0001209191-16-098836.txt : 20160216
0001209191-16-098836.hdr.sgml : 20160215
20160216170900
ACCESSION NUMBER: 0001209191-16-098836
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150305
FILED AS OF DATE: 20160216
DATE AS OF CHANGE: 20160216
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: KAISER ALUMINUM CORP
CENTRAL INDEX KEY: 0000811596
STANDARD INDUSTRIAL CLASSIFICATION: ROLLING DRAWING & EXTRUDING OF NONFERROUS METALS [3350]
IRS NUMBER: 943030279
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 27422 PORTOLA PARKWAY, SUITE 200
CITY: FOOTHILL RANCH
STATE: CA
ZIP: 92610-2831
BUSINESS PHONE: 949-614-1740
MAIL ADDRESS:
STREET 1: 27422 PORTOLA PARKWAY, SUITE 200
CITY: FOOTHILL RANCH
STATE: CA
ZIP: 92610-2831
FORMER COMPANY:
FORMER CONFORMED NAME: KAISERTECH LTD
DATE OF NAME CHANGE: 19901122
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HOCKEMA JACK A
CENTRAL INDEX KEY: 0001227285
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-52105
FILM NUMBER: 161430110
MAIL ADDRESS:
STREET 1: C/O KAISER ALUMINUM CORP
STREET 2: 27422 PORTOLA PARKWAY, SUITE 350
CITY: FOOTHILL RANCH
STATE: CA
ZIP: 92610-2831
4/A
1
doc4a.xml
FORM 4/A SUBMISSION
X0306
4/A
2015-03-05
2015-03-09
0
0000811596
KAISER ALUMINUM CORP
KALU
0001227285
HOCKEMA JACK A
C/O KAISER ALUMINUM CORP.
27422 PORTOLA PARKWAY SUITE 200
FOOTHILL RANCH
CA
92610
1
1
0
0
CEO
Common Stock, par value $0.01 per share
2015-03-05
4
A
0
11046
0.00
A
40231
D
Common Stock, par value $0.01 per share
2015-03-05
4
A
0
17174
0.00
A
57405
D
Common Stock, par value $0.01 per share
2015-03-05
4
F
0
7023
75.41
D
50382
D
Common Stock, par value $0.01 per share
83987
I
By Hockema Family Trust
Employee Stock Options (right to Buy)
80.01
2017-04-03
Common Stock, par value $0.01 per share
8037
8037
D
Grant to the reporting person effective as of March 5, 2015, of restricted stock under the Kaiser Aluminum Corporation Amended and Restated 2006 Equity and Performance Incentive Plan. All restrictions will lapse on March 5, 2018 or earlier upon the occurrence of certain specified circumstances.
Shares earned upon the vesting on March 5, 2015 of certain performance shares granted to the reporting person in 2012 under the Kaiser Aluminum Corporation 2006 Equity and Performance Incentive Plan, as amended. On March 5, 2015, the Registrant's compensation committee certified the performance shares payout multiplier based on the level of achievement by the Registrant of a certain pre-established performance goals for 2012 through 2014.
Shares withheld to satisfy the withholding tax obligations resulting from the vesting on March 5, 2015 of the above-referenced performance shares.
Stock option award granted on April 3, 2007 for 8,037 shares of common stock, with one-third of such options vested on each of the first, second and third anniversaries of the grant date.
5,000 shares reported on the Form 4, which this filing amends, and on subsequent Form 4s filed on April 2, 2015, May 1, 2015, June 3, 2015, July 2, 2015, and August 5, 2015, as indirectly held by the Hockema Family Trust were gifted by the Hockema Family Trust on March 3, 2015 for no consideration.
/s/ Cherrie I. Tsai, with power of attorney for Jack A. Hockema
2016-02-16