0001209191-11-037337.txt : 20110701 0001209191-11-037337.hdr.sgml : 20110701 20110701194352 ACCESSION NUMBER: 0001209191-11-037337 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110701 FILED AS OF DATE: 20110701 DATE AS OF CHANGE: 20110701 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: THERMOGENESIS CORP CENTRAL INDEX KEY: 0000811212 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY APPARATUS & FURNITURE [3821] IRS NUMBER: 943018487 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 2711 CITRUS ROAD CITY: RANCHO CORDOVA STATE: CA ZIP: 95742 BUSINESS PHONE: 9168585100 MAIL ADDRESS: STREET 1: 2711 CITRUS ROAD CITY: RANCHO CORDOVA STATE: CA ZIP: 95742 FORMER COMPANY: FORMER CONFORMED NAME: INSTA COOL INC OF NORTH AMERICA DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CARTER DAVID WARREN CENTRAL INDEX KEY: 0001200931 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 333-82900 FILM NUMBER: 11947542 MAIL ADDRESS: STREET 1: C/O CELL GENESYS, INC. STREET 2: 500 FORBES BLVD. CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2011-07-01 0 0000811212 THERMOGENESIS CORP KOOL 0001200931 CARTER DAVID WARREN 2711 CITRUS RD. RANCHO CORDOVA CA 95742 1 0 0 0 Options 2.03 2011-07-01 4 A 0 15000 0.00 A 2015-07-01 Common Stock 15000 46250 D Option vests in three equal installments on July 1, 2012, 2013 and 2014. /s/ David W. Carter by Matthew T. Plavan, POA 2011-07-01