0001209191-16-107031.txt : 20160308
0001209191-16-107031.hdr.sgml : 20160308
20160308170701
ACCESSION NUMBER: 0001209191-16-107031
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160220
FILED AS OF DATE: 20160308
DATE AS OF CHANGE: 20160308
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: KAISER ALUMINUM CORP
CENTRAL INDEX KEY: 0000811596
STANDARD INDUSTRIAL CLASSIFICATION: ROLLING DRAWING & EXTRUDING OF NONFERROUS METALS [3350]
IRS NUMBER: 943030279
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 27422 PORTOLA PARKWAY, SUITE 200
CITY: FOOTHILL RANCH
STATE: CA
ZIP: 92610-2831
BUSINESS PHONE: 949-614-1740
MAIL ADDRESS:
STREET 1: 27422 PORTOLA PARKWAY, SUITE 200
CITY: FOOTHILL RANCH
STATE: CA
ZIP: 92610-2831
FORMER COMPANY:
FORMER CONFORMED NAME: KAISERTECH LTD
DATE OF NAME CHANGE: 19901122
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BARNESON JOHN
CENTRAL INDEX KEY: 0001227284
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-52105
FILM NUMBER: 161492283
MAIL ADDRESS:
STREET 1: C/O KAISER ALUMINUM CORP
STREET 2: 27422 PORTOLA PARKWAY, SUITE 350
CITY: FOOTHILL RANCH
STATE: CA
ZIP: 92610-2831
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-02-20
0
0000811596
KAISER ALUMINUM CORP
KALU
0001227284
BARNESON JOHN
C/O KAISER ALUMINUM CORP.
27422 PORTOLA PARKWAY SUITE 200
FOOTHILL RANCH
CA
92610
0
1
0
0
Sr. VP - Corporate Development
Common Stock, par value $0.01 per share
2016-02-20
4
F
0
2811
76.25
D
17229
D
Common Stock, par value $0.01 per share
2016-03-05
4
A
0
3368
0.00
A
20597
D
Common Stock, par value $0.01 per share
2016-03-05
4
A
0
2922
0.00
A
23519
D
Common Stock, par value $0.01 per share
2016-03-05
4
F
0
1127
80.46
D
22392
D
Common Stock, par value $0.01 per share
36252
I
By Barneson Family Trust
Employee Stock Options (Right to Buy)
80.01
2017-04-03
Common Stock, par value $0.01 per share
2334
2334
D
Shares withheld to satisfy the withholding tax obligations resulting from the recognition of income with respect to the outstanding grants of restricted stock to the reporting person effective March 5, 2013 and March 5, 2014 under the Kaiser Aluminum Corporation 2006 Equity and Performance Incentive Plan, as amended, upon the reporting person reaching age 65 on February 20, 2016 and such shares no longer being subject to a substantial risk of forfeiture for tax purposes.
Grant to the reporting person effective as of March 5, 2016, of restricted stock under the Kaiser Aluminum Corporation Amended and Restated 2006 Equity and Performance Incentive Plan. All restrictions will lapse on March 5, 2019 or earlier upon the occurrence of certain specified circumstances.
Shares earned upon the vesting on March 5, 2016 of certain performance shares granted to the reporting person in 2013 under the Kaiser Aluminum Corporation 2006 Equity and Performance Incentive Plan, as amended. On March 5, 2016, the Registrant's compensation committee certified the performance shares payout multiplier based on the level of achievement by the Registrant of a certain pre-established performance goal for 2013 through 2015.
Shares withheld to satisfy the withholding tax obligations resulting from the vesting on March 5, 2016 of the above-referenced performance shares.
Stock option award granted on April 3, 2007 for 2,334 shares of common stock, with one-third of such options vested on each of the first, second and third anniversaries of the grant date.
/s/ Cherrie I. Tsai, with power of attorney for John Barneson
2016-03-08