0001437749-18-004557.txt : 20180313
0001437749-18-004557.hdr.sgml : 20180313
20180313200324
ACCESSION NUMBER: 0001437749-18-004557
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180309
FILED AS OF DATE: 20180313
DATE AS OF CHANGE: 20180313
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Westgate Mark
CENTRAL INDEX KEY: 0001347080
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 333-82900
FILM NUMBER: 18688054
MAIL ADDRESS:
STREET 1: 350 CORPORATE BOULEVARD
CITY: ROBBINSVILLE
STATE: NJ
ZIP: 08691
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CESCA THERAPEUTICS INC.
CENTRAL INDEX KEY: 0000811212
STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY APPARATUS & FURNITURE [3821]
IRS NUMBER: 943018487
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 2711 CITRUS ROAD
CITY: RANCHO CORDOVA
STATE: CA
ZIP: 95742
BUSINESS PHONE: 9168585100
MAIL ADDRESS:
STREET 1: 2711 CITRUS ROAD
CITY: RANCHO CORDOVA
STATE: CA
ZIP: 95742
FORMER COMPANY:
FORMER CONFORMED NAME: THERMOGENESIS CORP
DATE OF NAME CHANGE: 19951117
FORMER COMPANY:
FORMER CONFORMED NAME: INSTA COOL INC OF NORTH AMERICA
DATE OF NAME CHANGE: 19920703
4
1
rdgdoc.xml
FORM 4
X0306
4
2018-03-09
0000811212
CESCA THERAPEUTICS INC.
KOOL
0001347080
Westgate Mark
2711 CITRUS ROAD
RANCHO CORDOVA
CA
95742
1
Stock Options
3
2018-03-09
4
A
0
54000
0
A
2028-12-31
Common Stock
54000
54000
D
The option vests in four (4) equal installments on December 31, 2018, 2019, 2020 and 2021. Under the terms of the award agreement, no portion of the option may be exercised unless and until the stockholders of the Company approve the November 2017 amendment to our 2016 Equity Incentive Plan, and only if such amendment is approved by the stockholders within one year of the adoption of the amendment.
/s/ Mark Westgate, by Renee Ruecker, POA
2018-03-13