-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FdDXLUt97okuYlvujot4EtPpB9sCPNrpkLZ17VNyJTCBiFmpaGwecX1WOunb7VTH jcTJKDrXRte4bYx9QpHjiw== 0001181431-04-009984.txt : 20040217 0001181431-04-009984.hdr.sgml : 20040216 20040217153744 ACCESSION NUMBER: 0001181431-04-009984 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040212 FILED AS OF DATE: 20040217 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IMMUCELL CORP /DE/ CENTRAL INDEX KEY: 0000811641 STANDARD INDUSTRIAL CLASSIFICATION: IN VITRO & IN VIVO DIAGNOSTIC SUBSTANCES [2835] IRS NUMBER: 010382980 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 56 EVERGREEN DR CITY: PORTLAND STATE: ME ZIP: 04103 BUSINESS PHONE: 2078782770 MAIL ADDRESS: STREET 1: 56 EVERGREEN DRIVE CITY: PORTLAND STATE: ME ZIP: 04103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROTHSCHILD JONATHAN E CENTRAL INDEX KEY: 0001043218 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12934 FILM NUMBER: 04608316 BUSINESS ADDRESS: STREET 1: C/O IMMUCELL CORP STREET 2: 56 EVERGREEN DRIVE CITY: PORTLAND STATE: ME ZIP: 04103 BUSINESS PHONE: 2078782770 MAIL ADDRESS: STREET 1: C/O IMMUCELL CORP STREET 2: 56 EVERGREEN DRIVE CITY: PORTLAND STATE: ME ZIP: 04103 4 1 rrd33212.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0201 4 2004-02-12 0 0000811641 IMMUCELL CORP /DE/ ICCC 0001043218 ROTHSCHILD JONATHAN E C/O IMMUCELL CORP 56 EVERGREEN DRIVE PORTLAND 04103 1 0 1 0 Common Stock, par value $0.10 per share 2004-02-12 4 P 0 400 4.22 A 361060 D Common Stock, par value $0.10 per share 2004-02-12 4 P 0 300 4.23 A 361360 D Common Stock, par value $0.10 per share 2004-02-12 4 P 0 800 4.21 A 362160 D Common Stock, par value $0.10 per share 2004-02-12 4 P 0 400 4.22 A 362560 D Common Stock, par value $0.10 per share 2004-02-12 4 P 0 400 4.23 A 362960 D Common Stock, par value $0.10 per share 2004-02-13 4 P 0 300 4.19 A 363260 D Common Stock, par value $0.10 per share 2004-02-13 4 P 0 200 4.19 A 363460 D Common Stock, par value $0.10 per share 2004-02-13 4 P 0 600 4.22 A 364060 D Common Stock, par value $0.10 per share 2004-02-13 4 P 0 800 4.20 A 364860 D Common Stock, par value $0.10 per share 2004-02-13 4 P 0 400 4.16 A 365260 D Common Stock, par value $0.10 per share 2004-02-17 4 P 0 600 4.25 A 365860 D These shares were acquired by Arterio, Inc., a company solely owned by Mr. Rothschild. Michael F. Brigham, Attorney-in-fact 2004-02-17 -----END PRIVACY-ENHANCED MESSAGE-----