0001628280-16-021839.txt : 20161206 0001628280-16-021839.hdr.sgml : 20161206 20161206192036 ACCESSION NUMBER: 0001628280-16-021839 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161205 FILED AS OF DATE: 20161206 DATE AS OF CHANGE: 20161206 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KAISER ALUMINUM CORP CENTRAL INDEX KEY: 0000811596 STANDARD INDUSTRIAL CLASSIFICATION: ROLLING DRAWING & EXTRUDING OF NONFERROUS METALS [3350] IRS NUMBER: 943030279 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 27422 PORTOLA PARKWAY, SUITE 200 CITY: FOOTHILL RANCH STATE: CA ZIP: 92610-2831 BUSINESS PHONE: 949-614-1740 MAIL ADDRESS: STREET 1: 27422 PORTOLA PARKWAY, SUITE 200 CITY: FOOTHILL RANCH STATE: CA ZIP: 92610-2831 FORMER COMPANY: FORMER CONFORMED NAME: KAISERTECH LTD DATE OF NAME CHANGE: 19901122 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BARNESON JOHN CENTRAL INDEX KEY: 0001227284 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09447 FILM NUMBER: 162037389 MAIL ADDRESS: STREET 1: C/O KAISER ALUMINUM CORP STREET 2: 27422 PORTOLA PARKWAY, SUITE 350 CITY: FOOTHILL RANCH STATE: CA ZIP: 92610-2831 4 1 wf-form4_148107002231432.xml FORM 4 X0306 4 2016-12-05 0 0000811596 KAISER ALUMINUM CORP KALU 0001227284 BARNESON JOHN C/O KAISER ALUMINUM CORP. 27422 PORTOLA PARKWAY SUITE 200 FOOTHILL RANCH CA 92610 0 1 0 0 Sr. VP - Corporate Development Employee Stock Options (Right to Buy) 2016-12-05 4 M 0 2334 80.01 A 11367 D Employee Stock Options (Right to Buy) 2016-12-05 4 S 0 2334 84.5691 D 9033 D Common Stock, par value $0.01 per share 49611 I By Barneson Family Trust Employee Stock Options (Right to Buy) 80.01 2016-12-05 4 M 0 2334 0 D 2017-04-03 Common Stock, par value $0.01 per share 2334.0 0 D The acquisition of 3,368 shares was inadvertently reported as a grant of restricted stock on the reporting person's prior Form 4. Such shares were acquired pursuant to a grant of restricted stock units. These restricted stock units have the same vesting terms as previously reported Stock option award granted on April 3, 2007 for 2,334 shares of common stock, with one-third of such options vested on each of the first, second and third anniversaries of the grant date. /s/ Cherrie I. Tsai, with power of attorney for John Barneson 2016-12-06