0001104659-20-072062.txt : 20200610
0001104659-20-072062.hdr.sgml : 20200610
20200610170527
ACCESSION NUMBER: 0001104659-20-072062
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200608
FILED AS OF DATE: 20200610
DATE AS OF CHANGE: 20200610
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FEINBERG LARRY N
CENTRAL INDEX KEY: 0000926475
STATE OF INCORPORATION: NY
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36385
FILM NUMBER: 20955396
MAIL ADDRESS:
STREET 1: C/O ORACLE PARTNERS L P
STREET 2: 200 GREENWICH AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ORACLE PARTNERS LP
CENTRAL INDEX KEY: 0000941901
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36385
FILM NUMBER: 20955397
BUSINESS ADDRESS:
STREET 1: 200 GREENWICH AVE
STREET 2: 3RD FL
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: (203) 862-7980
MAIL ADDRESS:
STREET 1: 200 GREENWICH AVE
STREET 2: 3RD FL
CITY: GREENWICH
STATE: CT
ZIP: 06830
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BIOLASE, INC
CENTRAL INDEX KEY: 0000811240
STANDARD INDUSTRIAL CLASSIFICATION: DENTAL EQUIPMENT & SUPPLIES [3843]
IRS NUMBER: 870442441
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4 CROMWELL
CITY: IRVINE
STATE: CA
ZIP: 92618
BUSINESS PHONE: 949-361-1200
MAIL ADDRESS:
STREET 1: 4 CROMWELL
CITY: IRVINE
STATE: CA
ZIP: 92618
FORMER COMPANY:
FORMER CONFORMED NAME: BIOLASE TECHNOLOGY INC
DATE OF NAME CHANGE: 19941117
FORMER COMPANY:
FORMER CONFORMED NAME: LASER MEDICAL TECHNOLOGY INC
DATE OF NAME CHANGE: 19941117
FORMER COMPANY:
FORMER CONFORMED NAME: LASER ENDO TECHNIC CORP
DATE OF NAME CHANGE: 19920708
4
1
tm2022328d1_4.xml
OWNERSHIP DOCUMENT
X0306
4
2020-06-08
1
0000811240
BIOLASE, INC
BIOL
0000926475
FEINBERG LARRY N
262 HARBOR DRIVE, 3RD FL
STAMFORD
CT
06902
0
0
1
0
0000941901
ORACLE PARTNERS LP
262 HARBOR DRIVE, 3RD FL
STAMFORD
CT
06902
0
0
1
0
Common Stock, par value $0.001 per share ("Common Stock")
2020-06-08
4
S
0
2479456
0.5542
D
2473090
I
See footnote
Common Stock
2020-06-09
4
S
0
1196590
0.5514
D
1276500
I
See footnote
Common Stock
2020-06-08
4
S
0
564738
0.5542
D
713896
I
See footnote
Common Stock
2020-06-09
4
S
0
435596
0.5514
D
278300
I
See footnote
Common Stock
2020-06-08
4
S
0
358744
0.5542
D
264141
I
See footnote
Common Stock
2020-06-09
4
S
0
79841
0.5514
D
184300
I
See footnote
Common Stock
2020-06-09
4
S
0
47885
0.5486
D
0
I
See footnote
Common Stock
2020-06-09
4
S
0
10400
0.5508
D
0
I
See footnote
These securities are owned by Oracle Partners, LP. ("Partners").
These securities are owned by Oracle Ten Fund, L.P. ("Ten Fund").
These securities are owned by Oracle Institutional Partners, L.P. ("Institutional Partners")
These securities are owned by Oracle Investment Management, Inc. Employees Retirement Plan ("Retirement Plan").
These securities are owned by Feinberg Family Foundation ("Foundation").
Larry N. Feinberg serves as the managing member of Oracle Associates, LLC, the general partner of Partners, Institutional Partners and Ten Fund, and accordingly, may be deemed to be the indirect beneficial owner of the shares beneficially owned by Partners, Institutional Partners and Ten Fund. Mr. Feinberg is the sole shareholder, director and president of Oracle Investment Management, Inc., which serves as investment manager to Partners, Institutional Partners, Ten Fund and Retirement Plan, and accordingly, may be deemed to be the beneficial owner of the shares beneficially owned by Partners, Institutional Partners, Ten Fund and Retirement Plan. Mr. Feinberg serves as the Trustee of the Foundation, and accordingly, may be deemed to be the beneficial owner of the shares beneficially owned by the Foundation.
Each of the Reporting Persons identified in this statement disclaims beneficial ownership of the securities described in this statement, except to the extent of their individual respective pecuniary interest in such securities. The filing of this statement shall not be deemed an admission that any of the Reporting Persons identified in this statement are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any securities specified in this statement other than those directly beneficially owned by them.
/s/ Larry N. Feinberg
2020-06-10
ORACLE PARTNERS, L.P., By: Oracle Associates, LLC, its General Partner, By: /s/ Larry N. Feinberg, Managing Member
2020-06-10