0001209191-16-107031.txt : 20160308 0001209191-16-107031.hdr.sgml : 20160308 20160308170701 ACCESSION NUMBER: 0001209191-16-107031 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160220 FILED AS OF DATE: 20160308 DATE AS OF CHANGE: 20160308 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KAISER ALUMINUM CORP CENTRAL INDEX KEY: 0000811596 STANDARD INDUSTRIAL CLASSIFICATION: ROLLING DRAWING & EXTRUDING OF NONFERROUS METALS [3350] IRS NUMBER: 943030279 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 27422 PORTOLA PARKWAY, SUITE 200 CITY: FOOTHILL RANCH STATE: CA ZIP: 92610-2831 BUSINESS PHONE: 949-614-1740 MAIL ADDRESS: STREET 1: 27422 PORTOLA PARKWAY, SUITE 200 CITY: FOOTHILL RANCH STATE: CA ZIP: 92610-2831 FORMER COMPANY: FORMER CONFORMED NAME: KAISERTECH LTD DATE OF NAME CHANGE: 19901122 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BARNESON JOHN CENTRAL INDEX KEY: 0001227284 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52105 FILM NUMBER: 161492283 MAIL ADDRESS: STREET 1: C/O KAISER ALUMINUM CORP STREET 2: 27422 PORTOLA PARKWAY, SUITE 350 CITY: FOOTHILL RANCH STATE: CA ZIP: 92610-2831 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-02-20 0 0000811596 KAISER ALUMINUM CORP KALU 0001227284 BARNESON JOHN C/O KAISER ALUMINUM CORP. 27422 PORTOLA PARKWAY SUITE 200 FOOTHILL RANCH CA 92610 0 1 0 0 Sr. VP - Corporate Development Common Stock, par value $0.01 per share 2016-02-20 4 F 0 2811 76.25 D 17229 D Common Stock, par value $0.01 per share 2016-03-05 4 A 0 3368 0.00 A 20597 D Common Stock, par value $0.01 per share 2016-03-05 4 A 0 2922 0.00 A 23519 D Common Stock, par value $0.01 per share 2016-03-05 4 F 0 1127 80.46 D 22392 D Common Stock, par value $0.01 per share 36252 I By Barneson Family Trust Employee Stock Options (Right to Buy) 80.01 2017-04-03 Common Stock, par value $0.01 per share 2334 2334 D Shares withheld to satisfy the withholding tax obligations resulting from the recognition of income with respect to the outstanding grants of restricted stock to the reporting person effective March 5, 2013 and March 5, 2014 under the Kaiser Aluminum Corporation 2006 Equity and Performance Incentive Plan, as amended, upon the reporting person reaching age 65 on February 20, 2016 and such shares no longer being subject to a substantial risk of forfeiture for tax purposes. Grant to the reporting person effective as of March 5, 2016, of restricted stock under the Kaiser Aluminum Corporation Amended and Restated 2006 Equity and Performance Incentive Plan. All restrictions will lapse on March 5, 2019 or earlier upon the occurrence of certain specified circumstances. Shares earned upon the vesting on March 5, 2016 of certain performance shares granted to the reporting person in 2013 under the Kaiser Aluminum Corporation 2006 Equity and Performance Incentive Plan, as amended. On March 5, 2016, the Registrant's compensation committee certified the performance shares payout multiplier based on the level of achievement by the Registrant of a certain pre-established performance goal for 2013 through 2015. Shares withheld to satisfy the withholding tax obligations resulting from the vesting on March 5, 2016 of the above-referenced performance shares. Stock option award granted on April 3, 2007 for 2,334 shares of common stock, with one-third of such options vested on each of the first, second and third anniversaries of the grant date. /s/ Cherrie I. Tsai, with power of attorney for John Barneson 2016-03-08