-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CCKOrsLyf4q8se5YlpfiFBa0rWF48gQVnBXyw1b2x89RNzlEM/Rv/IrqOW26IDNJ Cu7z+uErezKGsEzVa8t8VA== 0000912057-97-012733.txt : 19970414 0000912057-97-012733.hdr.sgml : 19970414 ACCESSION NUMBER: 0000912057-97-012733 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19970321 ITEM INFORMATION: Changes in control of registrant FILED AS OF DATE: 19970411 SROS: NONE FILER: COMPANY DATA: COMPANY CONFORMED NAME: COCA COLA BOTTLING GROUP SOUTHWEST INC CENTRAL INDEX KEY: 0000811615 STANDARD INDUSTRIAL CLASSIFICATION: BOTTLED & CANNED SOFT DRINKS CARBONATED WATERS [2086] IRS NUMBER: 751494591 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 033-69274 FILM NUMBER: 97579123 BUSINESS ADDRESS: STREET 1: 1999 BRYAN ST STE 3300 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2149691910 MAIL ADDRESS: STREET 2: 1999 BRYAN ST STE 3300 CITY: DALLAS STATE: TX ZIP: 75201 8-K 1 8K SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported) March 21, 1997. The Coca-Cola Bottling Group (Southwest), Inc. - ------------------------------------------------------------------------------- (Exact Name of Registrant as Specified in Its Charter) Nevada - ------------------------------------------------------------------------------- (State or Other Jurisdiction of Incorporation) 33-69274 75-1494591 - ------------------------ ------------------------------- (Commission File Number) (I.R.S. Employer Identification Number) 1999 Bryan Street, Suite 3300, Dallas, Texas 75201 - ------------------------------------------------------------------------------- (Address of Principal Executive Offices) (Zip Code) - ------------------------------------------------------------------------------- (Former Name or Former Address, if Changed Since Last Report) ITEM 1. CHANGES IN CONTROL OF REGISTRANT. CCBG Corporation is the sole shareholder of the Registrant. The Edmund and Adelyn Hoffman 1995 Family Trust (the "Family Trust") holds 3800 shares of the Class A Common Stock of CCBG Corporation ("Class A Stock"). Effective March 21, 1997, Robert K. Hoffman, Co-Chairman of the Registrant and Richard E. Hoffman, brother of Robert Hoffman, and the son of Edmund M. Hoffman, the other Co-Chairman of the Registrant, resigned as the Trustees of the Family Trust. Richard Ware II and Robert W. Decherd have agreed to serve as the Co-Trustees of the Family Trust, effective as of March 21, 1997. Both Mr. Ware and Mr. Decherd are members of the Board of Directors of CCBG Corporation and hold respectively 179 and 250 shares of the nonvoting Class B Common Stock of CCBG Corporation ("Class B Stock"). The change of Trustees of the Family Trust reduces the beneficial ownership of Robert K. Hoffman and Richard E. Hoffman by 3800 shares. Robert Hoffman and Richard Hoffman remain the Co-Trustees of the Edmund M. Hoffman 1995 Grantor Annuity Trust and the Adelyn Jean Hoffman 1995 Grantor Annuity Trust (the "Trusts"). The terms of each Trust provide that either Co-Trustee may act alone to exercise voting and investment power over the 16,171 shares of Class A Stock held by such trust. Including the shares held by the Trusts, Robert K. Hoffman is the beneficial owner of 56,042 shares of Class A Stock (73.5% of the outstanding voting stock; 58.2% of the voting stock after conversion of the outstanding Class B Stock including stock which may be issued pursuant to vested incentive stock options). Including the shares held by the Trusts, Richard E. Hoffman is the beneficial owner of 32,342 shares of Class A Stock (42.5% of the outstanding voting stock; 33.6% of the voting stock after conversion of the outstanding Class B Stock including stock which may be issued pursuant to vested incentive stock options). As Co-Trustees of the Family Trust, Mr. Ware is the beneficial owner of 3800 shares of Class A Stock (5% of the outstanding voting stock; 4.1% of the voting stock after conversion of the outstanding Class B Stock including stock which may be issued pursuant to vested incentive stock options) and Mr. Decherd is the beneficial owner of 3800 shares of Class A Stock (5% of the outstanding voting stock; 4.2% of the voting stock after conversion of the outstanding Class B Stock including stock which may be issued pursuant to vested stock options). 2 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. The Coca-Cola Bottling Group (Southwest), Inc. Date: April 11, 1997 By: /s/ Stephanie L. Ertel, -------------------- ------------------------------------- Stephanie L. Ertel, Senior Vice President (Duly authorized officer) -----END PRIVACY-ENHANCED MESSAGE-----