-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MCYYZSCVK9YPsFteZUlZTVkyqyKlAtpfZuyEyA35gwD351+SuomqfHcegw/EZ/7d faWn46XudfskpkXZshjbjA== 0000811532-03-000016.txt : 20030214 0000811532-03-000016.hdr.sgml : 20030214 20030214160102 ACCESSION NUMBER: 0000811532-03-000016 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20021231 FILED AS OF DATE: 20030214 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: TRACY THOMAS A CENTRAL INDEX KEY: 0001172306 RELATIONSHIP: DIRECTOR FILING VALUES: FORM TYPE: 5 MAIL ADDRESS: STREET 1: ONE CEDAR POINT DRIVE CITY: SANDUSKY STATE: OH ZIP: 44870-5259 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CEDAR FAIR L P CENTRAL INDEX KEY: 0000811532 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS AMUSEMENT & RECREATION [7990] IRS NUMBER: 341560655 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09444 FILM NUMBER: 03567861 BUSINESS ADDRESS: STREET 1: P O BOX 5006 CITY: SANDUSKY STATE: OH ZIP: 44871 BUSINESS PHONE: 4196260830 5 1 tracyform5.htm TRACY FORM 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION

UNITED STATES SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

FORM 5

ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

( ) Check box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.

( ) Form 3 Holdings Reported.

( ) Form 4 Transactions Reported.

  1. Name and Address of Reporting Person

    2. Tracy, Thomas A.

    C/o Cedar Fair, L.P.

    One Cedar Point Drive

    Sandusky, Ohio 44870-5259

  2. Issuer Name and Ticker or Trading Symbol

    3. Cedar Fair, L.P. (FUN)

  3. IRS Identification Number of Reporting Person, if an entity (Voluntary)
  4. Statement for Month/Year

    5. 12/2002

  5. If Amendment, Date of Original (Month/Year)
  6. Relationship of Reporting Person(s) to Issuer (Check all applicable)

    7. (X) Director ( ) 10% Owner

    ( ) Officer (give title below) ( ) Other (specify below)

     

  7. Individual or Joint/Group Reporting (Check applicable line)

(X) Form filed by One Reporting Person

( ) Form filed by More than One Reporting Person

 

Table I - Non-Derivative Securities, Acquired, Disposed of, or Beneficially Owned

1. Title of Security

2. Trans-action Date (Month/Day/Year)

3. Trans-action Code

4. Securities Acquired (A) or Disposed of (D)

5. Amount of Securities Beneficially Owned at End of Issuer's Fiscal Year

6. Owner-ship Form: Direct (D) or Indirect (I)

7. Nature of Indirect Beneficial Ownership
     

Amount

A/D

Price

      

Units of Limited Partner Interest

(1)

R

86

A

(1)

      

" " "

(2)

R,T

1,108

A

(2)

9282

D

  

" " "

(1)

R

95

A

(1)

1,432

I

By wife

" " "

(1)

R

12

A

(1)

761

I

By trust

 

 

FORM 5 (continued)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned

(e.g., puts, calls, warrants, options, convertible securities)

1. Title of Derivative Security

2. Conversion or Exercise Price of Derivative Security

3. Transaction Date (Month/Day/

Year)

4. Transaction Code

5. Number of Derivative Securities Acquired (A) or Disposed of (D)

6. Date Exercisable and Expiration Date (Month/Day/Year)

Date Exer-cisable

Expira-tion Date

(A)

(D)

Call options to purchase limited partnership units

20.60

        

(3)

3/7/11

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned

(continued)

7. Title and Amount of Underlying Securities

8. Price of Derivative Security

9. Number of Derivative Securities Beneficially Owned at End of Year

10. Ownership of Derivative Security: Direct (D) or Indirect (I)

11. Nature of Indirect Beneficial Ownership

Title

Amount or Number of Shares

Units of limited partner interest

1,500

  

1,500

D

  

Explanation of Responses:

  1. These units were acquired during the fiscal year through a broker administered distribution reinvestment plan, at $23.39 to $24.70, in transactions exempt under rules 16b-2 and 16b-3(d)(2). The information presented is as of December 31, 2002.
  2. These units were acquired during the fiscal year under the Cedar Fair, L.P. Distribution Reinvestment and Employee Unit Purchase Plan at prices ranging from $21.67 to $24.70, in transactions exempt under rules 16b-2 and 16b-3(d)(2). The information presented is as of December 31, 2002.
  3. Options vest at a rate of 20% per year on each anniversary date, beginning on March 7, 2002.

 

**SIGNATURE OF REPORTING PERSON

/s/ Thomas A. Tracy

DATE

02/14/03

**Intentional misstatements or omissions of facts constitute Federal Criminal Violations.

See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

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