0001437749-15-020413.txt : 20151111 0001437749-15-020413.hdr.sgml : 20151111 20151110173216 ACCESSION NUMBER: 0001437749-15-020413 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151106 FILED AS OF DATE: 20151110 DATE AS OF CHANGE: 20151110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CESCA THERAPEUTICS INC. CENTRAL INDEX KEY: 0000811212 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY APPARATUS & FURNITURE [3821] IRS NUMBER: 943018487 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 2711 CITRUS ROAD CITY: RANCHO CORDOVA STATE: CA ZIP: 95742 BUSINESS PHONE: 9168585100 MAIL ADDRESS: STREET 1: 2711 CITRUS ROAD CITY: RANCHO CORDOVA STATE: CA ZIP: 95742 FORMER COMPANY: FORMER CONFORMED NAME: THERMOGENESIS CORP DATE OF NAME CHANGE: 19951117 FORMER COMPANY: FORMER CONFORMED NAME: INSTA COOL INC OF NORTH AMERICA DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Harris Kenneth CENTRAL INDEX KEY: 0001600387 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 333-82900 FILM NUMBER: 151219927 MAIL ADDRESS: STREET 1: 2711 CITRUS ROAD CITY: RANCHO CORDOVA STATE: CA ZIP: 95742 4 1 rdgdoc.xml FORM 4 X0306 4 2015-11-06 0000811212 CESCA THERAPEUTICS INC. KOOL 0001600387 Harris Kenneth C/O MCDERMOTT WILL & EMERY 2049 CENTURY PARK EAST, 38TH FLOOR LOS ANGELES CA 90067-3218 1 1 Former Director/Officer Common Stock 2015-11-06 4 S 0 30190 0.60 D 4541078 D Common Stock 2015-11-09 4 S 0 48468 0.60 D 4492610 D Common Stock 2015-11-10 4 S 0 2200 0.60 D 4490410 D The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 28, 2015. Also includes 33,333 shares of restricted stock which will vest on February 18, 2016 and 2017. /s/ Kenneth Harris 2015-11-10