-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TsM2IKziZQf+cluGhgrAMBPXauMAcneo7hmWhC4WwwAXiOzioako/bF/hmndQzCR fXzhlltUuP6ruUzK7R8YgQ== 0000902664-07-000729.txt : 20070214 0000902664-07-000729.hdr.sgml : 20070214 20070213184754 ACCESSION NUMBER: 0000902664-07-000729 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060930 FILED AS OF DATE: 20070214 DATE AS OF CHANGE: 20070213 EFFECTIVENESS DATE: 20070214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BKF ASSET MANAGEMENT, INC. CENTRAL INDEX KEY: 0000811349 IRS NUMBER: 133134273 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01944 FILM NUMBER: 07612670 BUSINESS ADDRESS: STREET 1: ONE ROCKEFELLER PLAZA CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 2123328400 MAIL ADDRESS: STREET 1: ONE ROCKEFELLER PLAZA CITY: NEW YORK STATE: NY ZIP: 10020 FORMER COMPANY: FORMER CONFORMED NAME: LEVIN JOHN A & CO INC /NY/ DATE OF NAME CHANGE: 19940210 13F-HR 1 form13f.txt BKF ASSET MANAGEMENT, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2006 ------------------------ Check here if Amendment [ ]; Amendment Number: ----- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: BKF Asset Management, Inc. -------------------------------------------------- Address: One Rockefeller Plaza -------------------------------------------------- New York, New York 10020 -------------------------------------------------- -------------------------------------------------- Form 13F File Number: 28-01944 ------------------ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: J. Clarke Gray -------------------------------------------------- Title: Chief Financial Officer -------------------------------------------------- Phone: 212-332-8400 -------------------------------------------------- Signature, Place, and Date of Signing: /s/ J. Clarke Gray New York, New York 02/06/07 ------------------------ ------------------------------ ---------- Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) -2- Report Summary: Number of Other Included Managers: 0 ------------- Form 13F Information Table Entry Total: 3 ------------- Form 13F Information Table Value Total: $528 ------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE No. Form 13F File Number Name -3-
Voting Authority -------------------------- Title Value Shares/ Sh/ Put/ Invstmt Other Name of Issuer of class CUSIPs x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None - ------------------------------ -------- --------- ------- -------- --- ---- ------- -------- ------- --------- ----- ABITIBI-CONSOLIDATED COM COM 003924107 47 19,200 SH Sole 19,200 0 0 DOW CHEMICAL 1/40 CALL CALL 2P699E116 290 2,000 SH CALL Sole 2,000 0 0 XERIUM TECHNOLOGIES COM COM 98416J100 191 17,200 SH Sole 17,200 0 0 -4-
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