0001437749-16-035129.txt : 20160711 0001437749-16-035129.hdr.sgml : 20160711 20160711213749 ACCESSION NUMBER: 0001437749-16-035129 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160707 FILED AS OF DATE: 20160711 DATE AS OF CHANGE: 20160711 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CESCA THERAPEUTICS INC. CENTRAL INDEX KEY: 0000811212 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY APPARATUS & FURNITURE [3821] IRS NUMBER: 943018487 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 2711 CITRUS ROAD CITY: RANCHO CORDOVA STATE: CA ZIP: 95742 BUSINESS PHONE: 9168585100 MAIL ADDRESS: STREET 1: 2711 CITRUS ROAD CITY: RANCHO CORDOVA STATE: CA ZIP: 95742 FORMER COMPANY: FORMER CONFORMED NAME: THERMOGENESIS CORP DATE OF NAME CHANGE: 19951117 FORMER COMPANY: FORMER CONFORMED NAME: INSTA COOL INC OF NORTH AMERICA DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STRACEY ROBIN C CENTRAL INDEX KEY: 0001270440 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 333-82900 FILM NUMBER: 161763073 MAIL ADDRESS: STREET 1: 185 LA MONTAGNE CT. CITY: LOS GATOS STATE: CA ZIP: 95032 4 1 rdgdoc.xml FORM 4 X0306 4 2016-07-07 0000811212 CESCA THERAPEUTICS INC. KOOL 0001270440 STRACEY ROBIN C 2711 CITRUS ROAD RANCHO CORDOVA CA 95742 1 1 CEO Common Stock 2016-07-07 4 A 0 55168 2.86 A 57688 D Common Stock 2016-07-07 4 F 0 20732 2.86 D 39956 D Stock Options 2.86 2016-07-07 4 A 0 60000 0 A 2023-07-07 Common Stock 60000 60000 D Net surrender of vested stock for payment of taxes related thereto. Options vest every six months in six equal installments starting January 7, 2017. Under the terms of the option award, no portion of the option may be exercised and no shares of stock underlying the option will be issued under our 2016 Equity Incentive Plan until our stockholders approve such plan. /s/ Robin Stracey 2016-07-11