0001140361-15-026579.txt : 20150702 0001140361-15-026579.hdr.sgml : 20150702 20150702163647 ACCESSION NUMBER: 0001140361-15-026579 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150630 FILED AS OF DATE: 20150702 DATE AS OF CHANGE: 20150702 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CESCA THERAPEUTICS INC. CENTRAL INDEX KEY: 0000811212 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY APPARATUS & FURNITURE [3821] IRS NUMBER: 943018487 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 2711 CITRUS ROAD CITY: RANCHO CORDOVA STATE: CA ZIP: 95742 BUSINESS PHONE: 9168585100 MAIL ADDRESS: STREET 1: 2711 CITRUS ROAD CITY: RANCHO CORDOVA STATE: CA ZIP: 95742 FORMER COMPANY: FORMER CONFORMED NAME: THERMOGENESIS CORP DATE OF NAME CHANGE: 19951117 FORMER COMPANY: FORMER CONFORMED NAME: INSTA COOL INC OF NORTH AMERICA DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rao Mahendra S. CENTRAL INDEX KEY: 0001429612 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 333-82900 FILM NUMBER: 15970291 MAIL ADDRESS: STREET 1: C/O THERMOGENESIS CORP. STREET 2: 2711 CITRUS ROAD CITY: RANCHO CORDOVA STATE: CA ZIP: 95814 4 1 doc1.xml FORM 4 X0306 4 2015-06-30 0 0000811212 CESCA THERAPEUTICS INC. KOOL 0001429612 Rao Mahendra S. C/O CESCA THERAPEUTICS 2711 CITRUS RD. RANCHO CORDOVA CA 95742 1 0 0 0 Common Stock 2015-06-30 4 A 0 4412 0.85 A 14134 D Option .8099 2015-07-01 4 A 0 25000 0.00 D 2022-07-01 Common Stock 25000 90000 D As Chairman of the Clinical Program Review Committee, the reporting person receives common stock in lieu of cash for 50% of the committee fees. Option vests monthly over a one year period. /s/ Mahendra Rao, Ph.D. by Robin Stracey, POA 2015-07-02