0001547522-14-000116.txt : 20141126
0001547522-14-000116.hdr.sgml : 20141126
20141126131815
ACCESSION NUMBER: 0001547522-14-000116
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141125
FILED AS OF DATE: 20141126
DATE AS OF CHANGE: 20141126
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: IMMUCELL CORP /DE/
CENTRAL INDEX KEY: 0000811641
STANDARD INDUSTRIAL CLASSIFICATION: IN VITRO & IN VIVO DIAGNOSTIC SUBSTANCES [2835]
IRS NUMBER: 010382980
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 56 EVERGREEN DR
CITY: PORTLAND
STATE: ME
ZIP: 04103
BUSINESS PHONE: 2078782770
MAIL ADDRESS:
STREET 1: 56 EVERGREEN DRIVE
CITY: PORTLAND
STATE: ME
ZIP: 04103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ROTHSCHILD JONATHAN E
CENTRAL INDEX KEY: 0001043218
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12934
FILM NUMBER: 141252754
MAIL ADDRESS:
STREET 1: C/O IMMUCELL CORP
STREET 2: 56 EVERGREEN DRIVE
CITY: PORTLAND
STATE: ME
ZIP: 04103
4
1
doc4.xml
PRIMARY DOCUMENT
X0306
4
2014-11-25
false
0000811641
IMMUCELL CORP /DE/
ICCC
0001043218
ROTHSCHILD JONATHAN E
C/O IMMUCELL CORPORATION
56 EVERGREEN DRIVE
PORTLAND
ME
04103
true
false
true
false
Common Stock, par value $0.10 per share
2014-11-25
4
P
false
1000.0000
4.7900
A
514436.0000
D
Common Stock, par value $0.10 per share
2014-11-25
4
P
false
500.0000
4.7900
A
514936.0000
D
Common Stock, par value $0.10 per share
2014-11-26
4
P
false
300.0000
4.8700
A
515236.0000
D
Common Stock, par value $0.10 per share
2014-11-26
4
P
false
300.0000
4.9000
A
515536.0000
D
These shares were acquired by Arterio Inc., a corporation owned solely by Mr. Rothschild.
This figure includes 217,055 shares of common stock held by Arterio Inc., a corporation owned solely by Mr. Rothschild, and 39,555 shares held by the estate of Mr. Rothschild's parents. Mr. Rothschild is the executor of his parents' estate and is a one-third beneficiary of that estate. The distribution of the assets of that estate has not yet been resolved.
/s/Michael F Brigham Attorney-in-fact
2014-11-26