0001209191-13-030884.txt : 20130605
0001209191-13-030884.hdr.sgml : 20130605
20130605173307
ACCESSION NUMBER: 0001209191-13-030884
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130603
FILED AS OF DATE: 20130605
DATE AS OF CHANGE: 20130605
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: KAISER ALUMINUM CORP
CENTRAL INDEX KEY: 0000811596
STANDARD INDUSTRIAL CLASSIFICATION: ROLLING DRAWING & EXTRUDING OF NONFERROUS METALS [3350]
IRS NUMBER: 943030279
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 27422 PORTOLA PARKWAY, SUITE 200
CITY: FOOTHILL RANCH
STATE: CA
ZIP: 92610-2831
BUSINESS PHONE: 949-614-1740
MAIL ADDRESS:
STREET 1: 27422 PORTOLA PARKWAY, SUITE 200
CITY: FOOTHILL RANCH
STATE: CA
ZIP: 92610-2831
FORMER COMPANY:
FORMER CONFORMED NAME: KAISERTECH LTD
DATE OF NAME CHANGE: 19901122
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HOCKEMA JACK A
CENTRAL INDEX KEY: 0001227285
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-52105
FILM NUMBER: 13895272
MAIL ADDRESS:
STREET 1: C/O KAISER ALUMINUM CORP
STREET 2: 27422 PORTOLA PARKWAY, SUITE 350
CITY: FOOTHILL RANCH
STATE: CA
ZIP: 92610-2831
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2013-06-03
0
0000811596
KAISER ALUMINUM CORP
KALU
0001227285
HOCKEMA JACK A
C/O KAISER ALUMINUM CORP.
27422 PORTOLA PARKWAY SUITE 200
FOOTHILL RANCH
CA
92610
1
1
0
0
President & CEO
Common Stock, par value $0.01 per share
2013-06-03
4
S
0
5000
63.5351
D
131420
I
By Hockema Family Trust
Common Stock, par value $0.01 per share
25974
D
Employee Stock Options (Right to Buy)
80.01
2017-04-03
Common Stock, par value $0.01 per share
8037
8037
D
Sales made pursuant to a 10b5-1 plan adopted by the reporting person on October 29, 2012 as part of the reporting person's financial planning to diversify his stockholdings. The plan contemplates the sale of pre-determined amount of vested shares of common stock of the Registrant held by the reporting person in specified increments both at market prices and subject to designated floor prices.
Represents the sale of 5,000 shares in multiple transactions, ranging from $63.09 to $64.42 per share, resulting in a weighted average sale price of $63.5351 per share. The reporting person undertakes to provide upon request by the SEC staff, the Registrant, or a security holder of the Registrant, full information regarding the number of shares sold at each separate price within the range.
Stock option award granted on April 3, 2007 for 8,037 shares of common stock, with one-third of such options vested on each of the first, second and third anniversaries of the grant date.
/s/Cherrie I. Tsai, with power of attorney for Jack A. Hockema
2013-06-05