-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, N0vmw4bnwV2OY9z4ufRqLDwIQBdsHoNNzp6A7DpfgFrW4PFvEzgd5vIYGNQHB9Zq ZXHapSZFAaJrZAVyTimn0g== 0001181431-10-027001.txt : 20100514 0001181431-10-027001.hdr.sgml : 20100514 20100514162950 ACCESSION NUMBER: 0001181431-10-027001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100512 FILED AS OF DATE: 20100514 DATE AS OF CHANGE: 20100514 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROTHSCHILD JONATHAN E CENTRAL INDEX KEY: 0001043218 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12934 FILM NUMBER: 10834024 MAIL ADDRESS: STREET 1: C/O IMMUCELL CORP STREET 2: 56 EVERGREEN DRIVE CITY: PORTLAND STATE: ME ZIP: 04103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IMMUCELL CORP /DE/ CENTRAL INDEX KEY: 0000811641 STANDARD INDUSTRIAL CLASSIFICATION: IN VITRO & IN VIVO DIAGNOSTIC SUBSTANCES [2835] IRS NUMBER: 010382980 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 56 EVERGREEN DR CITY: PORTLAND STATE: ME ZIP: 04103 BUSINESS PHONE: 2078782770 MAIL ADDRESS: STREET 1: 56 EVERGREEN DRIVE CITY: PORTLAND STATE: ME ZIP: 04103 4 1 rrd275862.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0303 4 2010-05-12 0 0000811641 IMMUCELL CORP /DE/ ICCC 0001043218 ROTHSCHILD JONATHAN E C/O IMMUCELL CORP 56 EVERGREEN DRIVE PORTLAND ME 04103 1 0 1 0 Common Stock, par value $0.10 per share 2010-05-12 4 P 0 400 3.51 A 459370 D Common Stock, par value $0.10 per share 2010-05-12 4 P 0 100 3.49 A 459470 D Common Stock, par value $0.10 per share 2010-05-12 4 P 0 225 3.50 A 459695 D Common Stock, par value $0.10 per share 2010-05-12 4 P 0 900 3.54 A 460595 D Common Stock, par value $0.10 per share 2010-05-13 4 P 0 255 3.51 A 460850 D Common Stock, par value $0.10 per share 2010-05-12 4 P 0 600 3.55 A 461450 D These shares were acquired by Arterio, Inc., a company solely owned by Mr. Rothschild. This figure includes 213,855 shares of common stock held by Arterio, Inc., a company solely owned by Mr. Rothschild. /s/ Michael F. Brigham, Attorney-in-fact 2010-05-14 -----END PRIVACY-ENHANCED MESSAGE-----