0001209191-11-032668.txt : 20110602 0001209191-11-032668.hdr.sgml : 20110602 20110602202619 ACCESSION NUMBER: 0001209191-11-032668 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110601 FILED AS OF DATE: 20110602 DATE AS OF CHANGE: 20110602 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Plavan Matthew T CENTRAL INDEX KEY: 0001326765 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 333-82900 FILM NUMBER: 11890030 MAIL ADDRESS: STREET 1: C/O THERMOGENESIS CORP. STREET 2: 2711 CITRUS ROAD CITY: RANCHO CORDOVA STATE: CA ZIP: 95742 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: THERMOGENESIS CORP CENTRAL INDEX KEY: 0000811212 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY APPARATUS & FURNITURE [3821] IRS NUMBER: 943018487 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 2711 CITRUS ROAD CITY: RANCHO CORDOVA STATE: CA ZIP: 95742 BUSINESS PHONE: 9168585100 MAIL ADDRESS: STREET 1: 2711 CITRUS ROAD CITY: RANCHO CORDOVA STATE: CA ZIP: 95742 FORMER COMPANY: FORMER CONFORMED NAME: INSTA COOL INC OF NORTH AMERICA DATE OF NAME CHANGE: 19920703 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2011-06-01 0 0000811212 THERMOGENESIS CORP KOOL 0001326765 Plavan Matthew T 2711 CITRUS RD. RANCHO CORDOVA CA 95742 0 1 0 0 CFO & EVP Business Development Common Stock 2011-06-01 4 A 0 30000 2.25 A 43750 D The Board of Directors approved this grant of Restricted Stock for the reporting person on April 29, 2011, pursuant to terms of an Employment Agreement dated as of June 1, 2011 between the Issuer and the Reporting Person. These shares vest in three equal installments on June 1, 2012, 2013 and 2014. Represents the fair market value on a per share basis as of June 1, 2011. No purchase price was paid for this grant of restricted stock. Adjusted to reflect a one-for-four reverse stock split of common stock of ThermoGenesis Corp., effective close of business August 26, 2010. /s/ Matthew T. Plavan 2011-06-02