0001437749-15-019659.txt : 20151104
0001437749-15-019659.hdr.sgml : 20151104
20151104175333
ACCESSION NUMBER: 0001437749-15-019659
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151102
FILED AS OF DATE: 20151104
DATE AS OF CHANGE: 20151104
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CESCA THERAPEUTICS INC.
CENTRAL INDEX KEY: 0000811212
STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY APPARATUS & FURNITURE [3821]
IRS NUMBER: 943018487
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 2711 CITRUS ROAD
CITY: RANCHO CORDOVA
STATE: CA
ZIP: 95742
BUSINESS PHONE: 9168585100
MAIL ADDRESS:
STREET 1: 2711 CITRUS ROAD
CITY: RANCHO CORDOVA
STATE: CA
ZIP: 95742
FORMER COMPANY:
FORMER CONFORMED NAME: THERMOGENESIS CORP
DATE OF NAME CHANGE: 19951117
FORMER COMPANY:
FORMER CONFORMED NAME: INSTA COOL INC OF NORTH AMERICA
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Harris Kenneth
CENTRAL INDEX KEY: 0001600387
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 333-82900
FILM NUMBER: 151198141
MAIL ADDRESS:
STREET 1: 2711 CITRUS ROAD
CITY: RANCHO CORDOVA
STATE: CA
ZIP: 95742
4
1
rdgdoc.xml
HARRIS FORM 4
X0306
4
2015-11-02
0000811212
CESCA THERAPEUTICS INC.
KOOL
0001600387
Harris Kenneth
C/O MCDERMOTT WILL & EMERY
2049 CENTURY PARK EAST, 38TH FLOOR
LOS ANGELES
CA
90067-3218
1
1
Former Director/Officer
Common Stock
2015-11-02
4
S
0
5700
0.60
D
4576078
D
Common Stock
2015-11-03
4
S
0
4810
0.60
D
4571268
D
The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 28, 2015
Also includes 33,333 shares of restricted stock which will vest on February 18, 2016 and 2017.
/s/ Kenneth Harris
2015-11-04