0001437749-15-017832.txt : 20150930 0001437749-15-017832.hdr.sgml : 20150930 20150930142551 ACCESSION NUMBER: 0001437749-15-017832 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150928 FILED AS OF DATE: 20150930 DATE AS OF CHANGE: 20150930 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CESCA THERAPEUTICS INC. CENTRAL INDEX KEY: 0000811212 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY APPARATUS & FURNITURE [3821] IRS NUMBER: 943018487 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 2711 CITRUS ROAD CITY: RANCHO CORDOVA STATE: CA ZIP: 95742 BUSINESS PHONE: 9168585100 MAIL ADDRESS: STREET 1: 2711 CITRUS ROAD CITY: RANCHO CORDOVA STATE: CA ZIP: 95742 FORMER COMPANY: FORMER CONFORMED NAME: THERMOGENESIS CORP DATE OF NAME CHANGE: 19951117 FORMER COMPANY: FORMER CONFORMED NAME: INSTA COOL INC OF NORTH AMERICA DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Harris Kenneth CENTRAL INDEX KEY: 0001600387 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 333-82900 FILM NUMBER: 151133409 MAIL ADDRESS: STREET 1: 2711 CITRUS ROAD CITY: RANCHO CORDOVA STATE: CA ZIP: 95742 4 1 rdgdoc.xml FORM 4 X0306 4 2015-09-28 0000811212 CESCA THERAPEUTICS INC. KOOL 0001600387 Harris Kenneth C/O MCDERMOTT WILL & EMERY 2049 CENTURY PARK EAST, 38TH FLOOR LOS ANGELES CA 90067-3218 1 1 Former Director/Officer Option 0.60 2015-09-28 4 A 0 270000 0 A 2022-09-28 Common Stock 270000 530000 D Option vests in 18 equal installments starting October 28, 2015 subject to continuous service and/or availability to Issuer pursuant to terms of consulting agreement. /s/ Kenneth Harris 2015-09-30