0001209191-11-052245.txt : 20111019 0001209191-11-052245.hdr.sgml : 20111019 20111019194618 ACCESSION NUMBER: 0001209191-11-052245 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111012 FILED AS OF DATE: 20111019 DATE AS OF CHANGE: 20111019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pappa Kenneth CENTRAL INDEX KEY: 0001532963 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 333-82900 FILM NUMBER: 111148846 MAIL ADDRESS: STREET 1: C/O THERMOGENESIS CORP STREET 2: 2711 CITRUS RD. CITY: RANCHO CORDOVA STATE: CA ZIP: 95742 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: THERMOGENESIS CORP CENTRAL INDEX KEY: 0000811212 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY APPARATUS & FURNITURE [3821] IRS NUMBER: 943018487 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 2711 CITRUS ROAD CITY: RANCHO CORDOVA STATE: CA ZIP: 95742 BUSINESS PHONE: 9168585100 MAIL ADDRESS: STREET 1: 2711 CITRUS ROAD CITY: RANCHO CORDOVA STATE: CA ZIP: 95742 FORMER COMPANY: FORMER CONFORMED NAME: INSTA COOL INC OF NORTH AMERICA DATE OF NAME CHANGE: 19920703 3 1 doc3.xml FORM 3 SUBMISSION X0204 3 2011-10-12 0 0000811212 THERMOGENESIS CORP KOOL 0001532963 Pappa Kenneth 2711 CITRUS RD RANCHO CORDOVA CA 95630 0 1 0 0 VP, Engineering/Manufacturing Common Stock 15600 D Common Stock 50000 D Stock Option 17.68 2010-06-12 2012-06-12 Common Stock 1250 D Stock Option 11.52 2010-05-16 2012-05-16 Common Stock 244 D Stock Option 3.08 2013-01-30 Common Stock 7500 D Stock Option 2.54 2013-07-30 Common Stock 18750 D Stock Option 2.28 2014-02-08 Common Stock 17500 D Stock Option 2.3204 2015-06-10 Common Stock 18750 D Stock Option 2.88 2016-02-15 Common Stock 18750 D These shares vest in three equal installments on July 29, 2012, 2013 and 2014. The option vests in three equal installments on January 30, 2010, 2011 and 2012. The option vests in three equal installments on July 30, 2010, 2011 and 2012. The option vests in three equal installments on February 8, 2011, 2012 and 2013. The option vests in four equal installments on June 10, 2011, 2012, 2013 and 2014. The option vests in four equal installments on February 15, 2012, 2013, 2014 and 2015. /s/ Kenneth Pappa 2011-10-19