0001437749-18-004556.txt : 20180313 0001437749-18-004556.hdr.sgml : 20180313 20180313200233 ACCESSION NUMBER: 0001437749-18-004556 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180309 FILED AS OF DATE: 20180313 DATE AS OF CHANGE: 20180313 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Xu James CENTRAL INDEX KEY: 0001687315 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 333-82900 FILM NUMBER: 18688051 MAIL ADDRESS: STREET 1: 2453 S. ARCHER AVE, SUITE B CITY: CHICAGO STATE: IL ZIP: 60616 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CESCA THERAPEUTICS INC. CENTRAL INDEX KEY: 0000811212 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY APPARATUS & FURNITURE [3821] IRS NUMBER: 943018487 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 2711 CITRUS ROAD CITY: RANCHO CORDOVA STATE: CA ZIP: 95742 BUSINESS PHONE: 9168585100 MAIL ADDRESS: STREET 1: 2711 CITRUS ROAD CITY: RANCHO CORDOVA STATE: CA ZIP: 95742 FORMER COMPANY: FORMER CONFORMED NAME: THERMOGENESIS CORP DATE OF NAME CHANGE: 19951117 FORMER COMPANY: FORMER CONFORMED NAME: INSTA COOL INC OF NORTH AMERICA DATE OF NAME CHANGE: 19920703 4 1 rdgdoc.xml FORM 4 X0306 4 2018-03-09 0000811212 CESCA THERAPEUTICS INC. KOOL 0001687315 Xu James 2711 CITRUS ROAD RANCHO CORDOVA CA 95742 1 Stock Options 3 2018-03-09 4 A 0 54000 0 A 2028-12-31 Common Stock 54000 54000 D The option vests in four (4) equal installments on December 31, 2018, 2019, 2020 and 2021.Under the terms of the award agreement, no portion of the option may be exercised unless and until the stockholders of the Company approve the November 2017 amendment to our 2016 Equity Incentive Plan, and only if such amendment is approved by the stockholders within one year of the adoption of the amendment. /s/ James Xu 2018-03-13