-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FO7jxNWLwxZBdEDZfRuMk6PAIT55CRg2kBt8Xwikbey0zKsaGepDSX5Vz2S4ndbA yZ5gj+OHw/MynYzpiJW7Dw== 0001181431-09-058474.txt : 20091223 0001181431-09-058474.hdr.sgml : 20091223 20091223144115 ACCESSION NUMBER: 0001181431-09-058474 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091222 FILED AS OF DATE: 20091223 DATE AS OF CHANGE: 20091223 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROTHSCHILD JONATHAN E CENTRAL INDEX KEY: 0001043218 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12934 FILM NUMBER: 091257767 MAIL ADDRESS: STREET 1: C/O IMMUCELL CORP STREET 2: 56 EVERGREEN DRIVE CITY: PORTLAND STATE: ME ZIP: 04103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IMMUCELL CORP /DE/ CENTRAL INDEX KEY: 0000811641 STANDARD INDUSTRIAL CLASSIFICATION: IN VITRO & IN VIVO DIAGNOSTIC SUBSTANCES [2835] IRS NUMBER: 010382980 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 56 EVERGREEN DR CITY: PORTLAND STATE: ME ZIP: 04103 BUSINESS PHONE: 2078782770 MAIL ADDRESS: STREET 1: 56 EVERGREEN DRIVE CITY: PORTLAND STATE: ME ZIP: 04103 4 1 rrd260831.xml FORM 4 JER/ART 12/23/09 X0303 4 2009-12-22 0 0000811641 IMMUCELL CORP /DE/ ICCC 0001043218 ROTHSCHILD JONATHAN E C/O IMMUCELL CORP 56 EVERGREEN DRIVE PORTLAND ME 04103 1 0 1 0 Common Stock, par value $0.10 per share 2009-12-22 4 P 0 1000 3.78 A 456081 D Common Stock, par value $0.10 per share 2009-12-23 4 P 0 200 3.8045 A 456281 D Common Stock, par value $0.10 per share 2009-12-23 4 P 0 200 3.80 A 456481 D Common Stock, par value $0.10 per share 2009-12-23 4 P 0 200 3.81 A 456681 D These shares were acquired by Arterio, Inc., a company solely owned by Mr. Rothschild. This figure includes 189,737 of common stock, held by Arterio, Inc., a company owned solely by Jonathan Rothschild. /s/ Michael F. Brigham, Attorney-in-fact 2009-12-23 -----END PRIVACY-ENHANCED MESSAGE-----