-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QDH44HaFYB4ZLKweZDZUfDgp34wVk9PuXTNs+03k6W+agtozgJ6ZlOZhnp9d9Fbk xXQVJog/qzenYOXkRsNX7A== 0000893220-96-000313.txt : 19960216 0000893220-96-000313.hdr.sgml : 19960216 ACCESSION NUMBER: 0000893220-96-000313 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19960214 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NAL FINANCIAL GROUP INC CENTRAL INDEX KEY: 0000811644 STANDARD INDUSTRIAL CLASSIFICATION: ASSET-BACKED SECURITIES [6189] IRS NUMBER: 232455294 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-45511 FILM NUMBER: 96520338 BUSINESS ADDRESS: STREET 1: 500 CYPRESS CREEK ROAD WEST STREET 2: STE 590 CITY: FORT LAUDERDALE STATE: FL ZIP: 33309 BUSINESS PHONE: 3059388200 MAIL ADDRESS: STREET 1: 500 CYPRESS CREEK ROAD WEST STREET 2: SUITE 590 CITY: FORT LAUDERDALE STATE: FL ZIP: 33309 FORMER COMPANY: FORMER CONFORMED NAME: CORPORATE FINANCIAL VENTURES INC DATE OF NAME CHANGE: 19920703 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BARTOLINI ROBERT R CENTRAL INDEX KEY: 0001007809 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 7707 NW 47 DR CITY: CAROL SPRINGS STATE: FL ZIP: 33067 BUSINESS PHONE: 9549388200 MAIL ADDRESS: STREET 1: 7707 NW 47 DR CITY: CAROL SPRINGS STATE: FL ZIP: 33067 SC 13G 1 SCHEDULE 13G, ROBERT R. BARTOLINI 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* NAL Financial Group Inc. ----------------------------------------- (Name of Issuer) Common Stock ----------------------------------------- (Title of Class of Securities) 62872M106 ----------------------------------------- (CUSIP Number) Check the following box if a fee is being paid with this statement[X]. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following page(s)) Page 1 of 6 Pages 2 CUSIP NO. 62872M106 13G PAGE 2 OF 6 PAGES 1 NAME OF REPORTING PERSON S.S OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Robert R. Bartolini 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States 5 SOLE VOTING POWER 125,000 (See Item 4) NUMBER OF 6 SHARED VOTING POWER SHARES BENEFICIALLY 2,216,202 (See Item 4) OWNED BY EACH REPORTING 7 SOLE DISPOSITIVE POWER PERSON WITH 125,000 (See Item 4) 8 SHARED DISPOSITIVE POWER 2,216,202 (See Item 4) 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,341,202 (See Item 4) 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES * 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 34.4% 12 TYPE OF REPORTING PERSON* IN *SEE INSTRUCTION BEFORE FILLING OUT! 3 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 10549 --------------------------------- SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 --------------------------------- Item 1. (a). Name of Issuer: NAL Financial Group Inc. (b). Address of Issuer's Principal Executive Offices: 500 Cypress Creek Road West, Suite 590 Fort Lauderdale, Florida 33309 Item 2. (a). Name of Person Filing: Robert R. Bartolini (b). Address of Principal Business Office: 500 Cypress Creek Road West, Suite 590 Fort Lauderdale, Florida 33309 Page 3 of 6 Pages 4 Item 2. (c). Citizenship: United States (d). Title of Class of Securities: Common Stock (e). CUSIP Number: Item 3. Not Applicable Item 4. Ownership. (a). Amount Beneficially Owned 2,341,202 This amount includes 1,647,004 shares held by the Reporting Person and Marcia Bartolini, his wife, Co-Trustees of the Robert R. Bartolini Revocable Trust dated July 27, 1992, 210,000 of which are subject to options granted by the Reporting Person during May 1995. It also includes 305,176 shares presently held by English McCaughan & O'Bryan, P.A. pursuant to the terms of the Voting Trust Agreement (Incorporated by reference to the Issuer's Current Report on Form 8-K dated November 30, 1994). It also includes 264,022 shares held by Marcia Bartolini and the Reporting Person, Co-Trustees of the Marcia Bartolini Revocable Trust dated July 27, 1992. It also includes Incentive Stock Options to purchase 19,445 shares of Common Stock granted December 1994 which vested as of January 1, 1996. It also includes Incentive Stock Options to purchase 105,555 shares of Common Stock granted December 1994 and 1995, which have not vested. With the exception of the stock options granted to the Reporting Person during December 1994 and December 1995, the shares reflected as being beneficially owned by the Reporting Person were acquired in an exchange transaction with the Company on November 30, 1994. The Company thereafter became a reporting company under Section 12(g) of the Securities Exchange Act of 1934 during May 1995. (b). Percent of Class: 34.4% (c). Number of Shares as to which Reporting Person has: (i) sole power to vote or to direct the vote 125,000 (ii) shared power to vote or to direct the vote 2,216,202 (iii) sole power to dispose or to direct the disposition of 125,000 (iv) shared power to dispose or to direct the disposition of 2,216,202 Page 4 of 6 Pages 5 Item 5. Ownership of Five Percent or Less of a Class: Not applicable Item 6. Ownership of More Than Five Percent on Behalf of Another Person: By nature of the Revocable Trust discussed under Item 4, the beneficiaries of such Trusts are the Reporting Person and his wife. Item 7. Identification and Classification of Subsidiaries which Acquired the Security Being Reported on by the Parent Holding Company: Not applicable Item 8. Identification and Classification of Members of the Group: Not applicable Page 5 of 6 Pages 6 Item 9. Notice of Dissolution of Group: Not applicable Item 10. Certification: By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect. Signature: After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. By: /s/ Robert R. Bartolini ------------------------ Robert R. Bartolini Dated: February 13, 1996 Page 6 of 6 Pages -----END PRIVACY-ENHANCED MESSAGE-----