0001437749-16-035864.txt : 20160728 0001437749-16-035864.hdr.sgml : 20160728 20160728154220 ACCESSION NUMBER: 0001437749-16-035864 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160726 FILED AS OF DATE: 20160728 DATE AS OF CHANGE: 20160728 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CESCA THERAPEUTICS INC. CENTRAL INDEX KEY: 0000811212 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY APPARATUS & FURNITURE [3821] IRS NUMBER: 943018487 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 2711 CITRUS ROAD CITY: RANCHO CORDOVA STATE: CA ZIP: 95742 BUSINESS PHONE: 9168585100 MAIL ADDRESS: STREET 1: 2711 CITRUS ROAD CITY: RANCHO CORDOVA STATE: CA ZIP: 95742 FORMER COMPANY: FORMER CONFORMED NAME: THERMOGENESIS CORP DATE OF NAME CHANGE: 19951117 FORMER COMPANY: FORMER CONFORMED NAME: INSTA COOL INC OF NORTH AMERICA DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STRACEY ROBIN C CENTRAL INDEX KEY: 0001270440 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 333-82900 FILM NUMBER: 161790032 MAIL ADDRESS: STREET 1: 185 LA MONTAGNE CT. CITY: LOS GATOS STATE: CA ZIP: 95032 4 1 rdgdoc.xml FORM 4 X0306 4 2016-07-26 0000811212 CESCA THERAPEUTICS INC. KOOL 0001270440 STRACEY ROBIN C 2711 CITRUS ROAD RANCHO CORDOVA CA 95742 1 1 CEO Common Stock 2016-07-26 4 A 0 29720 0 A 116676 D Represents 29,720 shares of restricted common stock that vest on July 1, 2017. Also represents 50, 000 shares of restricted stock units which vest in 4 equal installments based upon a combination of time and milestone based targets. /s/ Robin C. Stracey 2016-07-28