0001547522-14-000116.txt : 20141126 0001547522-14-000116.hdr.sgml : 20141126 20141126131815 ACCESSION NUMBER: 0001547522-14-000116 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141125 FILED AS OF DATE: 20141126 DATE AS OF CHANGE: 20141126 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IMMUCELL CORP /DE/ CENTRAL INDEX KEY: 0000811641 STANDARD INDUSTRIAL CLASSIFICATION: IN VITRO & IN VIVO DIAGNOSTIC SUBSTANCES [2835] IRS NUMBER: 010382980 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 56 EVERGREEN DR CITY: PORTLAND STATE: ME ZIP: 04103 BUSINESS PHONE: 2078782770 MAIL ADDRESS: STREET 1: 56 EVERGREEN DRIVE CITY: PORTLAND STATE: ME ZIP: 04103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROTHSCHILD JONATHAN E CENTRAL INDEX KEY: 0001043218 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12934 FILM NUMBER: 141252754 MAIL ADDRESS: STREET 1: C/O IMMUCELL CORP STREET 2: 56 EVERGREEN DRIVE CITY: PORTLAND STATE: ME ZIP: 04103 4 1 doc4.xml PRIMARY DOCUMENT X0306 4 2014-11-25 false 0000811641 IMMUCELL CORP /DE/ ICCC 0001043218 ROTHSCHILD JONATHAN E C/O IMMUCELL CORPORATION 56 EVERGREEN DRIVE PORTLAND ME 04103 true false true false Common Stock, par value $0.10 per share 2014-11-25 4 P false 1000.0000 4.7900 A 514436.0000 D Common Stock, par value $0.10 per share 2014-11-25 4 P false 500.0000 4.7900 A 514936.0000 D Common Stock, par value $0.10 per share 2014-11-26 4 P false 300.0000 4.8700 A 515236.0000 D Common Stock, par value $0.10 per share 2014-11-26 4 P false 300.0000 4.9000 A 515536.0000 D These shares were acquired by Arterio Inc., a corporation owned solely by Mr. Rothschild. This figure includes 217,055 shares of common stock held by Arterio Inc., a corporation owned solely by Mr. Rothschild, and 39,555 shares held by the estate of Mr. Rothschild's parents. Mr. Rothschild is the executor of his parents' estate and is a one-third beneficiary of that estate. The distribution of the assets of that estate has not yet been resolved. /s/Michael F Brigham Attorney-in-fact 2014-11-26