0001437749-20-012643.txt : 20200608
0001437749-20-012643.hdr.sgml : 20200608
20200608170611
ACCESSION NUMBER: 0001437749-20-012643
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200604
FILED AS OF DATE: 20200608
DATE AS OF CHANGE: 20200608
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cauble Jeffery
CENTRAL INDEX KEY: 0001699761
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 333-82900
FILM NUMBER: 20949811
MAIL ADDRESS:
STREET 1: 2711 CITRUS CT.
CITY: RANCHO CORDOVA
STATE: CA
ZIP: 95742
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ThermoGenesis Holdings, Inc.
CENTRAL INDEX KEY: 0000811212
STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY APPARATUS & FURNITURE [3821]
IRS NUMBER: 943018487
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2711 CITRUS ROAD
CITY: RANCHO CORDOVA
STATE: CA
ZIP: 95742
BUSINESS PHONE: 9168585100
MAIL ADDRESS:
STREET 1: 2711 CITRUS ROAD
CITY: RANCHO CORDOVA
STATE: CA
ZIP: 95742
FORMER COMPANY:
FORMER CONFORMED NAME: CESCA THERAPEUTICS INC.
DATE OF NAME CHANGE: 20140221
FORMER COMPANY:
FORMER CONFORMED NAME: THERMOGENESIS CORP
DATE OF NAME CHANGE: 19951117
FORMER COMPANY:
FORMER CONFORMED NAME: INSTA COOL INC OF NORTH AMERICA
DATE OF NAME CHANGE: 19920703
4
1
rdgdoc.xml
FORM 4
X0306
4
2020-06-04
0000811212
ThermoGenesis Holdings, Inc.
THMO
0001699761
Cauble Jeffery
2711 CITRUS ROAD
RANCHO CORDOVA
CA
95742
1
Chief Financial Officer
Stock Option
5.94
2020-06-04
4
A
0
40000
0
A
2030-06-04
Common Stock
40000
40000
D
Option vests in four equal installments on June 4, 2021, 2022, 2023 and 2024. Under the terms of the award agreement, no portion of the option maybe exercised unless and until the stockholders of the Company approve the an amendment to our 2016 Equity Incentive Plan, and only if such amendment is approved by the stockholders within one year of the adoption of the amendment.
/s/ Jeff Cauble
2020-06-08