-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, V01zy1LLBjExYVPauPk0SpBVq+/OzDuHyH+FF5uq2alGVDIcTs9L4XUShjuChcW3 z3UVGjOvu9B9muYifHPCBA== 0000912057-97-016123.txt : 19970509 0000912057-97-016123.hdr.sgml : 19970509 ACCESSION NUMBER: 0000912057-97-016123 CONFORMED SUBMISSION TYPE: 10-K405/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 19961231 FILED AS OF DATE: 19970508 SROS: NONE FILER: COMPANY DATA: COMPANY CONFORMED NAME: COCA COLA BOTTLING GROUP SOUTHWEST INC CENTRAL INDEX KEY: 0000811615 STANDARD INDUSTRIAL CLASSIFICATION: BOTTLED & CANNED SOFT DRINKS CARBONATED WATERS [2086] IRS NUMBER: 751494591 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 10-K405/A SEC ACT: SEC FILE NUMBER: 033-69274 FILM NUMBER: 97597883 BUSINESS ADDRESS: STREET 1: 1999 BRYAN ST STE 3300 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2149691910 MAIL ADDRESS: STREET 2: 1999 BRYAN ST STE 3300 CITY: DALLAS STATE: TX ZIP: 75201 10-K405/A 1 10-K405/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Mark One) [ X ] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 1996 ------------------------------------------- OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from ____________________ to _____________________ Commission file number 33-69274 -------- THE COCA-COLA BOTTLING GROUP (SOUTHWEST), INC. --------------------------------------------------------------------- (Exact name of registrant as specified in its charter) Nevada 75-1494591 - --------------------------------- ------------------------- (State or other jurisdiction (I.R.S. Employer of incorporation or organization) Identification No.) 1999 Bryan Street, Suite 3300, Dallas, Texas 75201 --------------------------------------------------- (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code: (214) 969-1910 Securities registered pursuant to Section 12(b) of the Act: None ----- Securities registered pursuant to Section 12(g) of the Act: 9% Senior Subordinated Notes ---------------------------- Due 2003 -------- (Title of class) Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes /X/ No _____ Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K is not contained herein, and will not be contained, to the best of registrant's knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K. /X/ The aggregate market value of the voting stock held by non-affiliates of the registrant, as of March 1, 1997 was $0.00. As of March 1, 1997, 100,000 shares of the Company's Common Stock, par value $.10 per share, were outstanding. DOCUMENTS INCORPORATED BY REFERENCE: None SIGNATURES Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. The Coca-Cola Bottling Group (Southwest), Inc. (Registrant) By:/s/ Charles F. Stephenson --------------------------------- Charles F. Stephenson, President Date: May 8, 1997 Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the Registrant and in the capacities and on the dates indicated. Signature Title Date - --------- ----- ---- /s/ Edmund M. Hoffman Co-Chairman and Director May 8, 1997 - ----------------------------- (Principal Executive Officer) Edmund M. Hoffman /s/ Robert K. Hoffman Co-Chairman and Director May 8, 1997 - ----------------------------- Robert K. Hoffman /s/ Charles F. Stephenson President (Principal Financial May 8, 1997 - ----------------------------- and Accounting Officer) Charles F. Stephenson 35 10.41 Form of Term Note issued by the Company pursuant to the Company Loan Agreement.(6) 10.42 Form of Revolving Note issued by the Company pursuant to the Company Loan Agreement.(6) 10.43 Contribution Agreement, dated as of April 4, 1995, executed by Parent, the Company, Southwest Coke, Alva Coca-Cola Bottling Co., Inc., Woodward Coca-Cola Bottling Company, Market Communications Counselors, Inc. and The Dani Group, Inc.(6) 10.44 Loan Agreement ($115,000,000 Term Loan Facility and $25,000,000 Revolving Loan Facility) (the "TBG Loan Agreement"), dated as of April 4, 1995, among TBG, TCB, as Agent and a Lender, First Bank, as Agent and a Lender, and the other financial institutions who are parties to the TBG Loan Agreement.(6) 10.45 Interest Rate Agreement, dated as of April 4, 1995, by and among TBG, certain financial institutions a party thereto, First Bank, as Collateral Agent, and TCB, as Agent.(6) 10.46 Notice of Entire Agreement, dated as of April 4, 1995, executed by TBG, San Antonio Coke and TCB, as Agent.(6) 10.47 Security Agreement, dated as of April 4, 1995, by and among TBG, First Bank, as Collateral Agent, TCB, as Agent, and the financial institutions who are parties to the TBG Loan Agreement.(6) 10.48 Form of Term Note issued by TBG pursuant to the TBG Loan Agreement.(6) 10.49 Form of Revolving Note issued by TBG pursuant to the TBG Loan Agreement.(6) 10.50 Contribution Agreement, dated as of April 4, 1995, executed by the Company and San Antonio Coke.(6) 10.51 Consent letter dated May 1, 1996 providing for adjustments to the Loan Agreement dated April 4, 1995, executed by and among The Coca-Cola Bottling Group (Southwest), Inc., Texas Commerce Bank National Association, as Agent, First Bank National Association, as Collateral Agent, and certain other financial institutions therein listed.(7) 21.1 Subsidiaries of the Company.(8) 27 Financial Data Schedule - ----------------- (7) Incorporated by reference to the Company's Quarterly Report on Form 10-Q for the quarter ended June 30, 1996. (8) Incorporated by reference to the Company's Annual Report on Form 10-K for the year ended December 31, 1994. EX-27 2 EXHIBIT 27 FDS
5 12-MOS DEC-31-1996 JAN-01-1996 DEC-31-1996 3,182 0 25,140 (540) 9,843 45,873 125,101 (79,424) 231,044 39,818 251,353 0 0 10 (60,137) 231,044 246,953 246,953 129,108 72,198 14,004 0 (21,417) 17,757 (2,309) 0 0 0 0 15,448 0 0
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