UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM SD
SPECIALIZED DISCLOSURE REPORT
BIOLASE, INC.
(Exact name of registrant as specified in its charter)
Delaware |
001-36385 |
87-0442441 |
(State or other jurisdiction |
(Commission File Number) |
(I.R.S. Employer |
of incorporation or organization) |
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Identification No.) |
4 Cromwell
Irvine, California 92618
(Address of Principal Executive Offices, including zip code)
(949) 361-1200
(Registrant’s Telephone Number, Including Area Code)
Harold C. Flynn, Jr |
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(888) 424-6527 |
(Name and telephone number, including area code, of the person to contact in connection with this report.) |
Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:
☒ |
Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2016. |
BIOLASE, Inc. (“BIOLASE” and, together with its consolidated subsidiaries, the “Company”), incorporated in Delaware in 1987, is a medical device company that develops, manufactures, markets, and sells laser systems in dentistry and medicine and also markets, sells, and distributes dental imaging equipment, including cone beam digital x-rays and three-dimensional CAD/CAM intra-oral scanners. Our products advance the practice of dentistry and medicine for patients and health care professionals.
The Company offer two categories of laser system products: Waterlase (all-tissue) systems and Diode (soft tissue) systems. Our flagship brand, Waterlase, uses a patented combination of water and laser energy to perform most procedures currently performed using drills, scalpels, and other traditional dental instruments for cutting soft and hard tissue. The Company also offer our Diode laser systems to perform soft tissue, pain therapy, and cosmetic procedures, including teeth whitening.
Section 1—Conflict Minerals Disclosure
Item 1.01 Conflict Minerals Disclosure and Report
This Form SD for Biolase, Inc. is provided in accordance with Rule 13p-1 under the Securities Exchange Act of 1934 (“Rule 13p-1”) for the reporting period from January 1, 2016 to December 31, 2016.
Companies subject to Rule 13p-1 are required to perform certain procedures and to disclose information about the use of conflict minerals which include coltan, cassiterite, gold, wolframite, or their derivatives, which are limited to tungsten, tantalum, tin, and gold ("3TG") that are deemed to be necessary to the functionality or production of a product manufactured or contract to manufacture.
In accordance with Rule 13p-1, the Company has conducted an evaluation and inquired of its entire known component and outsourced manufacturing supply chain, which consisted of 159 suppliers, as to whether 3TG was contained in their products and concluded that certain products manufactured, or contracted to be manufactured, by the Company contain 3TG. Accordingly, the Company, in good faith, conducted a Reasonable Country of Origin Inquiry (“RCOI”) of suppliers providing components and parts deemed necessary for the functionality of the products to determine whether the products we manufacture are “conflict free,” that is, that they either do not contain conflict minerals from the Democratic Republic of the Congo or an adjoining country (“Covered Countries”) or originate from recycled or scrap materials. During this inquiry process, the Company identified 29 suppliers “in-scope” and requested they complete the Conflict Free Sourcing Initiative (“CFSI”) Conflict Minerals Reporting Template (the “CFSI Template”) to verify the presence of 3TG and to determine the facilities processing those minerals.
Upon analyzing the information gathered through this supply chain survey, the Company concluded that 3TG contained in its products could originate in the Covered Countries or were not exclusively from recycled or scrap materials. As such, the Company conducted due diligence in accordance with the Organization for Economic Co-operation and Development (“OECD”) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas including the Supplement on Tin, Tantalum and Tungsten, as well as those portions of the OECD Supplement on Gold applicable to downstream companies (collectively “OECD guidance”).
There is significant overlap between our RCOI efforts and our due diligence measures performed. The description of the Company’s due diligence is in the Conflict Minerals Report (“CMR”) filed as exhibit 1.01 of this Form SD and is incorporated herein by reference. The Company’s CMR was not subject to an independent private sector audit as allowed under Rule 13p-1.
Due to the Company’s use of necessary 3TG in the manufacture of its laser products, management has adopted a Conflict Minerals Policy (“CMP”), which can be found at www.biolase.com under “Investors” in “Corporate Governance.”
Item 1.02 Exhibit
As specified in Section 2, Item 2.01, the Company is hereby filing its Conflict Minerals Report as Exhibit 1.01 to this Form SD.
Section 2 – Exhibits
Item 2.01 Exhibits
1.01 Conflict Minerals Report for Biolase, Inc. for the calendar year ended December 31, 2016.
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
Date: May 10, 2017
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BIOLASE, INC., a Delaware Corporation (registrant) |
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By: |
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/s/ HAROLD C. FLYNN, JR. |
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Harold C. Flynn, Jr. |
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President and Chief Executive Officer |
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(Principal Executive Officer, Principal Financial Officer and Principal Accounting Officer) |
Exhibit 1.01
BIOLASE, Inc
Conflict Minerals Report
For the year ended December 31, 2016
Introduction
This Conflict Minerals Report (“CMR”) for Biolase, Inc. (the “Company”, “we”, or “our”) for the calendar year ended December 31, 2016 was prepared in accordance with Rule 13p-1 of the Securities Exchange Act of 1934 (“Rule 13p-1”). Terms used and not defined in this report have the meanings ascribed in Form SD as adopted by the Securities and Exchange Commission (“SEC”) pursuant to the Rule.
Rule 13p-1 was adopted by the Securities and Exchange Commission (the “SEC”) to implement reporting and disclosure requirements related to conflict minerals as directed by the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (the “Dodd-Frank Act”). Rule 13p-1 imposes certain reporting obligations on SEC registrants whose manufactured products contain conflict minerals that are necessary to the functionality or production of their products. For the purposes of this assessment, conflict minerals are defined as Tantalum, Tin, Tungsten, and Gold (“3TG”). These requirements apply to registrants, regardless of the geographic origin of the conflict minerals and whether or not they fund armed conflict.
The Company’s CMR for the calendar year ended December 31, 2016 was not subject to an independent private sector audit.
Design and Execution of Due Diligence
As part of the RCOI described in Form SD, the Company performed a supplier survey using the Conflict Free Sourcing Initiative (“CFSI”) Conflict Minerals Reporting Template (the “CFSI Template”) for the year ending December 31, 2016. All suppliers providing components used in our products were included in the survey utilized for both RCOI and Due Diligence. The information obtained in the survey indicated that there was reason to believe that a portion of the 3TG used in our products may have originated in the Covered Countries and were not exclusively from scrap or recycled sources, triggering the due diligence steps described in the following sections.
The Company designed and implemented the majority of our due diligence measures prior to the current reporting year 2016. These measures were continued during 2016 and are described herein. They are designed to conform, in all material respects, to the framework in The Organization for Economic Co-operation and Development (“OECD”) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas including the Supplement on Tin, Tantalum and Tungsten, as well as those portions of the OECD Supplement on Gold applicable to downstream companies (collectively the “OECD Guidance”). In accordance with the five step OECD Guidance, our measures are designed to determine, to the best of our ability, the source and chain of custody of the 3TG materials necessary for the functionality and/or production of our products, to ascertain if the materials originated in one of the Covered Countries, and if so, whether armed groups directly or indirectly benefited as a result.
1: Establish company management systems
The Company undertook the following measures to establish management systems to address compliance with Rule 13p-1:
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The Company has established a Conflict Minerals Policy (“CMP”) that has been posted on its website at: www.biolase.com under “Investors” in “Corporate Governance.” The Company also has a Supplier Survey/Certification Form and a Supplier Code of Conduct. The Supplier Code of Conduct includes a mechanism for escalating any issues and concerns.
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The Company has established a management system for complying with the applicable rules. The management system includes the development of a Conflict Minerals Task Force led by our Chief Financial Officer and a team of subject matter experts from relevant functions including, purchasing, quality assurance, manufacturing, and finance.
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The Company has inserted a clause on conflict minerals in all new supplier certification forms, as well as revising existing supplier certification forms for in-scope suppliers to include the clause. The clause requires each supplier to use its best endeavors to determine the origin of conflict minerals through the use of OECD guidance. |
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The Company has established its due diligence compliance process and set forth documentation and record maintenance mechanism to ensure the retaining of relevant documentation in a structured electronic database. |
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The Company has also created internal follow-up processes (including e-mail communication and direct contact by telephone) to identify and escalate any identified issues associated with non-responsive or problematic responses to its RCOI. |
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The Company establishes and maintains long term relationships with the majority of its suppliers to improve due diligence performance. |
2: Identify and assess risks in the supply chain
The Company took the following measures to identify risks in our supply chain:
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Conducted a supplier survey of all suppliers providing products or components within scope of Rule 13p-1, necessary for the functionality of the Company’s products and likely to contain 3TG. The survey was based on the Electronics Industry Citizenship Coalition (“EICC”) and the Global eSustainability Initiative (“GeSI”) Conflict Minerals Reporting Template created by the Electronics Industry Citizenship Coalition (“EICC”) and the Global eSustainability Initiative (“GeSI”) as a common means for the collection of sourcing information related to necessary conflict minerals in our products. The survey also included information to inform the suppliers of the Company’s Conflict Minerals Rule reporting obligations as well as the assistance required from our supply chain, and the resulting expectations for the sourcing of conflict minerals. |
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Suppliers of in-scope products are required to complete the CFSI Conflict Minerals Reporting Template (the “CFSI Template”) on an annual basis. The CFSI Template was developed to facilitate disclosure and communication of information regarding Smelters or Refiners (“SORs”) that provide material to a company’s supply chain. It includes questions regarding a company’s conflict-free policy, engagement with its direct suppliers, and a listing of the SORs the Company and its suppliers use. In addition, the CFSI Template contains questions about the origin of conflict minerals included in suppliers’ products, as well as supplier due diligence. |
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Reviewed and assessed survey responses. Followed up with suppliers whose responses were incomplete or appeared to report inconsistent information. |
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When a supplier response stated that conflict minerals were sourced from the Covered Countries and identified the SORs involved, the Company compared the identified SORs to the CFSI’s Conflict Free Smelter Program list to identify those validated by an independent third-party audit under the Conflict Free Smelter Program and those not validated. |
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3: Design and implement a strategy to respond to identified risks
The Company designed and implemented strategies to respond to identified risks, including the following:
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Developed a Risk Management Plan, which includes a training program to ensure suppliers understand the Company’s expectations as it relates to 3TG. |
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When applicable, the Company will work with suppliers who are sourcing from non-Conflict Free SORs to facilitate a transition to using Conflict Free SORs within a reasonable time frame. The time frame will be dependent on the criticality of the specific part and the availability of alternative suppliers. |
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Sent follow-up communications to suppliers that provided incomplete or inconsistent survey responses. Requested suppliers submitting letters of conflict “status” to complete our survey to collect additional relevant information. |
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Suppliers who received one of these follow-up communications were directed to our Policy Statement, as well as conflict minerals training and education materials. Suppliers were asked to review the materials and provide updated information in a timely manner. |
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Suppliers who did not respond to our initial survey were sent escalation communications requesting that they respond to the survey and provide the requested information. Several unresponsive suppliers were engaged directly by our sourcing personnel to advise them to complete our requested survey to the best of their ability. |
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4: Carry out independent third-party audit of Smelter or Refiner due diligence practices
The Company is a downstream consumer of the necessary conflict minerals in our products and are many steps removed from SORs who provide minerals and ores. Our due diligence efforts rely on cross-industry initiatives to implement validation of Covered Countries conflict free SORs as outlined in OECD Guidance for downstream companies. As such, the Company does not perform or direct audits of SORs within the supply chain, rather it relied on the results of audits conducted by Conflict-Free Smelter Program to determine SORs due diligence practices.
5: Report annually on supply chain due diligence
In accordance with the Rule 13p-1, our Form SD, along with a copy of this CMR constitute the Company’s annual report on our Conflict Minerals Due Diligence. These have been filed with the SEC and are available on our website at ww.biolase.com under “Investors” in “SEC Filings.”
For the calendar year ended December 31, 2016, the Company surveyed its entire known component and outsourced manufacturing supply chain, which consisted of 159 suppliers, with a 99% response rate. Of those suppliers, 133 reported that conflict minerals are not intentionally added to their products, are not necessary to the production of their products or are not contained in the finished products that they manufacture or contract to manufacture. With respect to the remaining 26 suppliers within the scope of the RCOI, the large majority provided data at a company, division or product category level, including 15 suppliers that identified as conflict free using the CFSI Template, 9 suppliers that were uncertain as to the country of origin of conflict minerals in their supply chain and/or were unable to specify the SORs that processed conflict minerals in materials or components supplied to us, and two suppliers that stated they sourced 3TG from the Covered Countries, from other than scrap or recycled sources, and named SORs who have not yet completed a Conflict Free Smelter Program or cross recognized audit validating a conflict free process. Two suppliers within the scope of the RCOI did not respond.
With respect to the 9 suppliers who were uncertain of the country of origin or the two suppliers who sourced conflict minerals from the Covered Countries, from other than scrap or recycled sources, and identified the SORs involved, all such responses provided data at a company level. As a result, we were not able to determine whether the specific conflict minerals from such suppliers that were sourced from the Covered Countries were included in components or materials we obtained from the suppliers and used in our products.
During due diligence, the Company noted 346 companies identified by CFSI as known SORs, which are potentially included in our supply chain. Of the identified SORs, 186 are compliant with CFSI’s Conflict Free Smelter Program list and considered to be conflict free and another 53 have committed to undergo a Conflict Free Smelter Program audit or are participating in one of the cross-recognized certifications programs. With respect to the other 107, CFSI has not provided an opinion as whether or not the minerals procured from these SORs originate from the Covered Countries. Refer to Table I for a listing of all identified SORs potentially in our supply chain, along with facility locations, and the conflict free status.
Based on the results of the due diligence measures described above, the Company has been unable to determine with 100% certainty the country of origin of the necessary conflict minerals, the mine or location of origin of the necessary conflict minerals in our products, or the facilities used to process the necessary conflict minerals in our products. Due to this the Company has not been found to be ‘DRC conflict free’.
Continuous Improvement Efforts to Mitigate Risk
The Company expects to take the following steps, among others, to improve our due diligence measures and to further mitigate the risk that necessary conflict minerals contained in our products may finance or benefit armed groups in the Covered Countries:
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Continue to educate our direct suppliers about our reporting obligations related to conflict minerals, and continue to provide our direct suppliers with educational materials and website links that they may provide to their own suppliers. |
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Encourage our direct suppliers to implement responsible sourcing and ask them to encourage SORs to become certified as conflict-free. |
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When the complexity of our data collection process requires it, evaluate new systems for the collection and management of conflict minerals reporting data. |
Table I. Smelters or Refiners List
List and status of SORs are as of May 2, 2017 and status data is from CFSI. The list includes 346 recognized SORs that are either known to obtain at least some minerals from the Covered Countries or are SORs where the source of the minerals was not disclosed and could not be determined. It does not include those SORs that source only from outside the Covered Countries as determined through RCOI, or process only recycled or scrap materials. “Country” refers to the location of the facility, not the source of minerals. The smelter location was not used for RCOI, since it does not necessarily determine the source of the ore, although location near abundant mineral resources can be an indicator of mineral sourcing. The general geographical breakdown of all the reported smelters is as follows.
Region |
Number |
Asia |
220 |
Europe |
45 |
North America |
36 |
Russia and Central Asia |
19 |
South America |
19 |
Middle East |
3 |
Africa |
3 |
Australasia |
1 |
Status is defined as:
Compliant: Smelters or Refiners that have been audited and are compliant with the Conflict-Free Smelter Program or cross recognized assessment protocols.
Not Validated: Legitimate Smelters or Refiners who have not yet completed a Conflict Free Smelter Program or cross recognized audit validating a conflict free process.
Active: Smelters and Refiners that have committed to undergo a Conflict Free Smelter Program audit.
CFSI Smelter ID |
Smelter Name |
Country |
Conflict Free Status |
CID000090 |
Asaka Riken Co Ltd |
JAPAN |
Compliant |
CID000004 |
A.L.M.T. TUNGSTEN Corp. |
JAPAN |
Compliant |
CID000015 |
Advanced Chemical Company |
UNITED STATES |
Active |
CID000019 |
Aida Chemical Industries Co. Ltd. |
JAPAN |
Active |
CID000028 |
Aktyubinsk Copper Company TOO |
KAZAKHSTAN |
Not Validated |
CID000035 |
Allgemeine Gold-und Silberscheideanstalt A.G. |
GERMANY |
Compliant |
CID000041 |
Almalyk Mining and Metallurgical Complex (AMMC) |
UZBEKISTAN |
Active |
CID000058 |
AngloGold Ashanti Córrego do Sítio Minerção |
BRAZIL |
Compliant |
CID000077 |
Argor-Heraeus SA |
SWITZERLAND |
Compliant |
CID000082 |
Asahi Pretec Corporation |
JAPAN |
Compliant |
CID000090 |
Asaka Riken Co Ltd |
JAPAN |
Compliant |
CID000103 |
Atasay Kuyumculuk Sanayi Ve Ticaret A.S. |
TURKEY |
Not Validated |
CID000105 |
Kennametal Huntsville |
UNITED STATES |
Compliant |
CID000113 |
Aurubis AG |
GERMANY |
Active |
CID000128 |
Bangko Sentral ng Pilipinas (Central Bank of the Philippines) |
PHILIPPINES |
Active |
CID000141 |
Bauer Walser AG |
GERMANY |
Not Validated |
CID000157 |
Boliden AB |
SWEDEN |
Active |
CID000176 |
C. Hafner GmbH + Co. KG |
GERMANY |
Compliant |
CID000180 |
Caridad |
MEXICO |
Not Validated |
CID000185 |
CCR Refinery – Glencore Canada Corporation |
CANADA |
Compliant |
CID000189 |
Cendres + Métaux SA |
SWITZERLAND |
Not Validated |
CID000197 |
Yunnan Copper Industry Co., Ltd. |
CHINA |
Not Validated |
CID000211 |
Changsha South Tantalum Niobium Co., Ltd. |
CHINA |
Compliant |
CID000218 |
Guangdong Xianglu Tungsten Co., Ltd. |
CHINA |
Compliant |
CID000228 |
Chenzhou Yunxiang Mining and Metallurgy Company Limited |
CHINA |
Compliant |
Chimet S.p.A. |
ITALY |
Compliant |
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CID000242 |
China National Gold Group Corporation |
CHINA |
Not Validated |
CID000244 |
China Rare Metal Materials Company |
CHINA |
Compliant |
CID000258 |
Chongyi Zhangyuan Tungsten Co Ltd |
CHINA |
Compliant |
CID000264 |
Chugai Mining |
JAPAN |
Not Validated |
CID000278 |
CNMC (Guangxi) PGMA Co., Ltd. |
CHINA |
Not Validated |
CID000288 |
Colt Refining |
UNITED STATES |
Not Validated |
CID000291 |
Conghua Tantalum and Niobium Smeltry |
CHINA |
Compliant |
CID000292 |
Alpha |
UNITED STATES |
Compliant |
CID000295 |
Cooperativa Metalurgica de Rondônia Ltda. |
BRAZIL |
Compliant |
CID000306 |
CV Gita Pesona |
INDONESIA |
Compliant |
CID000307 |
CV JusTindo |
INDONESIA |
Not Validated |
CID000308 |
CV Makmur Jaya |
INDONESIA |
Not Validated |
CID000309 |
PT Aries Kencana Sejahtera |
INDONESIA |
Compliant |
CID000313 |
CV Serumpun Sebalai |
INDONESIA |
Compliant |
CID000315 |
CV United Smelting |
INDONESIA |
Compliant |
CID000328 |
Daejin Indus Co. Ltd |
KOREA, REPUBLIC OF |
Compliant |
CID000333 |
DaeryongENC |
KOREA, REPUBLIC OF |
Not Validated |
CID000343 |
Daye Non-Ferrous Metals Mining Ltd. |
CHINA |
Not Validated |
CID000345 |
Dayu Weiliang Tungsten Co., Ltd. |
CHINA |
Not Validated |
CID000359 |
DSC (Do Sung Corporation) |
KOREA, REPUBLIC OF |
Compliant |
CID000362 |
DODUCO GmbH |
GERMANY |
Active |
CID000401 |
Dowa |
JAPAN |
Compliant |
CID000402 |
Dowa |
JAPAN |
Compliant |
CID000410 |
Duoluoshan |
CHINA |
Compliant |
CID000425 |
Eco-System Recycling Co., Ltd. |
JAPAN |
Compliant |
CID000438 |
EM Vinto |
BOLIVIA (PLURINATIONAL STATE OF) |
Compliant |
CID000448 |
Estanho de Rondônia S.A. |
BRAZIL |
Not Validated |
CID000456 |
Exotech Inc. |
UNITED STATES |
Compliant |
CID000460 |
F&X Electro-Materials Ltd. |
CHINA |
Compliant |
CID000466 |
Feinhütte Halsbrücke GmbH |
GERMANY |
Not Validated |
CID000468 |
Fenix Metals |
POLAND |
Active |
CID000493 |
OJSC Novosibirsk Refinery |
RUSSIAN FEDERATION |
Active |
CID000499 |
Fujian Jinxin Tungsten Co., Ltd. |
CHINA |
Compliant |
CID000522 |
Gansu Seemine Material Hi-Tech Co., Ltd. |
CHINA |
Not Validated |
CID000538 |
Gejiu Non-Ferrous Metal Processing Co., Ltd. |
CHINA |
Compliant |
CID000555 |
Gejiu Non-Ferrous Metal Processing Co., Ltd. |
CHINA |
Not Validated |
CID000564 |
Global Advanced Metals |
UNITED STATES |
Not Validated |
CID000568 |
Global Tungsten & Powders Corp. |
UNITED STATES |
Compliant |
CID000616 |
Guangdong Zhiyuan New Material Co., Ltd. |
CHINA |
Active |
CID000651 |
Guoda Safina High-Tech Environmental Refinery Co., Ltd. |
CHINA |
Not Validated |
CID000654 |
H.C. Starck Group |
GERMANY |
Not Validated |
CID000671 |
Hangzhou Fuchunjiang Smelting Co., Ltd. |
CHINA |
Not Validated |
CID000683 |
HC Starck GmbH |
GERMANY |
Not Validated |
CID000694 |
Heimerle + Meule GmbH |
GERMANY |
Compliant |
CID000707 |
Heraeus Ltd. Hong Kong |
CHINA |
Compliant |
CID000711 |
Heraeus Precious Metals GmbH & Co. KG |
GERMANY |
Compliant |
CID000731 |
Hi-Temp |
UNITED STATES |
Compliant |
CID000760 |
Huichang Jinshunda Tin Co., Ltd. |
CHINA |
Not Validated |
CID000766 |
Hunan Chenzhou Mining Co., Ltd. |
CHINA |
Compliant |
CID000767 |
Hunan Chenzhou Mining Group Co., Ltd. |
CHINA |
Not Validated |
CID000769 |
Hunan Chun-Chang Nonferrous Smelting & Concentrating Co., Ltd. |
CHINA |
Compliant |
CID000778 |
Hwasung CJ Co., Ltd. |
KOREA, REPUBLIC OF |
Not Validated |
CID000801 |
Inner Mongolia Qiankun Gold and Silver Refinery Share Company Limited |
CHINA |
Compliant |
CID000801 |
Inner Mongolia Qiankun Gold and Silver Refinery Share Company Limited |
CHINA |
Compliant |
CID000801 |
Inner Mongolia Qiankun Gold and Silver Refinery Share Company Limited |
CHINA |
Compliant |
CID000807 |
Ishifuku Metal Industry Co., Ltd. |
JAPAN |
Compliant |
CID000814 |
Istanbul Gold Refinery |
TURKEY |
Compliant |
CID000823 |
Japan Mint |
JAPAN |
Active |
Japan New Metals Co Ltd |
JAPAN |
Compliant |
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CID000855 |
Jiangxi Copper Company Limited |
CHINA |
Compliant |
CID000864 |
Jiangxi Nanshan |
CHINA |
Not Validated |
CID000868 |
Ganzhou Non-ferrous Metals Smelting Co., Ltd. |
CHINA |
Not Validated |
CID000875 |
Ganzhou Huaxing Tungsten Products Co., Ltd. |
CHINA |
Compliant |
CID000914 |
JiuJiang JinXin Nonferrous Metals Co., Ltd. |
CHINA |
Compliant |
CID000917 |
Jiujiang Tanbre Co., Ltd. |
CHINA |
Compliant |
CID000920 |
Johnson Matthey Inc |
UNITED STATES |
Active |
CID000924 |
Asahi Refining Canada Limited |
CANADA |
Active |
CID000927 |
JSC Ekaterinburg Non-Ferrous Metal Processing Plant |
RUSSIAN FEDERATION |
Compliant |
CID000929 |
JSC Uralelectromed |
RUSSIAN FEDERATION |
Active |
CID000937 |
JX Nippon Mining & Metals Co., Ltd. |
JAPAN |
Compliant |
CID000942 |
Kai Unita Trade Limited Liability Company |
CHINA |
Not Validated |
CID000956 |
Kazakhmys Smelting LLC |
KAZAKHSTAN |
Not Validated |
CID000957 |
Kazzinc |
KAZAKHSTAN |
Compliant |
CID000963 |
Kemet Blue Powder |
UNITED STATES |
Not Validated |
CID000966 |
Kennametal Fallon |
UNITED STATES |
Compliant |
CID000969 |
Kennecott Utah Copper LLC |
UNITED STATES |
Active |
CID000973 |
King-Tan Tantalum Industry Ltd. |
CHINA |
Compliant |
CID000981 |
Kojima Chemicals Co., Ltd |
JAPAN |
Active |
CID000988 |
Korea Metal Co., Ltd. |
KOREA, REPUBLIC OF |
Not Validated |
CID001029 |
Kyrgyzaltyn JSC |
KYRGYZSTAN |
Compliant |
CID001032 |
L' azurde Company For Jewelry |
SAUDI ARABIA |
Not Validated |
CID001056 |
Lingbao Gold Company Limited |
CHINA |
Not Validated |
CID001058 |
Lingbao Jinyuan Tonghui Refinery Co., Ltd. |
CHINA |
Not Validated |
CID001063 |
Linwu Xianggui Ore Smelting Co., Ltd. |
CHINA |
Not Validated |
CID001070 |
China Tin Group Co., Ltd. |
CHINA |
Active |
CID001076 |
LSM Brasil S.A. |
BRAZIL |
Compliant |
CID001078 |
LS-NIKKO Copper Inc. |
KOREA, REPUBLIC OF |
Active |
CID001093 |
Luoyang Zijin Yinhui Gold Refinery Co., Ltd. |
CHINA |
Not Validated |
CID001105 |
Malaysia Smelting Corporation (MSC) |
MALAYSIA |
Active |
CID001113 |
Materion |
UNITED STATES |
Active |
CID001119 |
Matsuda Sangyo Co., Ltd. |
JAPAN |
Compliant |
CID001136 |
Metahub Industries Sdn. Bhd. |
MALAYSIA |
Not Validated |
CID001137 |
OMSA |
BOLIVIA |
Not Validated |
CID001142 |
Metallic Resources, Inc. |
UNITED STATES |
Active |
CID001143 |
Metallo Chimique |
BELGIUM |
Not Validated |
CID001147 |
Metalor Technologies (Suzhou) Ltd. |
CHINA |
Compliant |
CID001149 |
Metalor Technologies (Hong Kong) Ltd |
HONG KONG |
Compliant |
CID001152 |
Metalor Technologies (Singapore) Pte. Ltd. |
SINGAPORE |
Compliant |
CID001153 |
Metalor Technologies S.A. |
SWITZERLAND |
Compliant |
CID001157 |
Metalor USA Refining Corporation |
UNITED STATES |
Compliant |
CID001161 |
METALÚRGICA MET-MEX PEÑOLES, S.A. DE C.V |
MEXICO |
Active |
CID001163 |
Metallurgical Products India (Pvt.) Ltd. |
INDIA |
Active |
CID001173 |
Mineração Taboca S.A. |
BRAZIL |
Compliant |
CID001175 |
Mineração Taboca S.A. |
BRAZIL |
Compliant |
CID001179 |
CHINA |
CHINA |
Not Validated |
CID001182 |
Minsur |
PERU |
Compliant |
CID001188 |
Mitsubishi Materials Corporation |
JAPAN |
Compliant |
CID001191 |
Mitsubishi Materials Corporation |
JAPAN |
Compliant |
CID001192 |
Mitsui Mining & Smelting |
JAPAN |
Compliant |
CID001193 |
Mitsui Mining and Smelting Co., Ltd. |
JAPAN |
Active |
CID001200 |
Molycorp Silmet A.S. |
ESTONIA |
Compliant |
CID001204 |
Moscow Special Alloys Processing Plant |
RUSSIAN FEDERATION |
Compliant |
CID001220 |
Nadir Metal Rafineri San. Ve Tic. A.Ş. |
TURKEY |
Compliant |
CID001231 |
Nankang Nanshan Tin Manufactory Co., Ltd. |
CHINA |
Not Validated |
CID001236 |
Navoi Mining and Metallurgical Combinat |
UZBEKISTAN |
Not Validated |
CID001259 |
Nihon Material Co. LTD |
JAPAN |
Active |
CID001277 |
Ningxia Orient Tantalum Industry Co., Ltd. |
CHINA |
Compliant |
CID001305 |
Novosibirsk Integrated Tin Works |
RUSSIAN FEDERATION |
Not Validated |
O.M. Manufacturing (Thailand) Co., Ltd. |
THAILAND |
Compliant |
|
CID001322 |
Ohio Precious Metals, LLC |
UNITED STATES |
Not Validated |
CID001325 |
Ohura Precious Metal Industry Co., Ltd. |
JAPAN |
Compliant |
CID001326 |
OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet) |
RUSSIAN FEDERATION |
Compliant |
CID001328 |
OJSC Kolyma Refinery |
RUSSIAN FEDERATION |
Not Validated |
CID001337 |
Operaciones Metalurgical S.A. |
BOLIVIA |
Compliant |
CID001352 |
PAMP SA |
SWITZERLAND |
Compliant |
CID001362 |
Penglai Penggang Gold Industry Co., Ltd. |
CHINA |
Not Validated |
CID001368 |
Plansee |
AUSTRIA |
Not Validated |
CID001386 |
Prioksky Plant of Non-Ferrous Metals |
RUSSIAN FEDERATION |
Active |
CID001393 |
PT Alam Lestari Kencana |
INDONESIA |
Not Validated |
CID001397 |
PT Aneka Tambang (Persero) Tbk |
INDONESIA |
Compliant |
CID001399 |
PT Artha Cipta Langgeng |
INDONESIA |
Compliant |
CID001402 |
PT Babel Inti Perkasa |
INDONESIA |
Compliant |
CID001406 |
PT Babel Surya Alam Lestari |
INDONESIA |
Not Validated |
CID001409 |
PT Bangka Kudai Tin |
INDONESIA |
Not Validated |
CID001412 |
PT Bangka Putra Karya |
INDONESIA |
Not Validated |
CID001416 |
PT Bangka Timah Utama Sejahtera |
INDONESIA |
Not Validated |
CID001419 |
PT Bangka Tin Industry |
INDONESIA |
Compliant |
CID001428 |
PT Bukit Timah |
INDONESIA |
Compliant |
CID001434 |
PT DS Jaya Abadi |
INDONESIA |
Compliant |
CID001438 |
PT Eunindo Usaha Mandiri |
INDONESIA |
Compliant |
CID001442 |
PT Fang Di MulTindo |
INDONESIA |
Not Validated |
CID001445 |
PT HP Metals Indonesia |
INDONESIA |
Not Validated |
CID001448 |
PT Karimun Mining |
INDONESIA |
Compliant |
CID001449 |
PT Koba Tin |
INDONESIA |
Not Validated |
CID001453 |
PT Mitra Stania Prima |
INDONESIA |
Compliant |
CID001457 |
PT Panca Mega Persada |
INDONESIA |
Active |
CID001458 |
PT Prima Timah Utama |
INDONESIA |
Compliant |
CID001460 |
PT Refined Bangka Tin |
INDONESIA |
Compliant |
CID001463 |
PT Sariwiguna Binasentosa |
INDONESIA |
Compliant |
CID001466 |
PT Seirama Tin Investment |
INDONESIA |
Not Validated |
CID001468 |
PT Stanindo Inti Perkasa |
INDONESIA |
Compliant |
CID001471 |
PT Sumber Jaya Indah |
INDONESIA |
Compliant |
CID001476 |
PT Supra Sukses Trinusa |
INDONESIA |
Not Validated |
CID001477 |
PT Timah (Persero) Tbk Kundur |
INDONESIA |
Compliant |
CID001482 |
PT Timah (Persero) Tbk Mentok |
INDONESIA |
Compliant |
CID001486 |
PT Pelat Timah Nusantara Tbk |
INDONESIA |
Not Validated |
CID001490 |
PT Tinindo Inter Nusa |
INDONESIA |
Compliant |
CID001493 |
PT Tommy Utama |
INDONESIA |
Compliant |
CID001494 |
PT Yinchendo Mining Industry |
INDONESIA |
Not Validated |
CID001498 |
PX Précinox SA |
SWITZERLAND |
Compliant |
CID001508 |
QuantumClean |
SWITZERLAND |
Active |
CID001512 |
Rand Refinery (Pty) Ltd. |
SOUTH AFRICA |
Active |
CID001522 |
RFH Tantalum Smeltry Co., Ltd |
SOUTH AFRICA |
Compliant |
CID001534 |
Royal Canadian Mint |
CANADA |
Compliant |
CID001539 |
Rui Da Hung |
CANADA |
Compliant |
CID001546 |
Sabin Metal Corp. |
UNITED STATES |
Not Validated |
CID001555 |
Samduck Precious Metals |
UNITED STATES |
Active |
CID001562 |
SAMWON Metals Corp. |
SOUTH KOREA |
Not Validated |
CID001573 |
Schone Edelmetaal |
KOREA, REPUBLIC OF |
Compliant |
CID001585 |
SEMPSA Joyería Platería S.A. |
SPAIN |
Compliant |
CID001619 |
Shandong Tiancheng Biological Gold Industrial Co., Ltd. |
SPAIN |
Not Validated |
CID001622 |
Shandong Zhaojin Gold & Silver Refinery Co., Ltd. |
CHINA |
Compliant |
CID001634 |
Shanghai Jiangxi Metals Co. Ltd |
CHINA |
Not Validated |
CID001736 |
Sichuan Tianze Precious Metals Co., Ltd. |
CHINA |
Compliant |
CID001754 |
So Accurate Group, Inc. |
CHINA |
Not Validated |
CID001756 |
SOE Shyolkovsky Factory of Secondary Precious Metals |
RUSSIAN FEDERATION |
Active |
CID001758 |
Soft Metais, Ltda. |
RUSSIAN FEDERATION |
Compliant |
Solar Applied Materials Technology Corp. |
TAIWAN |
Compliant |
|
CID001769 |
Solikamsk Magnesium Works OAO |
TAIWAN |
Compliant |
CID001798 |
Sumitomo Metal Mining Co., Ltd. |
JAPAN |
Compliant |
CID001869 |
Taki Chemicals |
JAPAN |
Compliant |
CID001875 |
Tanaka Kikinzoku Kogyo K.K. |
JAPAN |
Compliant |
CID001879 |
Tantalite Resources |
JAPAN |
Not Validated |
CID001889 |
Tejing (Vietnam) Tungsten Co., Ltd. |
VIET NAM |
Active |
CID001891 |
Telex |
VIET NAM |
Compliant |
CID001898 |
Thaisarco |
THAILAND |
Compliant |
CID001908 |
Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. |
THAILAND |
Not Validated |
CID001909 |
Great Wall Precious Metals Co., Ltd. of CBPM |
CHINA |
Not Validated |
CID001916 |
The Refinery of Shandong Gold Mining Co. Ltd |
CHINA |
Compliant |
CID001938 |
Tokuriki Honten Co., Ltd. |
JAPAN |
Compliant |
CID001947 |
Tongling nonferrous Metals Group Co.,Ltd |
JAPAN |
Not Validated |
CID001955 |
Torecom |
SOUTH KOREA |
Active |
CID001969 |
Ulba Metallurgical Plant JSC |
KOREA, REPUBLIC OF |
Active |
CID001977 |
Umicore Brasil Ltda. |
BRAZIL |
Compliant |
CID001980 |
Umicore SA Business Unit Precious Metals Refining |
BRAZIL |
Compliant |
CID001993 |
United Precious Metal Refining, Inc. |
UNITED STATES |
Active |
CID002003 |
Valcambi SA |
UNITED STATES |
Compliant |
CID002011 |
Vietnam Youngsun Tungsten Industry Co., Ltd. |
VIET NAM |
Compliant |
CID002015 |
VQB Mineral and Trading Group JSC |
VIETNAM |
Active |
CID002030 |
Western Australian Mint trading as The Perth Mint |
VIET NAM |
Compliant |
CID002036 |
White Solder Metalurgia e Mineração Ltda. |
BRAZIL |
Compliant |
CID002044 |
Wolfram Bergbau und Hütten AG |
BRAZIL |
Compliant |
CID002047 |
Wolfram Company CJSC |
RUSSIAN FEDERATION |
Not Validated |
CID002082 |
Xiamen Tungsten Co., Ltd. |
RUSSIAN FEDERATION |
Active |
CID002095 |
Xinhai Rendan Shaoguan Tungsten Co., Ltd. |
CHINA |
Compliant |
CID002100 |
YAMAMOTO PRECIOUS METAL CO., LTD. |
CHINA |
Compliant |
CID002129 |
Yokohama Metal Co., Ltd. |
JAPAN |
Compliant |
CID002158 |
Yunnan Chengfeng Non-ferrous Metals Co., Ltd. |
JAPAN |
Not Validated |
CID002180 |
Yunnan Tin Company Limited |
CHINA |
Compliant |
CID002180 |
Yunnan Tin Company, Ltd. |
CHINA |
Compliant |
CID002224 |
Zhongyuan Gold Smelter of Zhongjin Gold Corporation |
CHINA |
Compliant |
CID002232 |
Zhuzhou Cemented Carbide |
CHINA |
Compliant |
CID002236 |
Zhuzhou Cemented Carbide Group Co Ltd |
CHINA |
Not Validated |
CID002243 |
Zijin Mining Group Co., Ltd. Gold Refinery |
CHINA |
Active |
CID002282 |
Morris and Watson |
CHINA |
Not Validated |
CID002287 |
INDONESIA |
CHINA |
Not Validated |
CID002307 |
Yichun Jin Yang Rare Metal Co., Ltd |
NEW ZEALAND |
Compliant |
CID002312 |
Guangdong Jinding Gold Limited |
CHINA |
Not Validated |
CID002313 |
Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd. |
CHINA |
Not Validated |
CID002314 |
Umicore Precious Metals Thailand |
THAILAND |
Compliant |
CID002315 |
Ganzhou Jiangwu Ferrotungsten Co., Ltd. |
CHINA |
Active |
CID002316 |
Jiangxi Yaosheng Tungsten Co., Ltd. |
CHINA |
Compliant |
CID002317 |
Jiangxi Xinsheng Tungsten Industry Co., Ltd. |
CHINA |
Compliant |
CID002318 |
Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. |
CHINA |
Compliant |
CID002319 |
Malipo Haiyu Tungsten Co., Ltd. |
CHINA |
Active |
CID002320 |
Xiamen Tungsten (H.C.) Co., Ltd. |
CHINA |
Active |
CID002321 |
Jiangxi Gan Bei Tungsten Co., Ltd. |
CHINA |
Compliant |
CID002455 |
CV Venus Inti Perkasa |
INDONESIA |
Compliant |
CID002459 |
Geib Refining Corporation |
INDONESIA |
Compliant |
CID002468 |
Magnu's Minerais Metais e Ligas Ltda. |
INDONESIA |
Compliant |
CID002475 |
INDONESIA |
BRAZIL |
Not Validated |
CID002476 |
INDONESIA |
BRAZIL |
Not Validated |
CID002478 |
PT Tirus Putra Mandiri |
INDONESIA |
Not Validated |
CID002479 |
PT Wahana Perkit Jaya |
INDONESIA |
Not Validated |
CID002492 |
Hengyang King Xing Lifeng New Materials Co., Ltd. |
INDONESIA |
Active |
CID002493 |
Jiangxi Richsea New Materials Co., Ltd. |
CHINA |
Not Validated |
CID002494 |
Ganzhou Seadragon W & Mo Co., Ltd. |
CHINA |
Active |
Melt Metais e Ligas S/A |
CHINA |
Compliant |
|
CID002501 |
Guizhou Zhenhua Xinyun Technology Ltd., Kaili branch |
CHINA |
Not Validated |
CID002502 |
Asia Tungsten Products Vietnam Ltd. |
CHINA |
Compliant |
CID002503 |
PT ATD Makmur Mandiri Jaya |
CHINA |
Compliant |
CID002504 |
D Block Metals, LLC |
INDONESIA |
Active |
CID002505 |
FIR Metals & Resource Ltd. |
INDONESIA |
Compliant |
CID002506 |
Jiujiang Zhongao Tantalum & Niobium Co., Ltd. |
CHINA |
Compliant |
CID002507 |
Phoenix Metal Ltd. |
CHINA |
Not Validated |
CID002508 |
XinXing HaoRong Electronic Material Co., Ltd. |
CHINA |
Compliant |
CID002509 |
MMTC-PAMP India Pvt., Ltd. |
INDIA |
Compliant |
CID002510 |
Republic Metals Corporation |
CHINA |
Compliant |
CID002511 |
KGHM Polska Miedź Spółka Akcyjna |
UNITED STATES |
Not Validated |
CID002512 |
Jiangxi Dinghai Tantalum & Niobium Co., Ltd. |
UNITED STATES |
Active |
CID002513 |
Chenzhou Diamond Tungsten Products Co., Ltd. |
CHINA |
Compliant |
CID002515 |
Fidelity Printers and Refiners Ltd. |
CHINA |
Not Validated |
CID002516 |
Singway Technology Co., Ltd. |
ZIMBABWE |
Compliant |
CID002517 |
O.M. Manufacturing Philippines, Inc. |
PHILIPPINES |
Compliant |
CID002518 |
Dayu Jincheng Tungsten Industry Co., Ltd. |
CHINA |
Not Validated |
CID002530 |
PT Inti Stania Prima |
PHILIPPINES |
Compliant |
CID002531 |
Ganxian Shirui New Material Co., Ltd. |
CHINA |
Not Validated |
CID002532 |
Pobedit, JSC |
INDONESIA |
Not Validated |
CID002535 |
Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd. |
CHINA |
Compliant |
CID002536 |
Ganzhou Yatai Tungsten Co., Ltd. |
CHINA |
Not Validated |
CID002538 |
Sanher Tungsten Vietnam Co., Ltd. |
CHINA |
Not Validated |
CID002539 |
KEMET Blue Metals |
CHINA |
Compliant |
CID002540 |
Plansee SE Liezen |
AUSTRIA |
Not Validated |
CID002541 |
H.C. Starck GmbH |
AUSTRIA |
Compliant |
CID002542 |
H.C. Starck Smelting GmbH & Co.KG |
GERMANY |
Compliant |
CID002543 |
Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC |
GERMANY |
Compliant |
CID002544 |
H.C. Starck Co., Ltd. |
THAILAND |
Compliant |
CID002545 |
H.C. Starck GmbH Goslar |
THAILAND |
Compliant |
CID002546 |
H.C. Starck GmbH Laufenburg |
GERMANY |
Not Validated |
CID002547 |
H.C. Starck Hermsdorf GmbH |
GERMANY |
Compliant |
CID002548 |
H.C. Starck Inc. |
UNITED STATES |
Compliant |
CID002549 |
H.C. Starck Ltd. |
UNITED STATES |
Compliant |
CID002550 |
H.C. Starck Smelting GmbH & Co.KG |
GERMANY |
Compliant |
CID002551 |
Jiangwu H.C. Starck Tungsten Products Co., Ltd. |
GERMANY |
Compliant |
CID002556 |
Plansee SE Reutte |
AUSTRIA |
Not Validated |
CID002557 |
Global Advanced Metals Boyertown |
AUSTRIA |
Compliant |
CID002558 |
Global Advanced Metals Aizu |
JAPAN |
Compliant |
CID002560 |
Al Etihad Gold Refinery DMCC |
JAPAN |
Compliant |
CID002561 |
Emirates Gold DMCC |
JAPAN |
Compliant |
CID002563 |
Kaloti Precious Metals |
UNITED ARAB EMIRATES |
Not Validated |
CID002567 |
Sudan Gold Refinery |
UNITED ARAB EMIRATES |
Not Validated |
CID002568 |
KEMET Blue Powder |
UNITED STATES |
Compliant |
CID002570 |
CV Ayi Jaya |
INDONESIA |
Compliant |
CID002571 |
Tranzact, Inc. |
UNITED STATES |
Active |
CID002572 |
Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company |
VIETNAM |
Not Validated |
CID002573 |
Nghe Tinh Non-Ferrous Metals Joint Stock Company |
UNITED STATES |
Not Validated |
CID002574 |
Tuyen Quang Non-Ferrous Metals Joint Stock Company |
VIETNAM |
Not Validated |
CID002578 |
Hunan Chuangda Vanadium Tungsten Co., Ltd. Yanglin |
VIET NAM |
Not Validated |
CID002579 |
Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji |
CHINA |
Compliant |
CID002580 |
T.C.A S.p.A |
CHINA |
Compliant |
CID002589 |
Niagara Refining LLC |
UNITED STATES |
Compliant |
CID002590 |
E.S.R. Electronics |
ITALY |
Not Validated |
CID002592 |
CV Dua Sekawan |
UNITED STATES |
Active |
CID002593 |
CV Tiga Sekawan |
UNITED STATES |
Active |
CID002605 |
Korea Zinc Co. Ltd. |
SOUTH KOREA |
Compliant |
CID002649 |
Hydrometallurg, JSC |
RUSSIAN FEDERATION |
Compliant |
PT Cipta Persada Mulia |
KOREA, REPUBLIC OF |
Not Validated |
|
CID002703 |
An Vinh Joint Stock Mineral Processing Company |
VIETNAM |
Not Validated |
CID002705 |
Avon Specialty Metals Ltd |
INDONESIA |
Not Validated |
CID002706 |
Resind Indústria e Comércio Ltda. |
VIET NAM |
Compliant |
CID002707 |
Resind Indústria e Comércio Ltda. |
UNITED KINGDOM |
Compliant |
CID002761 |
SAAMP |
BRAZIL |
Not Validated |
CID002773 |
Metallo-Chimique N.V. |
BRAZIL |
Active |
CID002774 |
Elmet S.L.U. (Metallo Group) |
BELGIUM |
Active |
CID002776 |
PT Bangka Prima Tin |
BELGIUM |
Compliant |
CID002777 |
SAXONIA Edelmetalle GmbH |
GERMANY |
Active |
CID002778 |
WIELAND Edelmetalle GmbH |
INDONESIA |
Active |
CID002779 |
Ögussa Österreichische Gold- und Silber-Scheideanstalt GmbH |
GERMANY |
Compliant |
CID002815 |
South-East Nonferrous Metal Company Limited of Hengyang City |
GERMANY |
Compliant |
CID002816 |
PT Sukses Inti Makmur |
AUSTRIA |
Compliant |
CID002825 |
An Thai Minerals Company Limited |
INDONESIA |
Not Validated |
CID002829 |
PT Kijang Jaya Mandiri |
INDONESIA |
Compliant |
CID002830 |
Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd. |
INDONESIA |
Compliant |
CID002833 |
ACL Metais Eireli |
VIET NAM |
Not Validated |
CID002842 |
Jiangxi Tuohong New Raw Material |
VIET NAM |
Compliant |
CID002843 |
Woltech Korea Co., Ltd. |
INDONESIA |
Compliant |
CID002844 |
HuiChang Hill Tin Industry Co., Ltd. |
CHINA |
Active |
CID002845 |
Moliren Ltd |
BRAZIL |
Compliant |
CID002848 |
Gejiu Fengming Metalurgy Chemical Plant |
CHINA |
Compliant |
CID002849 |
Guanyang Guida Nonferrous Metal Smelting Plant |
KOREA, REPUBLIC OF |
Compliant |