-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BtYKcrEOxbfpZzPz1BDywzaTAJgE01xFR4Aq+L0mwubby7CJ7yqbNDcyVIwDlkfP R8+bxzmPgs4i2pCG8eDgHg== 0001209191-05-032657.txt : 20050617 0001209191-05-032657.hdr.sgml : 20050617 20050617173053 ACCESSION NUMBER: 0001209191-05-032657 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041207 FILED AS OF DATE: 20050617 DATE AS OF CHANGE: 20050617 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NEWMIN W GERALD CENTRAL INDEX KEY: 0001020908 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-10221 FILM NUMBER: 05903985 BUSINESS ADDRESS: STREET 1: 4350 LA JOLLA VILLAGE DR STREET 2: STE 300 CITY: LA JOLLA STATE: CA ZIP: 92037 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Multicell Technologies Inc. CENTRAL INDEX KEY: 0000811779 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 521412493 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 55 ACCESS ROAD STREET 2: SUITE 700 CITY: WARWICK STATE: RI ZIP: 02886 BUSINESS PHONE: (401)738-7560 MAIL ADDRESS: STREET 1: 55 ACCESS ROAD STREET 2: SUITE 700 CITY: WARWICK STATE: RI ZIP: 02886 FORMER COMPANY: FORMER CONFORMED NAME: EXTEN INDUSTRIES INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: EXTEN VENTURES INC DATE OF NAME CHANGE: 19910923 4/A 1 bsd10005_bsd10gwn.xml MAIN DOCUMENT DESCRIPTION X0202 4/A 2004-12-07 2001-08-03 0000811779 Multicell Technologies Inc. MCET 0001020908 NEWMIN W GERALD 3224-A SUNSET KEY CIRCLE PUNTA GORDA FL 33955 1 1 1 0 Co-Chairman and CEO Common Stock 2004-12-07 4 A 0 24379 .8 A 3645389 D Common Stock 2004-12-07 4 A 0 6249 .8 A 3651638 I By Spouse Common Stock 2005-05-18 4 A 0 41818 2 A 3693456 D Common Stock 2005-05-18 4 A 0 9961 2 A 3703417 I By Spouse Options to purchase shares of common stock .575 2001-07-11 4 A 0 100000 .575 A 2005-07-11 Common Stock 100000 100000 D Options to purchase shares of common stock .575 2001-07-11 4 A 0 15000 .575 A 2005-07-11 Common Stock 15000 115000 I By Spouse Promissory note convertible to shares of common stock .7365 2001-08-03 4 A 0 543000 .7365 A 2005-11-30 Common Stock 543000 658000 D Warrants to purchase shares of common stock .5 2001-08-31 4 A 0 800000 .5 A 2008-08-03 Common Stock 800000 1458000 D Warrants to purchase shares of common stock .5 2001-09-06 4 A 0 70000 .5 A 2008-09-06 Common Stock 70000 1528000 D Warrants to purchase shares of common stock .5 2001-09-25 4 A 0 50000 .5 A 2008-09-25 Common Stock 50000 1578000 D Warrants to purchase shares of common stock .5 2001-10-05 4 A 0 20000 .5 A 2001-10-16 Common Stock 20000 1598000 D Warrants to purchase shares of common stock .5 2001-10-16 4 A 0 20000 .5 A 2007-10-16 Common Stock 20000 1618000 D Warrants to purchase shares of common stock .5 2001-10-31 4 A 0 6000 .5 A 2008-10-31 Common Stock 6000 1624000 D Warrants to purchase shares of common stock .5 2002-03-29 4 A 0 10000 .5 A 2002-03-29 Common Stock 10000 1634000 D Warrants to purchase shares of common stock .5 2002-04-19 4 A 0 10000 .5 A 2013-04-19 Common Stock 10000 1644000 D Warrants to purchase shares of common stock .5 2002-04-20 4 A 0 10000 .5 A 2009-04-20 Common Stock 20000 1664000 D Warrants to purchase shares of common stock .5 2002-05-01 4 A 0 40000 .5 A 2009-05-01 Common Stock 40000 1704000 D Warrants to purchase shares of common stock .5 2002-05-10 4 A 0 22000 .5 A 2009-05-10 Common Stock 22000 1726000 I By Spouse Warrants to purchase shares of common stock .5 2002-06-19 4 A 0 40000 .5 A 2009-06-19 Common Stock 40000 1766000 I By Spouse Warrants to purchase shares of common stock .5 2002-07-05 4 A 0 16000 .5 A 2009-07-05 Common Stock 16000 1782000 D Warrants to purchase shares of common stock .5 2002-09-24 4 A 0 50000 .5 A 2012-09-24 Common Stock 50000 1832000 D Warrants to purchase shares of common stock .5 2002-10-07 4 A 0 60000 .5 A 2012-10-07 Common Stock 60000 1892000 D Warrants to purchase shares of common stock .5 2002-10-23 4 A 0 40000 .5 A 2012-10-23 Common Stock 40000 1932000 D Warrants to purchase shares of common stock .5 2002-11-26 4 A 0 8000 .5 A 2012-11-26 Common Stock 8000 1940000 D Warrants to purchase shares of common stock .5 2002-12-20 4 A 0 20000 .5 A 2012-12-20 Common Stock 20000 1960000 D Warrants to purchase shares of common stock .5 2003-04-23 4 A 0 70000 .5 A 2009-04-23 Common Stock 70000 2030000 D Options to purchase shares of common stock 1.485 2004-09-16 4 A 0 50000 1.485 A 2009-09-15 Common Stock 50000 2080000 D Amended to reflect securities Beneficially Owned by Mr. Newmin's spouse Barbara Corbett, over which Mr. Newmin has disclaimed beneficial ownership. Issued as compensation pursuant to the 2000 Stock Incentive Plan. Issued as compensation pursuant to the 2004 Equity Incentive Plan. This option provided for vesting of 33 1/3% of the options at the one, two and three year anniversary of the grant. This option provided for vesting of 1/36 of the options at monthly anniversary of the grant. All share amounts and prices reflect the effect of a one-for-five reverse split of the Issuer's common stock effective on May 18, 2005. Exercisable at anytime before the expiration date. /s/ Gerald W. Newmin 2005-06-10 -----END PRIVACY-ENHANCED MESSAGE-----