0001437749-22-016295.txt : 20220630
0001437749-22-016295.hdr.sgml : 20220630
20220630170306
ACCESSION NUMBER: 0001437749-22-016295
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220628
FILED AS OF DATE: 20220630
DATE AS OF CHANGE: 20220630
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Xu Xiaochun
CENTRAL INDEX KEY: 0001669192
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 333-82900
FILM NUMBER: 221058667
MAIL ADDRESS:
STREET 1: 2453 S. ARCHER AVE., STE. B
CITY: CHICAGO
STATE: IL
ZIP: 60616
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Boyalife Asset Holding II, Inc.
CENTRAL INDEX KEY: 0001738415
STATE OF INCORPORATION: CA
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 333-82900
FILM NUMBER: 221058665
BUSINESS ADDRESS:
STREET 1: 2453 S. ARCHER AVE.
STREET 2: SUITE B
CITY: CHICAGO
STATE: IL
ZIP: 60616
BUSINESS PHONE: 8473616348
MAIL ADDRESS:
STREET 1: 2453 S. ARCHER AVE.
STREET 2: SUITE B
CITY: CHICAGO
STATE: IL
ZIP: 60616
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Boyalife Group, Inc.
CENTRAL INDEX KEY: 0001738401
STATE OF INCORPORATION: CA
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 333-82900
FILM NUMBER: 221058666
BUSINESS ADDRESS:
STREET 1: 2453 S. ARCHER AVE.
STREET 2: SUITE B
CITY: CHICAGO
STATE: IL
ZIP: 60616
BUSINESS PHONE: 847-361-6348
MAIL ADDRESS:
STREET 1: 2453 S. ARCHER AVE.
STREET 2: SUITE B
CITY: CHICAGO
STATE: IL
ZIP: 60616
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ThermoGenesis Holdings, Inc.
CENTRAL INDEX KEY: 0000811212
STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY APPARATUS & FURNITURE [3821]
IRS NUMBER: 943018487
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2711 CITRUS ROAD
CITY: RANCHO CORDOVA
STATE: CA
ZIP: 95742
BUSINESS PHONE: 9168585100
MAIL ADDRESS:
STREET 1: 2711 CITRUS ROAD
CITY: RANCHO CORDOVA
STATE: CA
ZIP: 95742
FORMER COMPANY:
FORMER CONFORMED NAME: CESCA THERAPEUTICS INC.
DATE OF NAME CHANGE: 20140221
FORMER COMPANY:
FORMER CONFORMED NAME: THERMOGENESIS CORP
DATE OF NAME CHANGE: 19951117
FORMER COMPANY:
FORMER CONFORMED NAME: INSTA COOL INC OF NORTH AMERICA
DATE OF NAME CHANGE: 19920703
4
1
rdgdoc.xml
FORM 4
X0306
4
2022-06-28
0000811212
ThermoGenesis Holdings, Inc.
THMO
0001669192
Xu Xiaochun
2711 CITRUS ROAD
RANCHO CORDOVA
CA
95742
1
1
1
CEO
0001738401
Boyalife Group, Inc.
2453 S. ARCHER AVE.
SUITE B
CHICAGO
IL
60616
1
0001738415
Boyalife Asset Holding II, Inc.
2453 S. ARCHER AVE.
SUITE B
CHICAGO
IL
60616
1
Common Stock
2022-06-28
4
C
0
10552234
0.2843
A
12281091
I
Held by Boyalife Asset Holding II, Inc.
Second Amended and Restated Convertible Note
0.2843
2022-06-28
4
C
0
3000000
D
2018-04-16
2023-03-06
Common Stock
10552234
7700000
I
Held by Boyalife Asset Holding II, Inc.
On June 28, 2022, Boyalife Asset Holding II, Inc. converted an aggregate of $3,000,000 of outstanding principal and interest under a Second Amended and Restated Convertible Promissory Note issued by Issuer in April 2018. After giving effect to the conversion, as of the date of this Form 4, there was $7,000,000 in principal and approximately $700,000 in accrued interest outstanding under the Convertible Promissory Note, all of which is convertible at a current conversion price of $0.2843 per share, subject to downward adjustment in the event that the Issuer issues shares of common stock at a lower price. Boyalife Asset Holding II, Inc. is 100% owned by Boyalife Group, Inc., which is 100% owned by Dr. Xiaochun Xu.
/s/ Xiaochun Xu
2022-06-30