0001547522-15-000158.txt : 20150903
0001547522-15-000158.hdr.sgml : 20150903
20150903133235
ACCESSION NUMBER: 0001547522-15-000158
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150901
FILED AS OF DATE: 20150903
DATE AS OF CHANGE: 20150903
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: IMMUCELL CORP /DE/
CENTRAL INDEX KEY: 0000811641
STANDARD INDUSTRIAL CLASSIFICATION: IN VITRO & IN VIVO DIAGNOSTIC SUBSTANCES [2835]
IRS NUMBER: 010382980
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 56 EVERGREEN DR
CITY: PORTLAND
STATE: ME
ZIP: 04103
BUSINESS PHONE: 2078782770
MAIL ADDRESS:
STREET 1: 56 EVERGREEN DRIVE
CITY: PORTLAND
STATE: ME
ZIP: 04103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ROTHSCHILD JONATHAN E
CENTRAL INDEX KEY: 0001043218
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12934
FILM NUMBER: 151091477
MAIL ADDRESS:
STREET 1: C/O IMMUCELL CORP
STREET 2: 56 EVERGREEN DRIVE
CITY: PORTLAND
STATE: ME
ZIP: 04103
4
1
doc4.xml
PRIMARY DOCUMENT
X0306
4
2015-09-01
false
0000811641
IMMUCELL CORP /DE/
ICCC
0001043218
ROTHSCHILD JONATHAN E
C/O IMMUCELL CORPORATION
56 EVERGREEN DRIVE
PORTLAND
ME
04103
true
false
true
false
Common Stock, par value $0.10 per share
2015-09-01
4
P
false
200.0000
6.7300
A
521836.0000
D
Common Stock, par value $0.10 per share
2015-09-01
4
P
false
200.0000
6.7400
A
522036.0000
D
Common Stock, par value $0.10 per share
2015-09-01
4
P
false
100.0000
6.7000
A
522136.0000
D
Common Stock, par value $0.10 per share
2015-09-02
4
P
false
200.0000
6.7700
A
522336.0000
D
Common Stock, par value $0.10 per share
2015-09-02
4
P
false
200.0000
6.4800
A
522536.0000
D
Common Stock, par value $0.10 per share
2015-09-02
4
P
false
200.0000
6.6000
A
522736.0000
D
Common Stock, par value $0.10 per share
2015-09-02
4
P
false
300.0000
6.6500
A
523036.0000
D
Common Stock, par value $0.10 per share
2015-09-02
4
P
false
500.0000
6.5000
A
523536.0000
D
Common Stock, par value $0.10 per share
2015-09-02
4
P
false
200.0000
6.5300
A
523736.0000
D
Common Stock, par value $0.10 per share
2015-09-02
4
P
false
500.0000
6.5800
A
524236.0000
D
Common Stock, par value $0.10 per share
2015-09-02
4
P
false
200.0000
6.7700
A
524436.0000
D
Common Stock, par value $0.10 per share
2015-09-03
4
P
false
200.0000
6.7600
A
524636.0000
D
These shares were acquired by Arterio Inc., a corporation owned solely by Mr. Rothschild.
This figure includes 221,655 shares of common stock held by Arterio Inc., a corporation owned solely by Mr. Rothschild, and 39,555 shares held by the estate of Mr. Rothschild's parents. Mr. Rothschild is the executor of his parents' estate and is a one-third beneficiary of that estate. The distribution of the assets of that estate has not yet been resolved.
/s/Michael F Brigham Attorney-in-fact
2015-09-03