0001437749-22-016295.txt : 20220630 0001437749-22-016295.hdr.sgml : 20220630 20220630170306 ACCESSION NUMBER: 0001437749-22-016295 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220628 FILED AS OF DATE: 20220630 DATE AS OF CHANGE: 20220630 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Xu Xiaochun CENTRAL INDEX KEY: 0001669192 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 333-82900 FILM NUMBER: 221058667 MAIL ADDRESS: STREET 1: 2453 S. ARCHER AVE., STE. B CITY: CHICAGO STATE: IL ZIP: 60616 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Boyalife Asset Holding II, Inc. CENTRAL INDEX KEY: 0001738415 STATE OF INCORPORATION: CA FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 333-82900 FILM NUMBER: 221058665 BUSINESS ADDRESS: STREET 1: 2453 S. ARCHER AVE. STREET 2: SUITE B CITY: CHICAGO STATE: IL ZIP: 60616 BUSINESS PHONE: 8473616348 MAIL ADDRESS: STREET 1: 2453 S. ARCHER AVE. STREET 2: SUITE B CITY: CHICAGO STATE: IL ZIP: 60616 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Boyalife Group, Inc. CENTRAL INDEX KEY: 0001738401 STATE OF INCORPORATION: CA FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 333-82900 FILM NUMBER: 221058666 BUSINESS ADDRESS: STREET 1: 2453 S. ARCHER AVE. STREET 2: SUITE B CITY: CHICAGO STATE: IL ZIP: 60616 BUSINESS PHONE: 847-361-6348 MAIL ADDRESS: STREET 1: 2453 S. ARCHER AVE. STREET 2: SUITE B CITY: CHICAGO STATE: IL ZIP: 60616 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ThermoGenesis Holdings, Inc. CENTRAL INDEX KEY: 0000811212 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY APPARATUS & FURNITURE [3821] IRS NUMBER: 943018487 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2711 CITRUS ROAD CITY: RANCHO CORDOVA STATE: CA ZIP: 95742 BUSINESS PHONE: 9168585100 MAIL ADDRESS: STREET 1: 2711 CITRUS ROAD CITY: RANCHO CORDOVA STATE: CA ZIP: 95742 FORMER COMPANY: FORMER CONFORMED NAME: CESCA THERAPEUTICS INC. DATE OF NAME CHANGE: 20140221 FORMER COMPANY: FORMER CONFORMED NAME: THERMOGENESIS CORP DATE OF NAME CHANGE: 19951117 FORMER COMPANY: FORMER CONFORMED NAME: INSTA COOL INC OF NORTH AMERICA DATE OF NAME CHANGE: 19920703 4 1 rdgdoc.xml FORM 4 X0306 4 2022-06-28 0000811212 ThermoGenesis Holdings, Inc. THMO 0001669192 Xu Xiaochun 2711 CITRUS ROAD RANCHO CORDOVA CA 95742 1 1 1 CEO 0001738401 Boyalife Group, Inc. 2453 S. ARCHER AVE. SUITE B CHICAGO IL 60616 1 0001738415 Boyalife Asset Holding II, Inc. 2453 S. ARCHER AVE. SUITE B CHICAGO IL 60616 1 Common Stock 2022-06-28 4 C 0 10552234 0.2843 A 12281091 I Held by Boyalife Asset Holding II, Inc. Second Amended and Restated Convertible Note 0.2843 2022-06-28 4 C 0 3000000 D 2018-04-16 2023-03-06 Common Stock 10552234 7700000 I Held by Boyalife Asset Holding II, Inc. On June 28, 2022, Boyalife Asset Holding II, Inc. converted an aggregate of $3,000,000 of outstanding principal and interest under a Second Amended and Restated Convertible Promissory Note issued by Issuer in April 2018. After giving effect to the conversion, as of the date of this Form 4, there was $7,000,000 in principal and approximately $700,000 in accrued interest outstanding under the Convertible Promissory Note, all of which is convertible at a current conversion price of $0.2843 per share, subject to downward adjustment in the event that the Issuer issues shares of common stock at a lower price. Boyalife Asset Holding II, Inc. is 100% owned by Boyalife Group, Inc., which is 100% owned by Dr. Xiaochun Xu. /s/ Xiaochun Xu 2022-06-30