-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WeXYcWDdoo+L3FBcNmnYTrHcIdYMjYg1sEDW1b9AzMDXFVqPIukQWGMr//UwfKWa ZjqSnNhMG9uxvJftuai55Q== 0000922423-97-000271.txt : 19970403 0000922423-97-000271.hdr.sgml : 19970403 ACCESSION NUMBER: 0000922423-97-000271 CONFORMED SUBMISSION TYPE: 497 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970402 SROS: NONE FILER: COMPANY DATA: COMPANY CONFORMED NAME: FUNDAMENTAL FIXED INCOME FUND CENTRAL INDEX KEY: 0000811668 STANDARD INDUSTRIAL CLASSIFICATION: [] FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 033-12738 FILM NUMBER: 97573762 BUSINESS ADDRESS: STREET 1: 90 WASHINGTON ST - 19TH FL CITY: NEW YORK STATE: NY ZIP: 10006 BUSINESS PHONE: 2126353005 MAIL ADDRESS: STREET 1: 90 WASHINGTON ST STREET 2: 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10006 FORMER COMPANY: FORMER CONFORMED NAME: FUNDAMENTAL PORTFOLIO ADVISORS FIXED INCOME FUND DATE OF NAME CHANGE: 19870715 497 1 SUPPLEMENTS TO PROSPECTUSES Rule 497(e) Registration No.: 33-12738 SUPPLEMENT DATED APRIL 2, 1997 TO FUNDAMENTAL U.S. GOVERNMENT STRATEGIC INCOME FUND PROSPECTUS DATED APRIL 25, 1996 The following information supplements and supersedes any contrary information contained in the Fund's Prospectus: Portfolio management responsibilities have been transferred from the Fund's former portfolio strategist to an investment committee composed of the following members: Christopher P. Culp, a portfolio co-manager affiliated with Tocqueville Asset Management L.P., Vincent J. Malanga, a portfolio strategist affiliated with the Manager, and Jane Tubis, a bond trader affiliated with the Manager. Christopher P. Culp is serving the Fund on an interim basis without compensation. He is the co-manager of The Tocqueville Government Fund. He was a Vice President of Belle Haven Investments L.P. from 1994 to 1995, before joining Tocqueville Asset Management, L.P., and was (i) an independent financial consultant from 1993 to 1994, and (ii) a bond trader with Swiss Bank Corp. from 1991 to 1993 and with Carroll McEntee, a subsidiary of HSBC Corp., from 1990 to 1991. Vincent J. Malanga is, and has been for more than the past five years, Chairman of the Board, Chief Executive Officer, President and Treasurer of the Fundamental Funds. He is, and has been for more than the past five years, President, Treasurer and a Director of the Manager, Executive Vice President, Secretary and a Director of Fundamental Service Corporation (the Distributor for certain of the Fundamental Funds) and President of LaSalle Economics, Inc., an economic consulting firm, and a managing director of LaSalle Portfolio Management, Inc., a commodity trading adviser. Jane Tubis is, and has been for more than the past five years, a bond trader with the Manager. Rule 497(e) Registration No.: 33-12738 SUPPLEMENT DATED APRIL 2, 1997 TO FUNDAMENTAL TAX FREE MONEY MARKET FUND PROSPECTUS DATED APRIL 25, 1996 The following information supplements and supersedes any contrary information contained in the Fund's Prospectus: Portfolio management responsibilities have been transferred from the Fund's former portfolio strategist to an investment committee composed of the following members: Christopher P. Culp, a portfolio co-manager affiliated with Tocqueville Asset Management L.P., Vincent J. Malanga, a portfolio strategist affiliated with the Manager, and Jane Tubis, a bond trader affiliated with the Manager. Christopher P. Culp is serving the Fund on an interim basis without compensation. He is the co-manager of The Tocqueville Government Fund. He was a Vice President of Belle Haven Investments L.P. from 1994 to 1995, before joining Tocqueville Asset Management, L.P., and was (i) an independent financial consultant from 1993 to 1994, and (ii) a bond trader with Swiss Bank Corp. from 1991 to 1993 and with Carroll McEntee, a subsidiary of HSBC Corp., from 1990 to 1991. Vincent J. Malanga is, and has been for more than the past five years, Chairman of the Board, Chief Executive Officer, President and Treasurer of the Fundamental Funds. He is, and has been for more than the past five years, President, Treasurer and a Director of the Manager, Executive Vice President, Secretary and a Director of Fundamental Service Corporation (the Distributor for certain of the Fundamental Funds) and President of LaSalle Economics, Inc., an economic consulting firm, and a managing director of LaSalle Portfolio Management, Inc., a commodity trading adviser. Jane Tubis is, and has been for more than the past five years, a bond trader with the Manager. Rule 497(e) Registration No.: 33-12738 SUPPLEMENT DATED APRIL 2, 1997 TO FUNDAMENTAL HIGH YIELD MUNICIPAL BONDS PROSPECTUS DATED APRIL 25, 1996 The following information supplements and supersedes any contrary information contained in the Fund's Prospectus: Portfolio management responsibilities have been transferred from the Fund's former portfolio strategist to an investment committee composed of the following members: Christopher P. Culp, a portfolio co-manager affiliated with Tocqueville Asset Management L.P., Vincent J. Malanga, a portfolio strategist affiliated with the Manager, and Jane Tubis, a bond trader affiliated with the Manager. Christopher P. Culp is serving the Fund on an interim basis without compensation. He is the co-manager of The Tocqueville Government Fund. He was a Vice President of Belle Haven Investments L.P. from 1994 to 1995, before joining Tocqueville Asset Management, L.P., and was (i) an independent financial consultant from 1993 to 1994, and (ii) a bond trader with Swiss Bank Corp. from 1991 to 1993 and with Carroll McEntee, a subsidiary of HSBC Corp., from 1990 to 1991. Vincent J. Malanga is, and has been for more than the past five years, Chairman of the Board, Chief Executive Officer, President and Treasurer of the Fundamental Funds. He is, and has been for more than the past five years, President, Treasurer and a Director of the Manager, Executive Vice President, Secretary and a Director of Fundamental Service Corporation (the Distributor for certain of the Fundamental Funds) and President of LaSalle Economics, Inc., an economic consulting firm, and a managing director of LaSalle Portfolio Management, Inc., a commodity trading adviser. Jane Tubis is, and has been for more than the past five years, a bond trader with the Manager. -----END PRIVACY-ENHANCED MESSAGE-----