0001104659-20-072062.txt : 20200610 0001104659-20-072062.hdr.sgml : 20200610 20200610170527 ACCESSION NUMBER: 0001104659-20-072062 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200608 FILED AS OF DATE: 20200610 DATE AS OF CHANGE: 20200610 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FEINBERG LARRY N CENTRAL INDEX KEY: 0000926475 STATE OF INCORPORATION: NY FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36385 FILM NUMBER: 20955396 MAIL ADDRESS: STREET 1: C/O ORACLE PARTNERS L P STREET 2: 200 GREENWICH AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ORACLE PARTNERS LP CENTRAL INDEX KEY: 0000941901 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36385 FILM NUMBER: 20955397 BUSINESS ADDRESS: STREET 1: 200 GREENWICH AVE STREET 2: 3RD FL CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: (203) 862-7980 MAIL ADDRESS: STREET 1: 200 GREENWICH AVE STREET 2: 3RD FL CITY: GREENWICH STATE: CT ZIP: 06830 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BIOLASE, INC CENTRAL INDEX KEY: 0000811240 STANDARD INDUSTRIAL CLASSIFICATION: DENTAL EQUIPMENT & SUPPLIES [3843] IRS NUMBER: 870442441 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4 CROMWELL CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: 949-361-1200 MAIL ADDRESS: STREET 1: 4 CROMWELL CITY: IRVINE STATE: CA ZIP: 92618 FORMER COMPANY: FORMER CONFORMED NAME: BIOLASE TECHNOLOGY INC DATE OF NAME CHANGE: 19941117 FORMER COMPANY: FORMER CONFORMED NAME: LASER MEDICAL TECHNOLOGY INC DATE OF NAME CHANGE: 19941117 FORMER COMPANY: FORMER CONFORMED NAME: LASER ENDO TECHNIC CORP DATE OF NAME CHANGE: 19920708 4 1 tm2022328d1_4.xml OWNERSHIP DOCUMENT X0306 4 2020-06-08 1 0000811240 BIOLASE, INC BIOL 0000926475 FEINBERG LARRY N 262 HARBOR DRIVE, 3RD FL STAMFORD CT 06902 0 0 1 0 0000941901 ORACLE PARTNERS LP 262 HARBOR DRIVE, 3RD FL STAMFORD CT 06902 0 0 1 0 Common Stock, par value $0.001 per share ("Common Stock") 2020-06-08 4 S 0 2479456 0.5542 D 2473090 I See footnote Common Stock 2020-06-09 4 S 0 1196590 0.5514 D 1276500 I See footnote Common Stock 2020-06-08 4 S 0 564738 0.5542 D 713896 I See footnote Common Stock 2020-06-09 4 S 0 435596 0.5514 D 278300 I See footnote Common Stock 2020-06-08 4 S 0 358744 0.5542 D 264141 I See footnote Common Stock 2020-06-09 4 S 0 79841 0.5514 D 184300 I See footnote Common Stock 2020-06-09 4 S 0 47885 0.5486 D 0 I See footnote Common Stock 2020-06-09 4 S 0 10400 0.5508 D 0 I See footnote These securities are owned by Oracle Partners, LP. ("Partners"). These securities are owned by Oracle Ten Fund, L.P. ("Ten Fund"). These securities are owned by Oracle Institutional Partners, L.P. ("Institutional Partners") These securities are owned by Oracle Investment Management, Inc. Employees Retirement Plan ("Retirement Plan"). These securities are owned by Feinberg Family Foundation ("Foundation"). Larry N. Feinberg serves as the managing member of Oracle Associates, LLC, the general partner of Partners, Institutional Partners and Ten Fund, and accordingly, may be deemed to be the indirect beneficial owner of the shares beneficially owned by Partners, Institutional Partners and Ten Fund. Mr. Feinberg is the sole shareholder, director and president of Oracle Investment Management, Inc., which serves as investment manager to Partners, Institutional Partners, Ten Fund and Retirement Plan, and accordingly, may be deemed to be the beneficial owner of the shares beneficially owned by Partners, Institutional Partners, Ten Fund and Retirement Plan. Mr. Feinberg serves as the Trustee of the Foundation, and accordingly, may be deemed to be the beneficial owner of the shares beneficially owned by the Foundation. Each of the Reporting Persons identified in this statement disclaims beneficial ownership of the securities described in this statement, except to the extent of their individual respective pecuniary interest in such securities. The filing of this statement shall not be deemed an admission that any of the Reporting Persons identified in this statement are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any securities specified in this statement other than those directly beneficially owned by them. /s/ Larry N. Feinberg 2020-06-10 ORACLE PARTNERS, L.P., By: Oracle Associates, LLC, its General Partner, By: /s/ Larry N. Feinberg, Managing Member 2020-06-10