0001437749-18-016607.txt : 20180905 0001437749-18-016607.hdr.sgml : 20180905 20180905144819 ACCESSION NUMBER: 0001437749-18-016607 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180904 FILED AS OF DATE: 20180905 DATE AS OF CHANGE: 20180905 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JOSEPH THOMIS CENTRAL INDEX KEY: 0001694611 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 333-82900 FILM NUMBER: 181054914 MAIL ADDRESS: STREET 1: MALEIZENSTRAAT 66 CITY: HERENT STATE: C9 ZIP: B-3020 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CESCA THERAPEUTICS INC. CENTRAL INDEX KEY: 0000811212 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY APPARATUS & FURNITURE [3821] IRS NUMBER: 943018487 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 2711 CITRUS ROAD CITY: RANCHO CORDOVA STATE: CA ZIP: 95742 BUSINESS PHONE: 9168585100 MAIL ADDRESS: STREET 1: 2711 CITRUS ROAD CITY: RANCHO CORDOVA STATE: CA ZIP: 95742 FORMER COMPANY: FORMER CONFORMED NAME: THERMOGENESIS CORP DATE OF NAME CHANGE: 19951117 FORMER COMPANY: FORMER CONFORMED NAME: INSTA COOL INC OF NORTH AMERICA DATE OF NAME CHANGE: 19920703 4 1 rdgdoc.xml FORM 4 X0306 4 2018-09-04 0000811212 CESCA THERAPEUTICS INC. KOOL 0001694611 JOSEPH THOMIS 2711 CITRUS ROAD RANCHO CORDOVA CA 95742 1 Common Stock 2018-09-04 4 J 0 35000 D 0 I By Thomis Consulting BVBA On August 28, 2018, an affiliate of the Reporting Person agreed to purchase 35,000 shares in a private offering from the Issuer for an aggregate purchase price of $6,300, as reported in a Form 4 filed by the Reporting Person on August 30, 2018. However, for the purposes of complying with certain rules of the Nasdaq Capital Market, the transaction was mutually rescinded on September 4, 2018 prior to the issuance of the shares and the completion of the transaction. /s/ Joseph Thomis 2018-09-05