0001144204-13-051216.txt : 20130917 0001144204-13-051216.hdr.sgml : 20130917 20130917153328 ACCESSION NUMBER: 0001144204-13-051216 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130917 FILED AS OF DATE: 20130917 DATE AS OF CHANGE: 20130917 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IMMUCELL CORP /DE/ CENTRAL INDEX KEY: 0000811641 STANDARD INDUSTRIAL CLASSIFICATION: IN VITRO & IN VIVO DIAGNOSTIC SUBSTANCES [2835] IRS NUMBER: 010382980 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 56 EVERGREEN DR CITY: PORTLAND STATE: ME ZIP: 04103 BUSINESS PHONE: 2078782770 MAIL ADDRESS: STREET 1: 56 EVERGREEN DRIVE CITY: PORTLAND STATE: ME ZIP: 04103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROTHSCHILD JONATHAN E CENTRAL INDEX KEY: 0001043218 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12934 FILM NUMBER: 131101178 MAIL ADDRESS: STREET 1: C/O IMMUCELL CORP STREET 2: 56 EVERGREEN DRIVE CITY: PORTLAND STATE: ME ZIP: 04103 4 1 form462279_20130917033243-.xml X0306 4 2013-09-17 0 0000811641 IMMUCELL CORP /DE/ ICCC 0001043218 ROTHSCHILD JONATHAN E C/O 56 EVERGREEN DRIVE PORTLAND ME US 04103 1 0 1 0 Common Stock, par value $0.10 per share 2013-09-17 4 W 0 39355 0 A 504635 D This figure includes 214,655 shares of common stock held by Arterio Inc., a corporation owned soley by Mr. Rothschild This Form 4 is being filed to confirm the status of Mr. Rothschild as a co-executor of his parents' estate. He is a one-third beneficiary of that estate. The distribution of the assets of that estate has not yet been resolved. /s/Michael F. Brigham, attorney in fact for Jonathan Rothschild 2013-09-17