0001140361-17-020156.txt : 20170512
0001140361-17-020156.hdr.sgml : 20170512
20170512172527
ACCESSION NUMBER: 0001140361-17-020156
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170510
FILED AS OF DATE: 20170512
DATE AS OF CHANGE: 20170512
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CESCA THERAPEUTICS INC.
CENTRAL INDEX KEY: 0000811212
STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY APPARATUS & FURNITURE [3821]
IRS NUMBER: 943018487
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 2711 CITRUS ROAD
CITY: RANCHO CORDOVA
STATE: CA
ZIP: 95742
BUSINESS PHONE: 9168585100
MAIL ADDRESS:
STREET 1: 2711 CITRUS ROAD
CITY: RANCHO CORDOVA
STATE: CA
ZIP: 95742
FORMER COMPANY:
FORMER CONFORMED NAME: THERMOGENESIS CORP
DATE OF NAME CHANGE: 19951117
FORMER COMPANY:
FORMER CONFORMED NAME: INSTA COOL INC OF NORTH AMERICA
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Rao Mahendra S.
CENTRAL INDEX KEY: 0001429612
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 333-82900
FILM NUMBER: 17840037
MAIL ADDRESS:
STREET 1: C/O THERMOGENESIS CORP.
STREET 2: 2711 CITRUS ROAD
CITY: RANCHO CORDOVA
STATE: CA
ZIP: 95814
4
1
doc1.xml
FORM 4
X0306
4
2017-05-10
0
0000811212
CESCA THERAPEUTICS INC.
KOOL
0001429612
Rao Mahendra S.
2711 CITRUS ROAD
RANCHO CORDOVA
CA
95742
1
0
0
0
Common Stock
5255
D
Stock Options
3.19
2017-05-10
4
A
0
13500
3.19
A
2027-05-10
Common Stock
13500
13500
D
The option vests as to 3,934 shares on the date of grant, 562 shares on the last day of each month thereafter for 16 months (beginning on June 30, 2017) and 574 shares on October 31, 2018, subject to the early termination provisions and other terms and conditions of the 2016 Equity Incentive Plan, as amended.
/s/ Mahendra Rao, Ph.D.
2017-05-12