0001140361-17-020156.txt : 20170512 0001140361-17-020156.hdr.sgml : 20170512 20170512172527 ACCESSION NUMBER: 0001140361-17-020156 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170510 FILED AS OF DATE: 20170512 DATE AS OF CHANGE: 20170512 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CESCA THERAPEUTICS INC. CENTRAL INDEX KEY: 0000811212 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY APPARATUS & FURNITURE [3821] IRS NUMBER: 943018487 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 2711 CITRUS ROAD CITY: RANCHO CORDOVA STATE: CA ZIP: 95742 BUSINESS PHONE: 9168585100 MAIL ADDRESS: STREET 1: 2711 CITRUS ROAD CITY: RANCHO CORDOVA STATE: CA ZIP: 95742 FORMER COMPANY: FORMER CONFORMED NAME: THERMOGENESIS CORP DATE OF NAME CHANGE: 19951117 FORMER COMPANY: FORMER CONFORMED NAME: INSTA COOL INC OF NORTH AMERICA DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rao Mahendra S. CENTRAL INDEX KEY: 0001429612 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 333-82900 FILM NUMBER: 17840037 MAIL ADDRESS: STREET 1: C/O THERMOGENESIS CORP. STREET 2: 2711 CITRUS ROAD CITY: RANCHO CORDOVA STATE: CA ZIP: 95814 4 1 doc1.xml FORM 4 X0306 4 2017-05-10 0 0000811212 CESCA THERAPEUTICS INC. KOOL 0001429612 Rao Mahendra S. 2711 CITRUS ROAD RANCHO CORDOVA CA 95742 1 0 0 0 Common Stock 5255 D Stock Options 3.19 2017-05-10 4 A 0 13500 3.19 A 2027-05-10 Common Stock 13500 13500 D The option vests as to 3,934 shares on the date of grant, 562 shares on the last day of each month thereafter for 16 months (beginning on June 30, 2017) and 574 shares on October 31, 2018, subject to the early termination provisions and other terms and conditions of the 2016 Equity Incentive Plan, as amended. /s/ Mahendra Rao, Ph.D. 2017-05-12