0001140361-15-024007.txt : 20150611 0001140361-15-024007.hdr.sgml : 20150611 20150611195422 ACCESSION NUMBER: 0001140361-15-024007 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150609 FILED AS OF DATE: 20150611 DATE AS OF CHANGE: 20150611 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CESCA THERAPEUTICS INC. CENTRAL INDEX KEY: 0000811212 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY APPARATUS & FURNITURE [3821] IRS NUMBER: 943018487 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 2711 CITRUS ROAD CITY: RANCHO CORDOVA STATE: CA ZIP: 95742 BUSINESS PHONE: 9168585100 MAIL ADDRESS: STREET 1: 2711 CITRUS ROAD CITY: RANCHO CORDOVA STATE: CA ZIP: 95742 FORMER COMPANY: FORMER CONFORMED NAME: THERMOGENESIS CORP DATE OF NAME CHANGE: 19951117 FORMER COMPANY: FORMER CONFORMED NAME: INSTA COOL INC OF NORTH AMERICA DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STRACEY ROBIN C CENTRAL INDEX KEY: 0001270440 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 333-82900 FILM NUMBER: 15927185 MAIL ADDRESS: STREET 1: 185 LA MONTAGNE CT. CITY: LOS GATOS STATE: CA ZIP: 95032 4 1 doc1.xml FORM 4 X0306 4 2015-06-09 0 0000811212 CESCA THERAPEUTICS INC. KOOL 0001270440 STRACEY ROBIN C 2711 CITRUS RD. RANCHO CORDOVA CA 95742 1 1 0 0 CEO Common Stock 2015-06-09 4 A 0 1000000 0.832 A 1050405.00 D Option 0.832 2015-06-09 4 A 0 1000000 0 A 2022-06-09 Common Stock 1000000 1065000 D Restricted common stock units representing 1,000,000 shares of common stock vesting in 4 equal installments based upon a combination of time and milestone based targets. The options vest 25% immediately and the balance shall vest in equal monthly installments during the following 24 month period. /s/ Robin Stracey 2015-06-11