0001209191-13-002062.txt : 20130104
0001209191-13-002062.hdr.sgml : 20130104
20130104162226
ACCESSION NUMBER: 0001209191-13-002062
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130102
FILED AS OF DATE: 20130104
DATE AS OF CHANGE: 20130104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HOCKEMA JACK A
CENTRAL INDEX KEY: 0001227285
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-52105
FILM NUMBER: 13512053
MAIL ADDRESS:
STREET 1: C/O KAISER ALUMINUM CORP
STREET 2: 27422 PORTOLA PARKWAY, SUITE 350
CITY: FOOTHILL RANCH
STATE: CA
ZIP: 92610-2831
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: KAISER ALUMINUM CORP
CENTRAL INDEX KEY: 0000811596
STANDARD INDUSTRIAL CLASSIFICATION: ROLLING DRAWING & EXTRUDING OF NONFERROUS METALS [3350]
IRS NUMBER: 943030279
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 27422 PORTOLA PARKWAY, SUITE 200
CITY: FOOTHILL RANCH
STATE: CA
ZIP: 92610-2831
BUSINESS PHONE: 949-614-1740
MAIL ADDRESS:
STREET 1: 27422 PORTOLA PARKWAY, SUITE 200
CITY: FOOTHILL RANCH
STATE: CA
ZIP: 92610-2831
FORMER COMPANY:
FORMER CONFORMED NAME: KAISERTECH LTD
DATE OF NAME CHANGE: 19901122
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2013-01-02
0
0000811596
KAISER ALUMINUM CORP
KALU
0001227285
HOCKEMA JACK A
C/O KAISER ALUMINUM CORP.
27422 PORTOLA PARKWAY SUITE 200
FOOTHILL RANCH
CA
92610
1
1
0
0
President & CEO
Common Stock, par value $0.01 per share
2013-01-02
4
S
0
5000
63.0969
D
140408
I
By Hockema Family Trust
Common Stock, par value $0.01 per share
29375
D
Employee Stock Options (Right to Buy)
80.01
2017-04-03
Common Stock, par value $0.01 per share
8037
8037
D
Sales made pursuant to a 10b5-1 plan adopted by the reporting person on October 29, 2012 as part of the reporting person's financial planning to diversify his stockholdings. The plan contemplates the sale of pre-determined amount of vested shares of common stock of the Registrant held by the reporting person in specified increments both at market prices and subject to designated floor prices.
Represents the sale of 5,000 shares in multiple transactions, ranging from $62.1850 to $63.4800 per share, resulting in a weighted average sale price of $63.0696 per share. The reporting person undertakes to provide upon request by the SEC staff, the Registrant, or a security holder of the Registrant, full information regarding the number of shares sold at each separate price within the range.
Stock option award granted on April 3, 2007 for 8,037 shares of common stock, with one-third of such options vested on each of the first, second and third anniversaries of the grant date.
Represents the sale of 1,300 shares in multiple transactions, ranging from $60.0000 to $60.1200 per share, resulting in a weighted average sale price of $60.0223 per share. The reporting person undertakes to provide upon request by the SEC staff, the Registrant, or a security holder of the Registrant, full information regarding the number of shares sold at each separate price within the range.
/s/John M. Donnan, with power of attorney for Jack A. Hockema
2013-01-04