0001144204-13-048110.txt : 20130827 0001144204-13-048110.hdr.sgml : 20130827 20130827174517 ACCESSION NUMBER: 0001144204-13-048110 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130823 FILED AS OF DATE: 20130827 DATE AS OF CHANGE: 20130827 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IMMUCELL CORP /DE/ CENTRAL INDEX KEY: 0000811641 STANDARD INDUSTRIAL CLASSIFICATION: IN VITRO & IN VIVO DIAGNOSTIC SUBSTANCES [2835] IRS NUMBER: 010382980 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 56 EVERGREEN DR CITY: PORTLAND STATE: ME ZIP: 04103 BUSINESS PHONE: 2078782770 MAIL ADDRESS: STREET 1: 56 EVERGREEN DRIVE CITY: PORTLAND STATE: ME ZIP: 04103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROTHSCHILD JONATHAN E CENTRAL INDEX KEY: 0001043218 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12934 FILM NUMBER: 131063762 MAIL ADDRESS: STREET 1: C/O IMMUCELL CORP STREET 2: 56 EVERGREEN DRIVE CITY: PORTLAND STATE: ME ZIP: 04103 4 1 form462085_20130827054443-.xml X0306 4 2013-08-23 0 0000811641 IMMUCELL CORP /DE/ ICCC 0001043218 ROTHSCHILD JONATHAN E C/O 56 EVERGREEN DRIVE PORTLAND ME US 04103 1 0 0 0 Common Stock, par value $0.10 per share 2013-08-23 4 P 0 500 3.91 A 464280 D Common Stock, par value $0.10 per share 2013-08-23 4 P 0 500 4.01 A 464780 D Common Stock, par value $0.10 per share 2013-08-23 4 P 0 500 4.01 A 465280 D This figure includes 214,655 shares of common stock held by Arterio Inc., a corporation owned solely by Mr. Rothschild. /s/ Michael F Brigham 2013-08-27