCORPORATION: WV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 300 NORTH MAIN ST CITY: MOOREFIELD STATE: WV ZIP: 26836 BUSINESS PHONE: 3045301000 MAIL ADDRESS: STREET 1: 300 NORTH MAIN ST CITY: MOOREFIELD STATE: WV ZIP: 26836 FORMER COMPANY: FORMER CONFORMED NAME: SOUTH BRANCH VALLEY BANCORP INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HAWSE THOMAS J III CENTRAL INDEX KEY: 0001186823 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-16587 FILM NUMBER: 12627872 MAIL ADDRESS: STREET 1: PO BOX 179 CITY: MOOREFIELD STATE: WV ZIP: 26836 4 1 doc1.xml FORM 4 X0304 4 2012-02-17 0 0000811808 SUMMIT FINANCIAL GROUP INC SMMF 0001186823 HAWSE THOMAS J III PO BOX 602 MOOREFIELD WV 26836 1 0 0 0 Common Stock 1500 I By Spouse Common Stock 4109 I By Self Directed IRA FBO Spouse Common Stock 2012-02-17 4 P 0 1000 3.85 A 70000 D Common Stock 2012-02-21 4 P 0 1000 3.85 A 71000 D Phantom Stock 0 Common Stock 7585.42 7585.42 D 8% Non-cumulative Convertible Preferred Stock, Series 2011 4.00 2012-03-01 2021-06-01 Common Stock 23375 187 D The 2011 Series Preferred Stock may be converted at the holder's option on any dividend payment date. Each share of Phantom Stock represents the economic equivalent of one share of Summit Common Stock. Shares of Phantom Stock are payable only in cash following termination of the reporting person's service as a director of Summit. Teresa D. Ely, Lmtd POA, Attorney-in-Fact 2012-02-21