0001209191-11-053710.txt : 20111101 0001209191-11-053710.hdr.sgml : 20111101 20111101201130 ACCESSION NUMBER: 0001209191-11-053710 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110303 FILED AS OF DATE: 20111101 DATE AS OF CHANGE: 20111101 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOCKEMA JACK A CENTRAL INDEX KEY: 0001227285 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-52105 FILM NUMBER: 111172717 MAIL ADDRESS: STREET 1: C/O KAISER ALUMINUM CORP STREET 2: 27422 PORTOLA PARKWAY, SUITE 350 CITY: FOOTHILL RANCH STATE: CA ZIP: 92610-2831 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KAISER ALUMINUM CORP CENTRAL INDEX KEY: 0000811596 STANDARD INDUSTRIAL CLASSIFICATION: ROLLING DRAWING & EXTRUDING OF NONFERROUS METALS [3350] IRS NUMBER: 943030279 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 27422 PORTOLA PARKWAY, SUITE 200 CITY: FOOTHILL RANCH STATE: CA ZIP: 92610-2831 BUSINESS PHONE: 949-614-1740 MAIL ADDRESS: STREET 1: 27422 PORTOLA PARKWAY, SUITE 200 CITY: FOOTHILL RANCH STATE: CA ZIP: 92610-2831 FORMER COMPANY: FORMER CONFORMED NAME: KAISERTECH LTD DATE OF NAME CHANGE: 19901122 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0304 4/A 2011-03-03 2011-03-07 0 0000811596 KAISER ALUMINUM CORP KALU 0001227285 HOCKEMA JACK A C/O KAISER ALUMINUM CORP. 27422 PORTOLA PARKWAY SUITE 200 FOOTHILL RANCH CA 92610 1 1 0 0 President & CEO Common Stock, par value $0.01 per share 2011-03-03 4 F 0 4640 48.86 D 196417 D Common Stock, par value $0.01 per share 2011-03-04 4 A 0 3126 0.00 A 199543 D Common Stock, par value $0.01 per share 2011-03-04 4 F 0 1450 49.41 D 198093 D Common Stock, par value $0.01 per share 2011-03-05 4 A 0 15533 0.00 A 213626 D Common Stock, par value $0.01 per share 3042 I By Hockema Family Trust Shares withheld to satisfy the withholding tax obligations resulting from the vesting on March 3, 2011 of certain shares granted to the reporting person in 2008 under the Kaiser Aluminum Corporation 2006 Equity and Performance Incentive Plan, as amended. 3,042 shares reported on the Form 4, which this filing amends, as directly held by the reporting person were transferred to the Hockema Family Trust on January 19, 2011. Shares earned upon the vesting on March 4, 2011 of certain performance shares granted to the reporting person in 2008 under the Kaiser Aluminum Corporation 2006 Equity and Performance Incentive Plan, as amended. On March 4, 2011, the Registrant's compensation committee certified the performance shares payout multiplier based on the level of achievement by the Registrant of a certain pre-established performance goal for 2008 through 2010. Shares withheld to satisfy the withholding tax obligations resulting from the vesting on March 4, 2011 of the above-referenced performance shares. Grant to the reporting person effective as of March 5, 2011, of restricted stock under the Kaiser Aluminum Corporation Amended and Restated 2006 Equity and Performance Incentive Plan. All restrictions will lapse on March 5, 2014 or earlier upon the occurrence of certain specified circumstances. /s/ John M. Donnan, with power of attorney for Jack A. Hockema 2011-11-01