0001437749-20-002957.txt : 20200218
0001437749-20-002957.hdr.sgml : 20200218
20200218195608
ACCESSION NUMBER: 0001437749-20-002957
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200213
FILED AS OF DATE: 20200218
DATE AS OF CHANGE: 20200218
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Xu Xiaochun
CENTRAL INDEX KEY: 0001669192
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 333-82900
FILM NUMBER: 20627156
MAIL ADDRESS:
STREET 1: 2453 S. ARCHER AVE., STE. B
CITY: CHICAGO
STATE: IL
ZIP: 60616
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Boyalife Group, Inc.
CENTRAL INDEX KEY: 0001738401
STATE OF INCORPORATION: CA
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 333-82900
FILM NUMBER: 20627157
BUSINESS ADDRESS:
STREET 1: 2453 S. ARCHER AVE.
STREET 2: SUITE B
CITY: CHICAGO
STATE: IL
ZIP: 60616
BUSINESS PHONE: 847-361-6348
MAIL ADDRESS:
STREET 1: 2453 S. ARCHER AVE.
STREET 2: SUITE B
CITY: CHICAGO
STATE: IL
ZIP: 60616
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Boyalife Asset Holding II, Inc.
CENTRAL INDEX KEY: 0001738415
STATE OF INCORPORATION: CA
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 333-82900
FILM NUMBER: 20627158
BUSINESS ADDRESS:
STREET 1: 2453 S. ARCHER AVE.
STREET 2: SUITE B
CITY: CHICAGO
STATE: IL
ZIP: 60616
BUSINESS PHONE: 8473616348
MAIL ADDRESS:
STREET 1: 2453 S. ARCHER AVE.
STREET 2: SUITE B
CITY: CHICAGO
STATE: IL
ZIP: 60616
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ThermoGenesis Holdings, Inc.
CENTRAL INDEX KEY: 0000811212
STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY APPARATUS & FURNITURE [3821]
IRS NUMBER: 943018487
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2711 CITRUS ROAD
CITY: RANCHO CORDOVA
STATE: CA
ZIP: 95742
BUSINESS PHONE: 9168585100
MAIL ADDRESS:
STREET 1: 2711 CITRUS ROAD
CITY: RANCHO CORDOVA
STATE: CA
ZIP: 95742
FORMER COMPANY:
FORMER CONFORMED NAME: CESCA THERAPEUTICS INC.
DATE OF NAME CHANGE: 20140221
FORMER COMPANY:
FORMER CONFORMED NAME: THERMOGENESIS CORP
DATE OF NAME CHANGE: 19951117
FORMER COMPANY:
FORMER CONFORMED NAME: INSTA COOL INC OF NORTH AMERICA
DATE OF NAME CHANGE: 19920703
4
1
rdgdoc.xml
FORM 4
X0306
4
2020-02-13
0000811212
ThermoGenesis Holdings, Inc.
THMO
0001669192
Xu Xiaochun
2711 CITRUS ROAD
RANCHO CORDOVA
CA
95742
1
1
1
CEO
0001738401
Boyalife Group, Inc.
2453 S. ARCHER AVE.
SUITE B
CHICAGO
IL
60616
1
0001738415
Boyalife Asset Holding II, Inc.
2453 S. ARCHER AVE.
SUITE B
CHICAGO
IL
60616
1
Common Stock
2020-02-13
4
C
0
1666670
1.80
A
2350494
I
Held by Boyalife Asset Holding II, Inc.
Second Amended and Restated Convertible Note
1.80
2020-02-13
4
C
0
3000006
0
D
2018-04-16
2022-03-06
Common Stock
1666670
0
I
Held by Boyalife Asset Holding II, Inc.
On February 13, 2020, Boyalife Asset Holding II, Inc. converted an aggregate of $3,000,000 of outstanding principal and interest under a Second Amended and Restated Convertible Promissory Note issued by Issuer in April 2018. As of the date of this Form 4, there was $7,582,000 in principal and approximately $300,000 in accrued interest outstanding under the Note, all of which is convertible at a conversion price of $1.80 per share. Boyalife Asset Holding II, Inc. is 100% owned by Boyalife Group, Inc., which is 100% owned by Dr. Xiaochun Xu.
/s/ Xiaochun Xu
2020-02-18