0001547522-15-000158.txt : 20150903 0001547522-15-000158.hdr.sgml : 20150903 20150903133235 ACCESSION NUMBER: 0001547522-15-000158 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150901 FILED AS OF DATE: 20150903 DATE AS OF CHANGE: 20150903 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IMMUCELL CORP /DE/ CENTRAL INDEX KEY: 0000811641 STANDARD INDUSTRIAL CLASSIFICATION: IN VITRO & IN VIVO DIAGNOSTIC SUBSTANCES [2835] IRS NUMBER: 010382980 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 56 EVERGREEN DR CITY: PORTLAND STATE: ME ZIP: 04103 BUSINESS PHONE: 2078782770 MAIL ADDRESS: STREET 1: 56 EVERGREEN DRIVE CITY: PORTLAND STATE: ME ZIP: 04103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROTHSCHILD JONATHAN E CENTRAL INDEX KEY: 0001043218 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12934 FILM NUMBER: 151091477 MAIL ADDRESS: STREET 1: C/O IMMUCELL CORP STREET 2: 56 EVERGREEN DRIVE CITY: PORTLAND STATE: ME ZIP: 04103 4 1 doc4.xml PRIMARY DOCUMENT X0306 4 2015-09-01 false 0000811641 IMMUCELL CORP /DE/ ICCC 0001043218 ROTHSCHILD JONATHAN E C/O IMMUCELL CORPORATION 56 EVERGREEN DRIVE PORTLAND ME 04103 true false true false Common Stock, par value $0.10 per share 2015-09-01 4 P false 200.0000 6.7300 A 521836.0000 D Common Stock, par value $0.10 per share 2015-09-01 4 P false 200.0000 6.7400 A 522036.0000 D Common Stock, par value $0.10 per share 2015-09-01 4 P false 100.0000 6.7000 A 522136.0000 D Common Stock, par value $0.10 per share 2015-09-02 4 P false 200.0000 6.7700 A 522336.0000 D Common Stock, par value $0.10 per share 2015-09-02 4 P false 200.0000 6.4800 A 522536.0000 D Common Stock, par value $0.10 per share 2015-09-02 4 P false 200.0000 6.6000 A 522736.0000 D Common Stock, par value $0.10 per share 2015-09-02 4 P false 300.0000 6.6500 A 523036.0000 D Common Stock, par value $0.10 per share 2015-09-02 4 P false 500.0000 6.5000 A 523536.0000 D Common Stock, par value $0.10 per share 2015-09-02 4 P false 200.0000 6.5300 A 523736.0000 D Common Stock, par value $0.10 per share 2015-09-02 4 P false 500.0000 6.5800 A 524236.0000 D Common Stock, par value $0.10 per share 2015-09-02 4 P false 200.0000 6.7700 A 524436.0000 D Common Stock, par value $0.10 per share 2015-09-03 4 P false 200.0000 6.7600 A 524636.0000 D These shares were acquired by Arterio Inc., a corporation owned solely by Mr. Rothschild. This figure includes 221,655 shares of common stock held by Arterio Inc., a corporation owned solely by Mr. Rothschild, and 39,555 shares held by the estate of Mr. Rothschild's parents. Mr. Rothschild is the executor of his parents' estate and is a one-third beneficiary of that estate. The distribution of the assets of that estate has not yet been resolved. /s/Michael F Brigham Attorney-in-fact 2015-09-03