0001209191-16-098836.txt : 20160216 0001209191-16-098836.hdr.sgml : 20160215 20160216170900 ACCESSION NUMBER: 0001209191-16-098836 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150305 FILED AS OF DATE: 20160216 DATE AS OF CHANGE: 20160216 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KAISER ALUMINUM CORP CENTRAL INDEX KEY: 0000811596 STANDARD INDUSTRIAL CLASSIFICATION: ROLLING DRAWING & EXTRUDING OF NONFERROUS METALS [3350] IRS NUMBER: 943030279 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 27422 PORTOLA PARKWAY, SUITE 200 CITY: FOOTHILL RANCH STATE: CA ZIP: 92610-2831 BUSINESS PHONE: 949-614-1740 MAIL ADDRESS: STREET 1: 27422 PORTOLA PARKWAY, SUITE 200 CITY: FOOTHILL RANCH STATE: CA ZIP: 92610-2831 FORMER COMPANY: FORMER CONFORMED NAME: KAISERTECH LTD DATE OF NAME CHANGE: 19901122 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOCKEMA JACK A CENTRAL INDEX KEY: 0001227285 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-52105 FILM NUMBER: 161430110 MAIL ADDRESS: STREET 1: C/O KAISER ALUMINUM CORP STREET 2: 27422 PORTOLA PARKWAY, SUITE 350 CITY: FOOTHILL RANCH STATE: CA ZIP: 92610-2831 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2015-03-05 2015-03-09 0 0000811596 KAISER ALUMINUM CORP KALU 0001227285 HOCKEMA JACK A C/O KAISER ALUMINUM CORP. 27422 PORTOLA PARKWAY SUITE 200 FOOTHILL RANCH CA 92610 1 1 0 0 CEO Common Stock, par value $0.01 per share 2015-03-05 4 A 0 11046 0.00 A 40231 D Common Stock, par value $0.01 per share 2015-03-05 4 A 0 17174 0.00 A 57405 D Common Stock, par value $0.01 per share 2015-03-05 4 F 0 7023 75.41 D 50382 D Common Stock, par value $0.01 per share 83987 I By Hockema Family Trust Employee Stock Options (right to Buy) 80.01 2017-04-03 Common Stock, par value $0.01 per share 8037 8037 D Grant to the reporting person effective as of March 5, 2015, of restricted stock under the Kaiser Aluminum Corporation Amended and Restated 2006 Equity and Performance Incentive Plan. All restrictions will lapse on March 5, 2018 or earlier upon the occurrence of certain specified circumstances. Shares earned upon the vesting on March 5, 2015 of certain performance shares granted to the reporting person in 2012 under the Kaiser Aluminum Corporation 2006 Equity and Performance Incentive Plan, as amended. On March 5, 2015, the Registrant's compensation committee certified the performance shares payout multiplier based on the level of achievement by the Registrant of a certain pre-established performance goals for 2012 through 2014. Shares withheld to satisfy the withholding tax obligations resulting from the vesting on March 5, 2015 of the above-referenced performance shares. Stock option award granted on April 3, 2007 for 8,037 shares of common stock, with one-third of such options vested on each of the first, second and third anniversaries of the grant date. 5,000 shares reported on the Form 4, which this filing amends, and on subsequent Form 4s filed on April 2, 2015, May 1, 2015, June 3, 2015, July 2, 2015, and August 5, 2015, as indirectly held by the Hockema Family Trust were gifted by the Hockema Family Trust on March 3, 2015 for no consideration. /s/ Cherrie I. Tsai, with power of attorney for Jack A. Hockema 2016-02-16