0001567619-22-001847.txt : 20220127 0001567619-22-001847.hdr.sgml : 20220127 20220127150709 ACCESSION NUMBER: 0001567619-22-001847 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220113 FILED AS OF DATE: 20220127 DATE AS OF CHANGE: 20220127 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Zhu Haihong CENTRAL INDEX KEY: 0001907113 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 333-82900 FILM NUMBER: 22562813 MAIL ADDRESS: STREET 1: 2711 CITRUS ROAD CITY: RANCHO CORDOVA STATE: CA ZIP: 95742 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ThermoGenesis Holdings, Inc. CENTRAL INDEX KEY: 0000811212 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY APPARATUS & FURNITURE [3821] IRS NUMBER: 943018487 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2711 CITRUS ROAD CITY: RANCHO CORDOVA STATE: CA ZIP: 95742 BUSINESS PHONE: 9168585100 MAIL ADDRESS: STREET 1: 2711 CITRUS ROAD CITY: RANCHO CORDOVA STATE: CA ZIP: 95742 FORMER COMPANY: FORMER CONFORMED NAME: CESCA THERAPEUTICS INC. DATE OF NAME CHANGE: 20140221 FORMER COMPANY: FORMER CONFORMED NAME: THERMOGENESIS CORP DATE OF NAME CHANGE: 19951117 FORMER COMPANY: FORMER CONFORMED NAME: INSTA COOL INC OF NORTH AMERICA DATE OF NAME CHANGE: 19920703 3 1 doc1.xml FORM 3 X0206 3 2022-01-13 0 0000811212 ThermoGenesis Holdings, Inc. THMO 0001907113 Zhu Haihong 2711 CITRUS ROAD RANCHO CORDOVA CA 95742 1 0 0 0 Stock Option 41.70 Common Stock 200 D Stock Option 30.00 Common Stock 5000 D Stock Option 2.979 Common Stock 8000 D Stock Option 2.979 Common Stock 32000 D This option is presently exercisable in full. Option vests in five equal installments on December 29, 2018, 2019, 2020, 2021 and 2022. Option vests in four equal installments on December 14, 2019, 2020, 2021 and 2022. /s/ Haihong Zhu 2022-01-27