0001144204-11-035909.txt : 20110615
0001144204-11-035909.hdr.sgml : 20110615
20110615154204
ACCESSION NUMBER: 0001144204-11-035909
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20060925
FILED AS OF DATE: 20110615
DATE AS OF CHANGE: 20110615
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NEWMIN W GERALD
CENTRAL INDEX KEY: 0001020908
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-10221
FILM NUMBER: 11912972
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MultiCell Technologies, Inc.
CENTRAL INDEX KEY: 0000811779
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 521412493
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1130
BUSINESS ADDRESS:
STREET 1: 68 CUMBERLAND STREET, SUITE 301
CITY: WOONSOCKET
STATE: RI
ZIP: 02865
BUSINESS PHONE: (401)762-0045
MAIL ADDRESS:
STREET 1: 68 CUMBERLAND STREET, SUITE 301
CITY: WOONSOCKET
STATE: RI
ZIP: 02865
FORMER COMPANY:
FORMER CONFORMED NAME: Multicell Technologies Inc.
DATE OF NAME CHANGE: 20040615
FORMER COMPANY:
FORMER CONFORMED NAME: EXTEN INDUSTRIES INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: EXTEN VENTURES INC
DATE OF NAME CHANGE: 19910923
4
1
v226032_ex.xml
X0303
4
2006-09-25
0
0000811779
MultiCell Technologies, Inc.
MCET.OB
0001020908
NEWMIN W GERALD
68 CUMBERLAND STREET, SUITE 301
WOONSOCKET
RI
02895
1
1
0
0
Chairman, CEO & Secretary
Common Stock
2009-09-24
4
A
0
726316
0.019
A
5603690
I
see Footnote
Common Stock
2010-02-23
4
A
0
250000
0.0115
A
5853690
I
see Footnote
Common Stock Purchase Warrant (right to buy)
0.50
2006-09-25
4
A
0
50000
0.00
A
2006-09-25
2012-09-24
Common Stock
50000
50000
I
Held by Newmin Corbett Trust
Common Stock Purchase Warrant (right to buy)
0.50
2006-10-08
4
A
0
60000
0.00
A
2006-10-08
2012-10-04
Common Stock
60000
60000
I
Held by Newmin Corbett Trust
Common Stock Purchase Warrant (right to buy)
0.50
2006-10-24
4
A
0
40000
0.00
A
2006-10-24
2012-10-23
Common Stock
40000
40000
I
Held by Newmin Corbett Trust
Common Stock Purchase Warrant (right to buy)
0.50
2006-11-27
4
A
0
8000
0.00
A
2006-11-27
2012-11-26
Common Stock
8000
8000
I
Held by Newmin Corbett Trust
Common Stock Purchase Warrant (right to buy)
0.50
2006-12-21
4
A
0
20000
0.00
A
2006-12-21
2012-12-20
Common Stock
20000
20000
I
Held by Newmin Corbett Trust
Common Stock Purchase Warrant (right to buy)
0.20
2007-02-28
4
A
0
1029065
0.00
A
2007-02-28
2015-09-12
Common Stock
1029065
1029065
D
Common Stock Purchase Warrant (right to buy)
0.20
2007-02-28
4
A
0
220000
0.00
A
2007-02-28
2015-09-12
Common Stock
220000
220000
I
Held by Spouse
Common Stock Purchase Warrant (right to buy)
0.50
2007-04-20
4
A
0
10000
0.00
A
2007-04-20
2013-04-14
Common Stock
10000
10000
I
Held by Newmin Corbett Trust
Common Stock Purchase Warrant (right to buy)
0.50
2007-04-30
4
A
0
70000
0.00
A
2007-04-30
2013-04-23
Common Stock
70000
70000
I
Held by Newmin Corbett Trust
Stock Option (right to buy)
0.011
2009-06-25
4
A
0
1000000
0.00
A
2014-06-24
Common Stock
1000000
1000000
D
Stock Option (right to buy)
0.019
2009-09-23
4
A
0
333553
0.00
A
2014-09-24
Common Stock
333553
333553
D
Stock Option (right to buy)
0.008
2010-06-28
4
A
0
1000000
0.00
A
2015-06-27
Common Stock
1000000
1000000
D
As of the filing of this Form 4, 3,920,915 shares are held by Newmin Corbett Trust U/A 5/10/02, W. G. Newmin and Barbara L.
Corbett TTEES ("Newmin Corbett Trust"), for which the reporting person and reporting person's spouse serve as trustees;
1,399,210 shares are held by Cay J Associates, ltd., a Partnership, for which the reporting person and reporting person's
spouse serve as partners; 502,011 shares are held by FMTC Custodian W. G. Newmin IRA, for which the reporting person is the
beneficiary; and 31,554 shares are held by W. Gerald Newmin IRA, for which reporting person is the beneficiary.
Subject to the reporting person's continuing service, this option vests and becomes exercisable as follows: (i) 25% of the
shares subject to the option shall vest and become exercisable on the first quarterly anniversary of the vesting
commencement date and (ii) an additional 25% of the shares subject to the option shall vest and become exercisable on each
quarterly anniversary of the vesting commencement date for the three quarters following the first quarterly anniversary of
the vesting commencement date. The vesting commencement date for this option is June 25, 2009.
Subject to the reporting person's continuing service, this option vests and becomes exercisable as follows: (i) 1/60th of the
shares subject to the option shall vest and become exercisable on each monthly anniversary of the vesting commencement date.
The vesting commencement date for this option is September 23, 2009.
Subject to the reporting person's continuing service, this option vests and becomes exercisable as follows: (i) 25% of the
shares subject to the option shall vest and become exercisable on the first quarterly anniversary of the vesting
commencement date and (ii) an additional 25% of the shares subject to the option shall vest and become exercisable on each
quarterly anniversary of the vesting commencement date for the three quarters following the first quarterly anniversary of
the vesting commencement date. The vesting commencement date for this option is June 28, 2010.
/s/ Gerald W. Newmin
2011-06-15