0001437749-18-007881.txt : 20180426 0001437749-18-007881.hdr.sgml : 20180426 20180426185410 ACCESSION NUMBER: 0001437749-18-007881 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180416 FILED AS OF DATE: 20180426 DATE AS OF CHANGE: 20180426 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Boyalife Group, Inc. CENTRAL INDEX KEY: 0001738401 STATE OF INCORPORATION: CA FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 333-82900 FILM NUMBER: 18780239 BUSINESS ADDRESS: STREET 1: 2453 S. ARCHER AVE. STREET 2: SUITE B CITY: CHICAGO STATE: IL ZIP: 60616 BUSINESS PHONE: 847-361-6348 MAIL ADDRESS: STREET 1: 2453 S. ARCHER AVE. STREET 2: SUITE B CITY: CHICAGO STATE: IL ZIP: 60616 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Boyalife Asset Holding II, Inc. CENTRAL INDEX KEY: 0001738415 STATE OF INCORPORATION: CA FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 333-82900 FILM NUMBER: 18780240 BUSINESS ADDRESS: STREET 1: 2453 S. ARCHER AVE. STREET 2: SUITE B CITY: CHICAGO STATE: IL ZIP: 60616 BUSINESS PHONE: 8473616348 MAIL ADDRESS: STREET 1: 2453 S. ARCHER AVE. STREET 2: SUITE B CITY: CHICAGO STATE: IL ZIP: 60616 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CESCA THERAPEUTICS INC. CENTRAL INDEX KEY: 0000811212 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY APPARATUS & FURNITURE [3821] IRS NUMBER: 943018487 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 2711 CITRUS ROAD CITY: RANCHO CORDOVA STATE: CA ZIP: 95742 BUSINESS PHONE: 9168585100 MAIL ADDRESS: STREET 1: 2711 CITRUS ROAD CITY: RANCHO CORDOVA STATE: CA ZIP: 95742 FORMER COMPANY: FORMER CONFORMED NAME: THERMOGENESIS CORP DATE OF NAME CHANGE: 19951117 FORMER COMPANY: FORMER CONFORMED NAME: INSTA COOL INC OF NORTH AMERICA DATE OF NAME CHANGE: 19920703 3 1 rdgdoc.xml FORM 3 X0206 3 2018-04-16 0 0000811212 CESCA THERAPEUTICS INC. KOOL 0001738415 Boyalife Asset Holding II, Inc. 2453 S. ARCHER AVE. SUITE B CHICAGO IL 60616 1 0001738401 Boyalife Group, Inc. 2453 S. ARCHER AVE. SUITE B CHICAGO IL 60616 1 Second Amended and Restated Convertible Promissory Note 1.6100 2018-04-16 2022-03-06 Common Stock, par value $.001 per share 6211180 D The Second Amended and Restated Convertible Promissory Note due March 6, 2022 (the "Note") was issued pursuant to a First Amended and Restated Revolving Credit Agreement, dated April 16, 2018, as reported in the Issuer's Form 8-K filed on April 18, 2018. The Note is in the maximum aggregate principal amount of $10.0 million, and the outstanding balance and accrued but unpaid interest is convertible at any time by the holder thereof at an initial conversion price of $1.61 per share, subject to adjustment as set forth in the Note. The number of shares underlying the Note as reflected herein is calculated based on the maximum principal amount of the Note and without reference to conversion limitations in the Note. The reported securities are held directly by Boyalife Asset Holding II, Inc., which is a wholly owned subsidiary of Boyalife Group, Inc. ("Parent"), and accordingly Parent is an indirect beneficial owner of the reported securities. /s/ Xiaochun Xu, Authorized Officer 2018-04-26