0001140361-15-019761.txt : 20150514 0001140361-15-019761.hdr.sgml : 20150514 20150514171938 ACCESSION NUMBER: 0001140361-15-019761 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150509 FILED AS OF DATE: 20150514 DATE AS OF CHANGE: 20150514 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CESCA THERAPEUTICS INC. CENTRAL INDEX KEY: 0000811212 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY APPARATUS & FURNITURE [3821] IRS NUMBER: 943018487 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 2711 CITRUS ROAD CITY: RANCHO CORDOVA STATE: CA ZIP: 95742 BUSINESS PHONE: 9168585100 MAIL ADDRESS: STREET 1: 2711 CITRUS ROAD CITY: RANCHO CORDOVA STATE: CA ZIP: 95742 FORMER COMPANY: FORMER CONFORMED NAME: THERMOGENESIS CORP DATE OF NAME CHANGE: 19951117 FORMER COMPANY: FORMER CONFORMED NAME: INSTA COOL INC OF NORTH AMERICA DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BRUCH MICHAEL CENTRAL INDEX KEY: 0001641317 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 333-82900 FILM NUMBER: 15864047 MAIL ADDRESS: STREET 1: 2711 CITRUS RD. CITY: RANCHO CORDOVA STATE: CA ZIP: 95742 3 1 doc1.xml FORM 3 X0206 3 2015-05-09 0 0000811212 CESCA THERAPEUTICS INC. KOOL 0001641317 BRUCH MICHAEL 2711 CITRUS ROAD C/O CESCA THERAPEUTICS INC. RANCHO CORDOVA CA 95742 0 1 0 0 Interim CFO Common Stock (Restricted) 10791 D Common Stock (Restricted) 30000 D Common Stock 63951 D Stock Options 2.3204 2015-06-10 Common Stock 12500 D Represents 10,791 shares of restricted common stock that vest in three equal installments on June 30, 2015, 2016 and 2017. Represents 30,000 shares of restricted common stock that vest upon filing Cesca's Form 10-K for the fiscal year ending June 30, 2015. The options vested in four equal installments on June 10, 2011, 2012, 2013 and 2014. /s/ Michael Bruch 2015-05-14