0001437749-15-017263.txt : 20150914 0001437749-15-017263.hdr.sgml : 20150914 20150914193853 ACCESSION NUMBER: 0001437749-15-017263 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150910 FILED AS OF DATE: 20150914 DATE AS OF CHANGE: 20150914 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CESCA THERAPEUTICS INC. CENTRAL INDEX KEY: 0000811212 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY APPARATUS & FURNITURE [3821] IRS NUMBER: 943018487 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 2711 CITRUS ROAD CITY: RANCHO CORDOVA STATE: CA ZIP: 95742 BUSINESS PHONE: 9168585100 MAIL ADDRESS: STREET 1: 2711 CITRUS ROAD CITY: RANCHO CORDOVA STATE: CA ZIP: 95742 FORMER COMPANY: FORMER CONFORMED NAME: THERMOGENESIS CORP DATE OF NAME CHANGE: 19951117 FORMER COMPANY: FORMER CONFORMED NAME: INSTA COOL INC OF NORTH AMERICA DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BRUCH MICHAEL CENTRAL INDEX KEY: 0001641317 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 333-82900 FILM NUMBER: 151106537 MAIL ADDRESS: STREET 1: 2711 CITRUS RD. CITY: RANCHO CORDOVA STATE: CA ZIP: 95742 4 1 rdgdoc.xml FORM 4 X0306 4 2015-09-10 0000811212 CESCA THERAPEUTICS INC. KOOL 0001641317 BRUCH MICHAEL 2711 CITRUS ROAD RANCHO CORDOVA CA 95742 1 Interim CFO Common Stock 2015-09-10 4 A 0 20000 0.63 A 124742 D Option 0.63 2015-09-10 4 A 0 50000 0 A 2022-09-10 Common Stock 50000 50000 D Also includes 7,194 shares of restricted stock which will vest one half on June 30, 2016 and 2017. Also represents 30,000 shares of restricted stock that vest upon filing Cesca's Form 10-K for the fiscal year ending June 30, 2015. Option vests over three years in six month installments starting March 10, 2016. /s/ Michael Bruch 2015-09-14