0001628280-17-002324.txt : 20170307 0001628280-17-002324.hdr.sgml : 20170307 20170307184426 ACCESSION NUMBER: 0001628280-17-002324 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170305 FILED AS OF DATE: 20170307 DATE AS OF CHANGE: 20170307 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KAISER ALUMINUM CORP CENTRAL INDEX KEY: 0000811596 STANDARD INDUSTRIAL CLASSIFICATION: ROLLING DRAWING & EXTRUDING OF NONFERROUS METALS [3350] IRS NUMBER: 943030279 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 27422 PORTOLA PARKWAY, SUITE 200 CITY: FOOTHILL RANCH STATE: CA ZIP: 92610-2831 BUSINESS PHONE: 949-614-1740 MAIL ADDRESS: STREET 1: 27422 PORTOLA PARKWAY, SUITE 200 CITY: FOOTHILL RANCH STATE: CA ZIP: 92610-2831 FORMER COMPANY: FORMER CONFORMED NAME: KAISERTECH LTD DATE OF NAME CHANGE: 19901122 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BARNESON JOHN CENTRAL INDEX KEY: 0001227284 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09447 FILM NUMBER: 17673421 MAIL ADDRESS: STREET 1: C/O KAISER ALUMINUM CORP STREET 2: 27422 PORTOLA PARKWAY, SUITE 350 CITY: FOOTHILL RANCH STATE: CA ZIP: 92610-2831 4 1 wf-form4_148893025246772.xml FORM 4 X0306 4 2017-03-05 0 0000811596 KAISER ALUMINUM CORP KALU 0001227284 BARNESON JOHN C/O KAISER ALUMINUM CORP. 27422 PORTOLA PARKWAY SUITE 200 FOOTHILL RANCH CA 92610 0 1 0 0 Sr. VP - Corporate Development Common Stock, par value $0.01 per share 2017-03-05 4 A 0 3277 0 A 12310 D Common Stock, par value $0.01 per share 2017-03-05 4 A 0 5377 0 A 17687 D Common Stock, par value $0.01 per share 2017-03-05 4 F 0 2059 79.69 D 15628 D Common Stock, par value $0.01 per share 49611 I By Barneson Family Trust Grant to the reporting person effective as of March 5, 2017 of restricted stock units under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. All restrictions will lapse on March 5, 2020 or earlier upon the occurrence of certain specified circumstances. Includes 6,645 shares acquired pursuant to grants of restricted stock units. Shares earned upon the vesting on March 5, 2017 of certain performance shares granted to the reporting person in 2014 under the Kaiser Aluminum Corporation 2006 Equity and Performance Incentive Plan, as amended. On March 5, 2017, the Registrant's compensation committee certified the performance shares payout multiplier based on the level of achievement by the Registrant of a certain pre-established performance goal for 2014 through 2016. Shares withheld to satisfy the withholding tax obligations resulting from the vesting on March 5, 2017 of the above-referenced performance shares. /s/ Cherrie I. Tsai, with power of attorney for John Barneson 2017-03-07