0001213900-21-031186.txt : 20210607 0001213900-21-031186.hdr.sgml : 20210607 20210607134830 ACCESSION NUMBER: 0001213900-21-031186 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210603 FILED AS OF DATE: 20210607 DATE AS OF CHANGE: 20210607 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROTHSCHILD JONATHAN E CENTRAL INDEX KEY: 0001043218 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12934 FILM NUMBER: 21999055 MAIL ADDRESS: STREET 1: C/O IMMUCELL CORP STREET 2: 56 EVERGREEN DRIVE CITY: PORTLAND STATE: ME ZIP: 04103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IMMUCELL CORP /DE/ CENTRAL INDEX KEY: 0000811641 STANDARD INDUSTRIAL CLASSIFICATION: IN VITRO & IN VIVO DIAGNOSTIC SUBSTANCES [2835] IRS NUMBER: 010382980 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 56 EVERGREEN DR CITY: PORTLAND STATE: ME ZIP: 04103 BUSINESS PHONE: 2078782770 MAIL ADDRESS: STREET 1: 56 EVERGREEN DRIVE CITY: PORTLAND STATE: ME ZIP: 04103 4 1 ownership.xml X0306 4 2021-06-03 0 0000811641 IMMUCELL CORP /DE/ ICCC 0001043218 ROTHSCHILD JONATHAN E C/O IMMUCELL CORP 56 EVERGREEN DRIVE PORTLAND ME 04103 1 0 0 0 Common Stock, par value $0.10 per share 2021-06-03 2021-06-03 4 A 0 3845 7.08 A 514003 D Incentive Stock Options (Right to buy) 9.52 2021-06-03 2021-06-03 4 D 0 11155 9.52 D 2021-03-19 2021-07-17 Common Stock 11155 0 D These holdings include 226,416 shares of common stock held by Arterio, Inc., a corporation owned solely by Mr. Rothschild /s/ Michael F Brigham Attorney-in-Fact 2021-06-07