-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LrAhGe1Guonh6+WYdOCh4/LsDOG4yj5lZL6nDfeSROEgHomowc/WFYszn35IU4Fy k1T6bkYDcuRqtHhMlopyGw== 0001181431-09-029737.txt : 20090609 0001181431-09-029737.hdr.sgml : 20090609 20090609164052 ACCESSION NUMBER: 0001181431-09-029737 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090605 FILED AS OF DATE: 20090609 DATE AS OF CHANGE: 20090609 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROTHSCHILD JONATHAN E CENTRAL INDEX KEY: 0001043218 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12934 FILM NUMBER: 09882476 MAIL ADDRESS: STREET 1: C/O IMMUCELL CORP STREET 2: 56 EVERGREEN DRIVE CITY: PORTLAND STATE: ME ZIP: 04103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IMMUCELL CORP /DE/ CENTRAL INDEX KEY: 0000811641 STANDARD INDUSTRIAL CLASSIFICATION: IN VITRO & IN VIVO DIAGNOSTIC SUBSTANCES [2835] IRS NUMBER: 010382980 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 56 EVERGREEN DR CITY: PORTLAND STATE: ME ZIP: 04103 BUSINESS PHONE: 2078782770 MAIL ADDRESS: STREET 1: 56 EVERGREEN DRIVE CITY: PORTLAND STATE: ME ZIP: 04103 4 1 rrd245409.xml FORM 4 JER/ART 6/5/09 X0303 4 2009-06-05 0 0000811641 IMMUCELL CORP /DE/ ICCC 0001043218 ROTHSCHILD JONATHAN E C/O IMMUCELL CORP 56 EVERGREEN DRIVE PORTLAND ME 04103 1 0 1 0 Common stock, par value $0.10 per share 2009-06-05 4 P 0 400 2.03 A 445952 D Common stock, par value $0.10 per share 2009-06-05 4 P 0 400 1.99 A 446352 D Common stock, par value $0.10 per share 2009-06-05 4 P 0 300 2.0073 A 446552 D Common stock, par value $0.10 per share 2009-06-05 4 P 0 300 2.09 A 446952 D Common stock, par value $0.10 per share 2009-06-05 4 P 0 14 2.04 A 446966 D Common stock, par value $0.10 per share 2009-06-08 4 P 0 300 2.14 A 447266 D Common stock, par value $0.10 per share 2009-06-08 4 P 0 300 2.132 A 447566 D Common stock, par value $0.10 per share 2009-06-08 4 P 0 1800 2.149 A 449366 D Common stock, par value $0.10 per share 2009-06-08 4 P 0 550 2.132 A 449916 D Common stock, par value $0.10 per share 2009-06-09 4 P 0 300 2.19 A 450216 D Common stock, par value $0.10 per share 2009-06-09 4 P 0 200 2.1866 A 450416 D Common stock, par value $0.10 per share 2009-06-09 4 P 0 300 2.183 A 450716 D Common stock, par value $0.10 per share 2009-06-09 4 P 0 600 2.20 A 451316 D Common stock, par value $0.10 per share 2009-06-09 4 P 0 400 2.164 A 451716 D Common stock, par value $0.10 per share 2009-06-09 4 P 0 1600 2.20 A 453316 D These shares were acquired by Arterio, Inc., a company solely owned by Mr. Rothschild. This figure includes 189,337 of common stock, held by Aterio, Inc., a company owned solely by Jonathan Rothschild. /s/ Michael F. Brigham, Attorney-in-fact 2009-06-09 -----END PRIVACY-ENHANCED MESSAGE-----