0001437749-18-007881.txt : 20180426
0001437749-18-007881.hdr.sgml : 20180426
20180426185410
ACCESSION NUMBER: 0001437749-18-007881
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180416
FILED AS OF DATE: 20180426
DATE AS OF CHANGE: 20180426
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Boyalife Group, Inc.
CENTRAL INDEX KEY: 0001738401
STATE OF INCORPORATION: CA
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 333-82900
FILM NUMBER: 18780239
BUSINESS ADDRESS:
STREET 1: 2453 S. ARCHER AVE.
STREET 2: SUITE B
CITY: CHICAGO
STATE: IL
ZIP: 60616
BUSINESS PHONE: 847-361-6348
MAIL ADDRESS:
STREET 1: 2453 S. ARCHER AVE.
STREET 2: SUITE B
CITY: CHICAGO
STATE: IL
ZIP: 60616
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Boyalife Asset Holding II, Inc.
CENTRAL INDEX KEY: 0001738415
STATE OF INCORPORATION: CA
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 333-82900
FILM NUMBER: 18780240
BUSINESS ADDRESS:
STREET 1: 2453 S. ARCHER AVE.
STREET 2: SUITE B
CITY: CHICAGO
STATE: IL
ZIP: 60616
BUSINESS PHONE: 8473616348
MAIL ADDRESS:
STREET 1: 2453 S. ARCHER AVE.
STREET 2: SUITE B
CITY: CHICAGO
STATE: IL
ZIP: 60616
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CESCA THERAPEUTICS INC.
CENTRAL INDEX KEY: 0000811212
STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY APPARATUS & FURNITURE [3821]
IRS NUMBER: 943018487
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 2711 CITRUS ROAD
CITY: RANCHO CORDOVA
STATE: CA
ZIP: 95742
BUSINESS PHONE: 9168585100
MAIL ADDRESS:
STREET 1: 2711 CITRUS ROAD
CITY: RANCHO CORDOVA
STATE: CA
ZIP: 95742
FORMER COMPANY:
FORMER CONFORMED NAME: THERMOGENESIS CORP
DATE OF NAME CHANGE: 19951117
FORMER COMPANY:
FORMER CONFORMED NAME: INSTA COOL INC OF NORTH AMERICA
DATE OF NAME CHANGE: 19920703
3
1
rdgdoc.xml
FORM 3
X0206
3
2018-04-16
0
0000811212
CESCA THERAPEUTICS INC.
KOOL
0001738415
Boyalife Asset Holding II, Inc.
2453 S. ARCHER AVE.
SUITE B
CHICAGO
IL
60616
1
0001738401
Boyalife Group, Inc.
2453 S. ARCHER AVE.
SUITE B
CHICAGO
IL
60616
1
Second Amended and Restated Convertible Promissory Note
1.6100
2018-04-16
2022-03-06
Common Stock, par value $.001 per share
6211180
D
The Second Amended and Restated Convertible Promissory Note due March 6, 2022 (the "Note") was issued pursuant to a First Amended and Restated Revolving Credit Agreement, dated April 16, 2018, as reported in the Issuer's Form 8-K filed on April 18, 2018. The Note is in the maximum aggregate principal amount of $10.0 million, and the outstanding balance and accrued but unpaid interest is convertible at any time by the holder thereof at an initial conversion price of $1.61 per share, subject to adjustment as set forth in the Note. The number of shares underlying the Note as reflected herein is calculated based on the maximum principal amount of the Note and without reference to conversion limitations in the Note.
The reported securities are held directly by Boyalife Asset Holding II, Inc., which is a wholly owned subsidiary of Boyalife Group, Inc. ("Parent"), and accordingly Parent is an indirect beneficial owner of the reported securities.
/s/ Xiaochun Xu, Authorized Officer
2018-04-26