0001437749-18-000117.txt : 20180103
0001437749-18-000117.hdr.sgml : 20180103
20180103162445
ACCESSION NUMBER: 0001437749-18-000117
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171229
FILED AS OF DATE: 20180103
DATE AS OF CHANGE: 20180103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LIU VIVIAN H
CENTRAL INDEX KEY: 0001203467
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 333-82900
FILM NUMBER: 18505654
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CESCA THERAPEUTICS INC.
CENTRAL INDEX KEY: 0000811212
STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY APPARATUS & FURNITURE [3821]
IRS NUMBER: 943018487
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 2711 CITRUS ROAD
CITY: RANCHO CORDOVA
STATE: CA
ZIP: 95742
BUSINESS PHONE: 9168585100
MAIL ADDRESS:
STREET 1: 2711 CITRUS ROAD
CITY: RANCHO CORDOVA
STATE: CA
ZIP: 95742
FORMER COMPANY:
FORMER CONFORMED NAME: THERMOGENESIS CORP
DATE OF NAME CHANGE: 19951117
FORMER COMPANY:
FORMER CONFORMED NAME: INSTA COOL INC OF NORTH AMERICA
DATE OF NAME CHANGE: 19920703
4
1
rdgdoc.xml
FORM 4
X0306
4
2017-12-29
0000811212
CESCA THERAPEUTICS INC.
KOOL
0001203467
LIU VIVIAN H
2711 CITRUS ROAD
RANCHO CORDOVA
CA
95742
1
1
COO
Stock Options
3
2017-12-29
4
A
0
250000
0
A
2027-12-29
Common Stock
250000
250000
D
Option vests in five equal installments on December 29, 2018, 2019, 2020, 2021 and 2022. Under the terms of the award agreement, no portion of the option maybe exercised unless and until the stockholders of the Company approve the November 2017 amendment to our 2016 Equity Incentive Plan, and only if such amendment is approved by the stockholders within one year of the adoption of the amendment.
/s/ Vivian Liu
2018-01-03