0001144204-11-035909.txt : 20110615 0001144204-11-035909.hdr.sgml : 20110615 20110615154204 ACCESSION NUMBER: 0001144204-11-035909 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060925 FILED AS OF DATE: 20110615 DATE AS OF CHANGE: 20110615 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NEWMIN W GERALD CENTRAL INDEX KEY: 0001020908 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10221 FILM NUMBER: 11912972 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MultiCell Technologies, Inc. CENTRAL INDEX KEY: 0000811779 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 521412493 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 68 CUMBERLAND STREET, SUITE 301 CITY: WOONSOCKET STATE: RI ZIP: 02865 BUSINESS PHONE: (401)762-0045 MAIL ADDRESS: STREET 1: 68 CUMBERLAND STREET, SUITE 301 CITY: WOONSOCKET STATE: RI ZIP: 02865 FORMER COMPANY: FORMER CONFORMED NAME: Multicell Technologies Inc. DATE OF NAME CHANGE: 20040615 FORMER COMPANY: FORMER CONFORMED NAME: EXTEN INDUSTRIES INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: EXTEN VENTURES INC DATE OF NAME CHANGE: 19910923 4 1 v226032_ex.xml X0303 4 2006-09-25 0 0000811779 MultiCell Technologies, Inc. MCET.OB 0001020908 NEWMIN W GERALD 68 CUMBERLAND STREET, SUITE 301 WOONSOCKET RI 02895 1 1 0 0 Chairman, CEO & Secretary Common Stock 2009-09-24 4 A 0 726316 0.019 A 5603690 I see Footnote Common Stock 2010-02-23 4 A 0 250000 0.0115 A 5853690 I see Footnote Common Stock Purchase Warrant (right to buy) 0.50 2006-09-25 4 A 0 50000 0.00 A 2006-09-25 2012-09-24 Common Stock 50000 50000 I Held by Newmin Corbett Trust Common Stock Purchase Warrant (right to buy) 0.50 2006-10-08 4 A 0 60000 0.00 A 2006-10-08 2012-10-04 Common Stock 60000 60000 I Held by Newmin Corbett Trust Common Stock Purchase Warrant (right to buy) 0.50 2006-10-24 4 A 0 40000 0.00 A 2006-10-24 2012-10-23 Common Stock 40000 40000 I Held by Newmin Corbett Trust Common Stock Purchase Warrant (right to buy) 0.50 2006-11-27 4 A 0 8000 0.00 A 2006-11-27 2012-11-26 Common Stock 8000 8000 I Held by Newmin Corbett Trust Common Stock Purchase Warrant (right to buy) 0.50 2006-12-21 4 A 0 20000 0.00 A 2006-12-21 2012-12-20 Common Stock 20000 20000 I Held by Newmin Corbett Trust Common Stock Purchase Warrant (right to buy) 0.20 2007-02-28 4 A 0 1029065 0.00 A 2007-02-28 2015-09-12 Common Stock 1029065 1029065 D Common Stock Purchase Warrant (right to buy) 0.20 2007-02-28 4 A 0 220000 0.00 A 2007-02-28 2015-09-12 Common Stock 220000 220000 I Held by Spouse Common Stock Purchase Warrant (right to buy) 0.50 2007-04-20 4 A 0 10000 0.00 A 2007-04-20 2013-04-14 Common Stock 10000 10000 I Held by Newmin Corbett Trust Common Stock Purchase Warrant (right to buy) 0.50 2007-04-30 4 A 0 70000 0.00 A 2007-04-30 2013-04-23 Common Stock 70000 70000 I Held by Newmin Corbett Trust Stock Option (right to buy) 0.011 2009-06-25 4 A 0 1000000 0.00 A 2014-06-24 Common Stock 1000000 1000000 D Stock Option (right to buy) 0.019 2009-09-23 4 A 0 333553 0.00 A 2014-09-24 Common Stock 333553 333553 D Stock Option (right to buy) 0.008 2010-06-28 4 A 0 1000000 0.00 A 2015-06-27 Common Stock 1000000 1000000 D As of the filing of this Form 4, 3,920,915 shares are held by Newmin Corbett Trust U/A 5/10/02, W. G. Newmin and Barbara L. Corbett TTEES ("Newmin Corbett Trust"), for which the reporting person and reporting person's spouse serve as trustees; 1,399,210 shares are held by Cay J Associates, ltd., a Partnership, for which the reporting person and reporting person's spouse serve as partners; 502,011 shares are held by FMTC Custodian W. G. Newmin IRA, for which the reporting person is the beneficiary; and 31,554 shares are held by W. Gerald Newmin IRA, for which reporting person is the beneficiary. Subject to the reporting person's continuing service, this option vests and becomes exercisable as follows: (i) 25% of the shares subject to the option shall vest and become exercisable on the first quarterly anniversary of the vesting commencement date and (ii) an additional 25% of the shares subject to the option shall vest and become exercisable on each quarterly anniversary of the vesting commencement date for the three quarters following the first quarterly anniversary of the vesting commencement date. The vesting commencement date for this option is June 25, 2009. Subject to the reporting person's continuing service, this option vests and becomes exercisable as follows: (i) 1/60th of the shares subject to the option shall vest and become exercisable on each monthly anniversary of the vesting commencement date. The vesting commencement date for this option is September 23, 2009. Subject to the reporting person's continuing service, this option vests and becomes exercisable as follows: (i) 25% of the shares subject to the option shall vest and become exercisable on the first quarterly anniversary of the vesting commencement date and (ii) an additional 25% of the shares subject to the option shall vest and become exercisable on each quarterly anniversary of the vesting commencement date for the three quarters following the first quarterly anniversary of the vesting commencement date. The vesting commencement date for this option is June 28, 2010. /s/ Gerald W. Newmin 2011-06-15